{"id":11913,"date":"2019-02-20T09:58:25","date_gmt":"2019-02-20T02:58:25","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=11913"},"modified":"2022-03-06T10:02:22","modified_gmt":"2022-03-06T03:02:22","slug":"2-512-can-co-lo-trinh-thu-phi-giao-dich-chung-khoan-phai-sinh","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/2-512-can-co-lo-trinh-thu-phi-giao-dich-chung-khoan-phai-sinh\/","title":{"rendered":"2.512. C\u1ea7n c\u00f3 l\u1ed9 tr\u00ecnh thu ph\u00ed giao d\u1ecbch ch\u1ee9ng kho\u00e1n ph\u00e1i sinh"},"content":{"rendered":"<strong>(D\u0110DN) &#8211; Nhi\u1ec1u chuy\u00ean gia, lu\u1eadt s\u01b0 cho r\u1eb1ng, vi\u1ec7c thu ph\u00ed giao d\u1ecbch ch\u1ee9ng kho\u00e1n ph\u00e1i sinh c\u1ea7n c\u00f3 l\u1ed9 tr\u00ecnh, n\u1ebfu kh\u00f4ng s\u1ebd kh\u00f4ng khuy\u1ebfn kh\u00edch ph\u00e1t tri\u1ec3n \u0111\u01b0\u1ee3c c\u00e1c s\u1ea3n ph\u1ea9m m\u1edbi tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam.<\/strong><\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone size-medium wp-image-11915 img-fluid img-fluid aligncenter\" src=\"https:\/\/anvilaw.com\/wp-content\/uploads\/2019\/02\/52657744_2815909555093723_5971663996544090112_n_1-400x600.jpg\" alt=\"\" width=\"400\" height=\"600\" srcset=\"https:\/\/anvilaw.com\/wp-content\/uploads\/2019\/02\/52657744_2815909555093723_5971663996544090112_n_1-400x600.jpg 400w, https:\/\/anvilaw.com\/wp-content\/uploads\/2019\/02\/52657744_2815909555093723_5971663996544090112_n_1.jpg 461w\" sizes=\"auto, (max-width: 400px) 100vw, 400px\" \/><\/p>\n<p><em>Bi<\/em><em>\u1ec3<\/em><em>u ph<\/em><em>\u00ed<\/em><em> giao d<\/em><em>\u1ecb<\/em><em>ch ph<\/em><em>\u00e1<\/em><em>i sinh theo Th<\/em><em>\u00f4<\/em><em>ng t<\/em><em>\u01b0<\/em><em> 127\/2018\/TT-BTC c<\/em><em>\u1ee7<\/em><em>a B<\/em><em>\u1ed9<\/em><em> T<\/em><em>\u00e0<\/em><em>i ch<\/em><em>\u00ed<\/em><em>nh m<\/em><em>\u1edb<\/em><em>i <\/em><em>\u0111\u01b0\u1ee3<\/em><em>c ban h<\/em><em>\u00e0<\/em><em>nh.<\/em><\/p>\n<p>Ngo\u00e0i ph\u00ed giao d\u1ecbch tr\u1ea3 cho c\u00e1c C\u00f4ng ty ch\u1ee9ng kho\u00e1n, nh\u00e0 \u0111\u1ea7u t\u01b0 c\u1ea7n b\u1ed5 sung th\u00eam ph\u00ed tr\u1ea3 cho Trung t\u00e2m l\u01b0u k\u00fd ch\u1ee9ng kho\u00e1n (VSD) v\u00e0 S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n H\u00e0 N\u1ed9i (HNX) theo quy \u0111\u1ecbnh t\u1ea1i Th\u00f4ng t\u01b0 127 bao g\u1ed3m ph\u00ed h\u1ee3p \u0111\u1ed3ng t\u01b0\u01a1ng lai (H\u0110TL) ch\u1ec9 s\u1ed1, H\u0110TL tr\u00e1i phi\u1ebfu Ch\u00ednh ph\u1ee7, ph\u00ed d\u1ecbch v\u1ee5 qu\u1ea3n l\u00fd v\u1ecb th\u1ebf, ph\u00ed d\u1ecbch v\u1ee5 qu\u1ea3n l\u00fd t\u00e0i s\u1ea3n k\u00fd qu\u1ef9.<\/p>\n<p>Nh\u01b0 v\u1eady, so v\u1edbi tr\u01b0\u1edbc \u0111\u00e2y, \u0111\u1ed1i v\u1edbi m\u1ed7i t\u00e0i kho\u1ea3n giao d\u1ecbch c\u00e1c H\u0110TL, ngo\u00e0i ph\u00ed thu\u1ebf ph\u1ea3i tr\u1ea3 cho c\u00f4ng ty ch\u1ee9ng kho\u00e1n, th\u00ec t\u1eeb 15\/2 c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 ph\u1ea3i tr\u1ea3 th\u00eam ti\u1ec1n k\u00fd qu\u1ef9 VSD t\u1eeb 400.000 \u0111\u1ed3ng- 2 tri\u1ec7u\/\u0111\u1ed3ng\/t\u00e0i kho\u1ea3n\u2026 D\u01b0\u1edbi \u0111\u00e2y l\u00e0 \u00fd ki\u1ebfn c\u1ee7a c\u00e1c chuy\u00ean gia c\u1ee7a ng\u00e0nh lu\u1eadt v\u1ec1 v\u1ea5n \u0111\u1ec1 n\u00e0y.<\/p>\n<p><strong>Lu<\/strong><strong>\u1ead<\/strong><strong>t s<\/strong><strong>\u01b0<\/strong><strong> Tr<\/strong><strong>\u01b0\u01a1<\/strong><strong>ng Thanh <\/strong><strong>\u0110\u1ee9<\/strong><strong>c- Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt ANVI<\/strong><\/p>\n<p>Th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n ph\u00e1i sinh v\u1eeba ra \u0111\u1eddi ch\u01b0a \u0111\u01b0\u1ee3c 2 n\u0103m th\u00ec c\u01a1 quan qu\u1ea3n l\u00fd \u0111\u00e3 \u0111\u01b0a ra nhi\u1ec1u lo\u1ea1i ph\u00ed, nhi\u1ec1u nh\u00e0 \u0111\u1ea7u t\u01b0 ph\u1ea3n \u00e1nh l\u00e0 \u201cph\u00ed ch\u1ed3ng ph\u00ed\u201d. Theo t\u00f4i, \u0111i\u1ec1u n\u00e0y c\u00f3 th\u1ec3 \u1ea3nh h\u01b0\u1edfng \u0111\u1ebfn c\u01a1 h\u1ed9i ph\u00e1t tri\u1ec3n c\u00e1c s\u1ea3n ph\u1ea9m m\u1edbi tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. Vi\u1ec7c thu ph\u00ed nh\u01b0 v\u1eady s\u1ebd kh\u00f4ng khuy\u1ebfn kh\u00edch ph\u00e1t tri\u1ec3n m\u1ea3ng ch\u1ee9ng kho\u00e1n ph\u00e1i sinh.<\/p>\n<p>Nh\u00ecn v\u00e0o c\u00e1c lo\u1ea1i ph\u00ed m\u00e0 HNX, VSD v\u00e0 c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n thu tr\u00ean m\u1ed7i h\u1ee3p \u0111\u1ed3ng ph\u00e1i sinh, c\u00f3 th\u1ec3 n\u00f3i nh\u00e0 \u0111\u1ea7u t\u01b0 g\u00e1nh 3 lo\u1ea1i ph\u00ed. Vi\u1ec7c \u00e1p \u0111\u1eb7t ba lo\u1ea1i ph\u00ed n\u00e0y nghi\u1ec5m nhi\u00ean th\u1ec3 hi\u1ec7n s\u1ef1 \u0111\u1ed9c quy\u1ec1n. \u0110i\u1ec1u n\u00e0y c\u00f3 ngh\u0129a l\u00e0 c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd \u0111\u1ed9c quy\u1ec1n trong vi\u1ec7c cung c\u1ea5p d\u1ecbch v\u1ee5 ch\u1ee9ng kho\u00e1n ph\u00e1i sinh, trong khi ch\u1ee7 tr\u01b0\u01a1ng c\u1ee7a Nh\u00e0 n\u01b0\u1edbc l\u00e0 xo\u00e1 b\u1ecf s\u1ef1 \u0111\u1ed9c quy\u1ec1n trong kinh doanh, nh\u1ea5t l\u00e0 khu v\u1ef1c DNNN.<\/p>\n<p>Theo t\u00f4i, VSD v\u00e0 HNX kh\u00f4ng n\u00ean thu ph\u00ed, h\u00e3y \u0111\u1ec3 s\u00e2n ch\u01a1i cho c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n di\u1ec5n, t\u1ea1o s\u1ef1 c\u1ea1nh tranh b\u00ecnh \u0111\u1eb3ng gi\u1eefa c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n, c\u00f3 nh\u01b0 v\u1eady th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n ph\u00e1i sinh m\u1edbi ph\u00e1t tri\u1ec3n l\u00e0nh m\u1ea1nh, th\u1ef1c s\u1ef1 l\u00e0 n\u01a1i ph\u00f2ng v\u1ec7 cho th\u1ecb tr\u01b0\u1eddng c\u01a1 s\u1edf\u2026<\/p>\n<p><strong>Lu<\/strong><strong>\u1ead<\/strong><strong>t s<\/strong><strong>\u01b0<\/strong><strong> Nguy<\/strong><strong>\u1ec5<\/strong><strong>n H<\/strong><strong>\u1ed3<\/strong><strong>ng Nhung-\u00a0 C\u00f4ng ty TNHH Lu<\/strong><strong>\u1ead<\/strong><strong>t XTVN<\/strong><\/p>\n<p>Xung quanh Th\u00f4ng t\u01b0 127, t\u00f4i cho r\u1eb1ng vi\u1ec7c thu ph\u00ed trong giao d\u1ecbch ch\u1ee9ng kho\u00e1n ph\u00e1i sinh kh\u00f4ng tr\u00e1i quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt. V\u00ec tr\u00ean th\u1ef1c t\u1ebf kh\u00f4ng c\u00f3 v\u0103n b\u1ea3n ph\u00e1p lu\u1eadt n\u00e0o quy \u0111\u1ecbnh ch\u1ec9 \u0111\u01b0\u1ee3c thu 1 lo\u1ea1i ph\u00ed.<\/p>\n<p>Tuy nhi\u00ean, vi\u1ec7c c\u1ea7n l\u00e0m r\u00f5 v\u00e0 c\u1ea7n b\u00e0n th\u00eam l\u00e0: M\u1ee9c ph\u00ed quy \u0111\u1ecbnh t\u1ea1i Th\u00f4ng t\u01b0 127\/2018\/TT-BTC \u0111\u01b0\u1ee3c t\u1ea1i c\u0103n c\u1ee9 v\u00e0o \u0111\u00e2u?, m\u1ee9c ph\u00ed \u0111\u00f3 \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111\u00e1nh gi\u00e1, t\u00ednh to\u00e1n t\u1edbi c\u00e1c y\u1ebfu t\u1ed1 t\u00e1c \u0111\u1ed9ng t\u1edbi th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n hay ch\u01b0a, nh\u1ea5t l\u00e0 s\u1ea3n ph\u1ea9m ch\u1ee9ng kho\u00e1n ph\u00e1i sinh m\u1edbi \u0111\u01b0\u1ee3c \u0111\u01b0a v\u00e0o ph\u00e1t tri\u1ec3n?, t\u1ea1i sao c\u01a1 quan qu\u1ea3n l\u00fd Nh\u00e0 n\u01b0\u1edbc l\u1ea1i ch\u1ecdn th\u1eddi \u0111i\u1ec3m n\u00e0y \u0111\u1ec3 b\u1ed5 sung th\u00eam vi\u1ec7c thu ph\u00ed?.<\/p>\n<p><strong>Lu<\/strong><strong>\u1ead<\/strong><strong>t s<\/strong><strong>\u01b0<\/strong><strong> Nguy<\/strong><strong>\u1ec5<\/strong><strong>n Huy An- V<\/strong><strong>\u0103<\/strong><strong>n ph\u00f2ng Lu<\/strong><strong>\u1ead<\/strong><strong>t s<\/strong><strong>\u01b0<\/strong><strong> Huy An<\/strong><\/p>\n<p>V\u1edbi m\u1ee9c ph\u00ed hi\u1ec7n h\u00e0nh theo quy \u0111\u1ecbnh c\u1ee7a Th\u00f4ng t\u01b0 127 m\u00e0 B\u1ed9 T\u00e0i ch\u00ednh ban h\u00e0nh, nh\u00e0 \u0111\u1ea7u t\u01b0 ph\u1ea3i ch\u1ecbu ba lo\u1ea1i ph\u00ed. S\u1ed1 ti\u1ec1n ph\u00ed thu kh\u00f4ng \u0111\u00e1ng k\u1ec3, nh\u01b0ng \u0111\u1ed1i v\u1edbi nh\u1eefng nh\u00e0 \u0111\u1ea7u t\u01b0 nh\u1ecf (\u0111\u00e3 tham gia th\u1ecb tr\u01b0\u1eddng, c\u00f3 \u00fd \u0111\u1ecbnh tham gia) th\u00ec s\u1ebd c\u00e2n nh\u1eafc v\u00e0 cho r\u1eb1ng quy \u0111\u1ecbnh thu th\u00eam kho\u1ea3n ph\u00ed n\u00e0y kh\u00f4ng khuy\u1ebfn kh\u00edch d\u00f2ng ti\u1ec1n v\u00e0o th\u1ecb tr\u01b0\u1eddng.<\/p>\n<p>Vi\u1ec7c t\u0103ng th\u00eam c\u00e1c kho\u1ea3n ph\u00ed d\u1eabn \u0111\u1ebfn kh\u1ea3 n\u0103ng nhi\u1ec1u nh\u00e0 \u0111\u1ea7u t\u01b0 quy\u1ebft \u0111\u1ecbnh kh\u00f4ng n\u1eafm gi\u1eef v\u1ecb th\u1ebf qua \u0111\u00eam v\u00e0 kh\u00f4ng khuy\u1ebfn kh\u00edch nh\u00e0 \u0111\u1ea7u t\u01b0 d\u00e0i h\u1ea1n. \u0110i\u1ec1u n\u00e0y c\u00f3 th\u1ec3 khi\u1ebfn d\u00f2ng ti\u1ec1n r\u00fat kh\u1ecfi th\u1ecb tr\u01b0\u1eddng, \u1ea3nh h\u01b0\u1edfng tr\u1ef1c ti\u1ebfp t\u1edbi th\u1ecb tr\u01b0\u1eddng ph\u00e1i sinh m\u1edbi \u0111\u01b0\u1ee3c \u0111\u01b0a v\u00e0o khai th\u00e1c g\u1ea7n 2 n\u0103m nay.<\/p>\n<p class=\"post-sapo mb-15\">B\u1ed9 T\u00e0i ch\u00ednh c\u1ea7n x\u00e2y d\u1ef1ng l\u1ed9 tr\u00ecnh thu ph\u00ed \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o quy\u1ec1n l\u1ee3i c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0 v\u00e0 \u0111\u1ea3m b\u1ea3o th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n n\u00f3i chung v\u00e0 ch\u1ee9ng kho\u00e1n ph\u00e1i sinh n\u00f3i ri\u00eang ph\u00e1t tri\u1ec3n theo \u0111\u00fang \u0111\u1ecbnh h\u01b0\u1edbng c\u1ee7a Ch\u00ednh ph\u1ee7 nh\u1eb1m khuy\u1ebfn kh\u00edch ph\u00e1t tri\u1ec3n nh\u1eefng s\u1ea3n ph\u1ea9m m\u1edbi, nh\u01b0 ch\u1ee9ng kho\u00e1n ph\u00e1i sinh&#8230;<\/p>\n<p class=\"post-author\"><strong><strong class=\"post-author-fs\">D\u01b0\u01a1ng Thu\u1ef3<\/strong><\/strong><\/p>\n<p>&#8212;&#8212;&#8212;&#8212;&#8212;&#8212;<\/p>\n<p><em><b>Di\u1ec5n \u0111\u00e0n doanh nghi\u1ec7p (Ch\u1ee9ng kho\u00e1n) 20-02-2019:<\/b><\/em><\/p>\n<p><a href=\"https:\/\/diendandoanhnghiep.vn\/can-co-lo-trinh-thu-phi-giao-dich-chung-khoan-phai-sinh-145227.html\">C\u1ea7n c\u00f3 l\u1ed9 tr\u00ecnh thu ph\u00ed giao d\u1ecbch ch\u1ee9ng kho\u00e1n ph\u00e1i sinh | DI\u1ec4N \u0110\u00c0N T\u00c0I CH\u00cdNH (diendandoanhnghiep.vn)<\/a><\/p>\n<p><em>(229\/744)<\/em>","protected":false},"excerpt":{"rendered":"<p>(D\u0110DN) &#8211; Nhi\u1ec1u chuy\u00ean gia, lu\u1eadt s\u01b0 cho r\u1eb1ng, vi\u1ec7c thu ph\u00ed giao d\u1ecbch ch\u1ee9ng kho\u00e1n ph\u00e1i sinh c\u1ea7n c\u00f3 l\u1ed9 tr\u00ecnh, n\u1ebfu kh\u00f4ng s\u1ebd kh\u00f4ng khuy\u1ebfn kh\u00edch ph\u00e1t tri\u1ec3n \u0111\u01b0\u1ee3c c\u00e1c s\u1ea3n ph\u1ea9m m\u1edbi tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam. Bi\u1ec3u ph\u00ed giao d\u1ecbch ph\u00e1i sinh theo Th\u00f4ng t\u01b0 127\/2018\/TT-BTC c\u1ee7a B\u1ed9 T\u00e0i [&hellip;]<\/p>\n","protected":false},"author":10,"featured_media":11915,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[27,26],"tags":[],"class_list":["post-11913","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-interviews","category-legal-media"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.3 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>2.512. 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