{"id":1319,"date":"2022-01-12T11:25:13","date_gmt":"2022-01-12T04:25:13","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=1319"},"modified":"2022-01-20T11:25:22","modified_gmt":"2022-01-20T04:25:22","slug":"3-603-ong-trinh-van-quyet-ban-chui-co-phieu-flc-nha-dau-tu-co-the-kien","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/3-603-ong-trinh-van-quyet-ban-chui-co-phieu-flc-nha-dau-tu-co-the-kien\/","title":{"rendered":"3.603. \u00d4ng Tr\u1ecbnh V\u0103n Quy\u1ebft b\u00e1n “chui” c\u1ed5 phi\u1ebfu FLC: Nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00f3 th\u1ec3 ki\u1ec7n!"},"content":{"rendered":"(GT) – Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c, Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt TNHH ANVI \u0111\u00e1nh gi\u00e1 sai ph\u1ea1m c\u1ee7a \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft l\u00e0 sai ph\u1ea1m \u0111\u1eb7c bi\u1ec7t nghi\u00eam tr\u1ecdng.<\/em><\/strong><\/p>\n

Nh\u00e0 \u0111\u1ea7u t\u01b0 c\u0169ng c\u00f3 th\u1ec3 ki\u1ec7n<\/strong><\/p>\n

\u1ee6y ban ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCK) t\u1ed1i 10\/1 \u0111\u00e3 ra Quy\u1ebft \u0111\u1ecbnh s\u1ed1 19\/QD-UBCK phong t\u1ecfa c\u00e1c t\u00e0i kho\u1ea3n ch\u1ee9ng kho\u00e1n \u0111\u1ee9ng t\u00ean \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft, Ch\u1ee7 t\u1ecbch H\u0110QT C\u00f4ng ty c\u1ed5 ph\u1ea7n T\u1eadp \u0111o\u00e0n FLC (m\u00e3 ch\u1ee9ng kho\u00e1n FLC, HoSE).<\/p>\n

Th\u1eddi \u0111i\u1ec3m b\u1eaft \u0111\u1ea7u \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p phong t\u1ecfa t\u1eeb ng\u00e0y 11\/1\/2022, th\u1eddi h\u1ea1n phong t\u1ecfa s\u1ebd k\u00e9o d\u00e0i cho \u0111\u1ebfn khi Ch\u1ee7 t\u1ecbch UBCK ra quy\u1ebft \u0111\u1ecbnh thay th\u1ebf.<\/p>\n

\"\"<\/em><\/p>\n

\u00d4ng Tr\u1ecbnh V\u0103n Quy\u1ebft, Ch\u1ee7 t\u1ecbch T\u1eadp \u0111o\u00e0n FLC (\u1ea2nh: KT)<\/em><\/p>\n

Trao \u0111\u1ed5i v\u1edbi B\u00e1o Giao th\u00f4ng, Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c cho bi\u1ebft, vi\u1ec7c phong to\u1ea3 t\u00e0i kho\u1ea3n c\u1ee7a \u00f4ng Quy\u1ebft \u0111\u01b0\u1ee3c UBCK th\u1ef1c hi\u1ec7n nhanh sau khi h\u1ecdp kh\u1ea9n c\u1ea5p v\u00e0 \u0111\u01b0\u1ee3c th\u1ecb tr\u01b0\u1eddng \u0111\u00e1nh gi\u00e1 cao.<\/em><\/p>\n

Tuy nhi\u00ean, \u00f4ng \u0110\u1ee9c l\u01b0u \u00fd UBCK ph\u1ea3i c\u00f3 c\u0103n c\u1ee9 ph\u00e1p l\u00fd \u0111\u1ea7y \u0111\u1ee7 \u0111\u1ec3 th\u1ef1c hi\u1ec7n vi\u1ec7c phong to\u1ea3 n\u00e0y.<\/em><\/p>\n

V\u1ec1 c\u01a1 s\u1edf ph\u00e1p l\u00fd, m\u1ed9t ngu\u1ed3n tin t\u1eeb c\u01a1 quan qu\u1ea3n l\u00fd ch\u1ee9ng kho\u00e1n kh\u1eb3ng \u0111\u1ecbnh, l\u00e0 c\u01a1 quan so\u1ea1n th\u1ea3o c\u00e1c v\u0103n b\u1ea3n ph\u00e1p l\u00fd \u0111\u1ec3 qu\u1ea3n l\u00fd v\u00e0 v\u1eadn h\u00e0nh th\u1ecb tr\u01b0\u1eddng, UBCK c\u00f3 \u0111\u1ea7y \u0111\u1ee7 c\u01a1 s\u1edf v\u00e0 c\u0103n c\u1ee9 ph\u00e1p l\u00fd \u0111\u1ec3 phong to\u1ea3 t\u00e0i kho\u1ea3n c\u1ee7a \u00f4ng Quy\u1ebft c\u0169ng nh\u01b0 x\u1eed l\u00fd v\u1ee5 vi\u1ec7c.<\/em><\/p>\n

Theo t\u00ecm hi\u1ec3u c\u1ee7a B\u00e1o Giao th\u00f4ng, s\u00e1ng nay, c\u01a1 quan qu\u1ea3n l\u00fd th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n v\u1eabn ti\u1ebfp h\u1ecdp kh\u1ea9n c\u1ea5p \u0111\u1ec3 x\u1eed l\u00fd v\u1ee5 vi\u1ec7c n\u00e0y.<\/em><\/p>\n

Li\u00ean quan t\u1edbi vi\u1ec7c phong to\u1ea3 t\u00e0i kho\u1ea3n c\u1ee7a \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft v\u00e0 hu\u1ef7 c\u00e1c l\u1ec7nh giao d\u1ecbch \u0111\u1ed1i \u1ee9ng v\u1edbi l\u1ec7nh b\u00e1n c\u1ed5 phi\u1ebfu FLC c\u1ee7a \u00f4ng n\u00e0y trong phi\u00ean giao d\u1ecbch 10\/1 v\u1edbi kh\u1ed1i l\u01b0\u1ee3ng 74,8 tri\u1ec7u c\u1ed5 phi\u1ebfu, lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c cho bi\u1ebft, n\u1ebfu nh\u00e0 \u0111\u1ea7u t\u01b0 giao d\u1ecbch c\u1ed5 phi\u1ebfu FLC ch\u1ee9ng minh \u0111\u01b0\u1ee3c thi\u1ec7t h\u1ea1i c\u1ee7a m\u00ecnh li\u00ean quan t\u1edbi sai ph\u1ea1m n\u00f3i tr\u00ean c\u1ee7a \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft th\u00ec ho\u00e0n to\u00e0n c\u00f3 th\u1ec3 kh\u1edfi ki\u1ec7n ra to\u00e0.<\/em><\/p>\n

\u00d4ng Quy\u1ebft b\u1ecb x\u1eed ph\u1ea1t cao nh\u1ea5t bao nhi\u00eau?<\/strong><\/p>\n

Lu\u1eadt s\u01b0 Nguy\u1ec5n V\u0103n Tu\u1ea5n, Gi\u00e1m \u0111\u1ed1c c\u00f4ng ty lu\u1eadt TGS cho bi\u1ebft, theo Th\u00f4ng t\u01b0 96, t\u1ed1i thi\u1ec3u 3 ng\u00e0y l\u00e0m vi\u1ec7c tr\u01b0\u1edbc ng\u00e0y th\u1ef1c hi\u1ec7n giao d\u1ecbch, c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp n\u1eafm gi\u1eef c\u1ed5 phi\u1ebfu b\u1ecb h\u1ea1n ch\u1ebf chuy\u1ec3n nh\u01b0\u1ee3ng, ph\u1ea3i g\u1eedi b\u00e1o c\u00e1o cho UBCK, S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n (\u0111\u1ed1i v\u1edbi c\u1ed5 phi\u1ebfu ni\u00eam y\u1ebft, \u0111\u0103ng k\u00fd giao d\u1ecbch), T\u1ed5ng c\u00f4ng ty l\u01b0u k\u00fd v\u00e0 b\u00f9 tr\u1eeb ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam, c\u00f4ng ty \u0111\u1ea1i ch\u00fang v\u00e0 c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n v\u1ec1 vi\u1ec7c th\u1ef1c hi\u1ec7n giao d\u1ecbch.<\/p>\n

Tr\u01b0\u1eddng h\u1ee3p chuy\u1ec3n nh\u01b0\u1ee3ng cho ng\u01b0\u1eddi kh\u00f4ng ph\u1ea3i l\u00e0 c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp, ng\u01b0\u1eddi th\u1ef1c hi\u1ec7n chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea3i g\u1eedi b\u1ed5 sung ngh\u1ecb quy\u1ebft c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng n\u00eau tr\u00ean.<\/p>\n

Trong th\u1eddi h\u1ea1n 3 ng\u00e0y l\u00e0m vi\u1ec7c sau khi nh\u1eadn \u0111\u01b0\u1ee3c b\u00e1o c\u00e1o, c\u00f4ng ty \u0111\u1ea1i ch\u00fang, c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n ph\u1ea3i c\u00f4ng b\u1ed1 tr\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a c\u00f4ng ty.<\/p>\n

\u201cQuy \u0111\u1ecbnh \u0111\u00e3 c\u00f3, nh\u1eefng ai thu\u1ed9c ph\u1ea1m vi \u0111i\u1ec1u ch\u1ec9nh c\u1ee7a quy \u0111\u1ecbnh m\u00e0 vi ph\u1ea1m th\u00ec s\u1ebd b\u1ecb x\u1eed ph\u1ea1t. \u1ede \u0111\u00e2y ch\u1ec9 l\u00e0 ph\u1ea1t vi x\u1eed ph\u1ea1t h\u00e0nh ch\u00ednh, kh\u00f4ng truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1 v\u1edbi h\u00e0nh vi n\u00e0y\u201d, \u00f4ng Tu\u1ea5n n\u00f3i.<\/p>\n

C\u0169ng theo Lu\u1eadt s\u01b0 Tu\u1ea5n, h\u00e0nh vi b\u00e1n \u201cchui” c\u1ed5 phi\u1ebfu b\u1ecb x\u1eed ph\u1ea1t gi\u00e1 tr\u1ecb ch\u1ee9ng kho\u00e1n giao d\u1ecbch th\u1ef1c t\u1ebf t\u00ednh theo m\u1ec7nh gi\u00e1 ho\u1eb7c theo gi\u00e1 ph\u00e1t h\u00e0nh g\u1ea7n nh\u1ea5t ho\u1eb7c gi\u00e1 tr\u1ecb chuy\u1ec3n nh\u01b0\u1ee3ng.<\/p>\n

\u00d4ng Tu\u1ea5n v\u00ed d\u1ee5, ch\u1ee7 t\u1ecbch h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u00e0 c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp c\u1ee7a m\u1ed9t c\u00f4ng ty \u0111\u1ea1i ch\u00fang b\u00e1n chui 175 tri\u1ec7u c\u1ed5 phi\u1ebfu v\u1edbi gi\u00e1 th\u1ecb tr\u01b0\u1eddng kho\u1ea3ng 20.000 \u0111\u1ed3ng\/c\u1ed5 phi\u1ebfu, s\u1ed1 ti\u1ec1n thu \u0111\u01b0\u1ee3c l\u00e0 3.500 t\u1ef7 \u0111\u1ed3ng.<\/p>\n

\u201cTuy nhi\u00ean, gi\u00e1 tr\u1ecb t\u00ednh theo m\u1ec7nh gi\u00e1 ch\u1ee9 kh\u00f4ng t\u00ednh theo gi\u00e1 th\u1ecb tr\u01b0\u1eddng. M\u00e0 theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt ch\u1ee9ng kho\u00e1n, m\u1ed9t c\u1ed5 phi\u1ebfu c\u00f3 m\u1ec7nh gi\u00e1 l\u00e0 10.000 \u0111\u1ed3ng. Nh\u01b0 v\u1eady trong tr\u01b0\u1eddng h\u1ee3p n\u00e0y, s\u1ed1 ti\u1ec1n l\u00e0m c\u0103n c\u1ee9 t\u00ednh m\u1ee9c ph\u1ea1t ch\u1ec9 l\u00e0 1.750 t\u1ef7 \u0111\u1ed3ng, 3%\u20135% c\u1ee7a con s\u1ed1 1.750 t\u1ef7 l\u00e0 kho\u1ea3ng 52,5 t\u1ef7 \u0111\u1ed3ng \u0111\u1ebfn 87,5 t\u1ef7 \u0111\u1ed3ng\u201d, \u00f4ng Tu\u1ea5n cho hay.<\/p>\n

M\u1eb7c d\u00f9 v\u1eady, theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec3m b Kho\u1ea3n 3 \u0110i\u1ec1u 5 Ngh\u1ecb \u0111\u1ecbnh 128\/2021\/N\u0110-CP, m\u1ee9c x\u1eed ph\u1ea1t t\u1ed1i \u0111a \u0111\u1ed1i v\u1edbi h\u00e0nh vi mua b\u00e1n \u201cchui\u201d l\u00e0 3 t\u1ef7 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c v\u00e0 1,5 t\u1ef7 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi c\u00e1 nh\u00e2n.<\/p>\n

Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c \u0111\u1ed3ng t\u00ecnh quan \u0111i\u1ec3m tr\u00ean. \u00d4ng \u0110\u1ee9c cho bi\u1ebft, tr\u01b0\u1edbc \u0111\u00e2y \u00f4ng Quy\u1ebft \u0111\u00e3 thu l\u1eddi v\u00e0i tr\u0103m t\u1ef7 v\u1ec1 h\u00e0nh vi b\u00e1n “chui” c\u1ed5 phi\u1ebfu, trong khi ph\u00e1p lu\u1eadt ch\u1ec9 quy \u0111\u1ecbnh x\u1eed ph\u1ea1t v\u00e0i tr\u0103m tri\u1ec7u. Tuy nhi\u00ean, \u0111\u1ebfn nay, ph\u00e1p lu\u1eadt \u0111\u00e3 \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i ch\u1eb7t ch\u1ebd h\u01a1n \u0111\u1ec3 ng\u0103n ch\u1eb7n d\u1ea1ng vi ph\u1ea1m t\u01b0\u01a1ng t\u1ef1. Theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 7, \u0110i\u1ec1u 33, Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 156\/2020\/N\u0110-CP, c\u1ed5 \u0111\u00f4ng l\u1edbn kh\u00f4ng c\u00f4ng b\u1ed1 c\u00f4ng khai th\u00f4ng tin tr\u01b0\u1edbc khi b\u00e1n c\u1ed5 phi\u1ebfu c\u00f2n ch\u1ecbu \u00edt nh\u1ea5t 2 ch\u1ebf t\u00e0i.<\/em><\/p>\n

Theo \u0111\u00f3, \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft c\u00f3 th\u1ec3 b\u1ecb x\u1eed ph\u1ea1t h\u00e0nh ch\u00ednh t\u1ed1i \u0111a 1,5 t\u1ef7 \u0111\u1ed3ng, c\u00f9ng v\u1edbi c\u00e1c bi\u1ec7n ph\u00e1p kh\u00e1c l\u00e0 \u0111\u00ecnh ch\u1ec9 giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u00f3 th\u1eddi h\u1ea1n t\u1eeb 1-12 th\u00e1ng, t\u1ecbch thu tang v\u1eadt, c\u00f4ng c\u1ee5 vi ph\u1ea1m.<\/em><\/p>\n

\u0110\u1eb7c bi\u1ec7t, tu\u1ef3 theo m\u1ee9c \u0111\u1ed9 vi ph\u1ea1m, c\u00e1 nh\u00e2n vi ph\u1ea1m ph\u1ea3i thu h\u1ed3i ch\u1ee9ng kho\u00e1n \u0111\u00e3 ch\u00e0o b\u00e1n, ph\u00e1t h\u00e0nh, ho\u00e0n tr\u1ea3 cho nh\u00e0 \u0111\u1ea7u t\u01b0 ti\u1ec1n mua ch\u1ee9ng kho\u00e1n ho\u1eb7c ti\u1ec1n \u0111\u1eb7t c\u1ecdc (n\u1ebfu c\u00f3) c\u1ed9ng th\u00eam ti\u1ec1n l\u00e3i t\u00ednh theo l\u00e3i su\u1ea5t ghi tr\u00ean tr\u00e1i phi\u1ebfu ho\u1eb7c l\u00e3i su\u1ea5t ti\u1ec1n g\u1eedi kh\u00f4ng k\u1ef3 h\u1ea1n c\u1ee7a ng\u00e2n h\u00e0ng m\u00e0 t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n vi ph\u1ea1m m\u1edf t\u00e0i kho\u1ea3n thu ti\u1ec1n mua ch\u1ee9ng kho\u00e1n ho\u1eb7c ti\u1ec1n \u0111\u1eb7t c\u1ecdc. C\u00e1 nh\u00e2n vi ph\u1ea1m c\u0169ng ph\u1ea3i n\u1ed9p l\u1ea1i s\u1ed1 l\u1ee3i b\u1ea5t h\u1ee3p ph\u00e1p ho\u1eb7c kho\u1ea3n thu tr\u00e1i lu\u1eadt c\u00f3 \u0111\u01b0\u1ee3c do th\u1ef1c hi\u1ec7n h\u00e0nh vi vi ph\u1ea1m.<\/em><\/p>\n

\u201c\u0110\u00e2y l\u00e0 sai ph\u1ea1m \u0111\u1eb7c bi\u1ec7t nghi\u00eam tr\u1ecdng do kh\u00f4ng ph\u1ea3i vi ph\u1ea1m l\u1ea7n \u0111\u1ea7u, c\u1ed5 \u0111\u00f4ng r\u1ea5t l\u1edbn c\u1ee7a doanh nghi\u1ec7p th\u1eddi gian qua gi\u00e1 c\u1ed5 phi\u1ebfu c\u00f3 nhi\u1ec1u b\u1ea5t th\u01b0\u1eddng gi\u1edd l\u1ea1i b\u00e1n chui s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu l\u1edbn, thu l\u1ee3i r\u1ea5t l\u1edbn, l\u00ean t\u1edbi h\u00e0ng ngh\u00ecn t\u1ef7 \u0111\u1ed3ng\u201d, lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c kh\u1eb3ng \u0111\u1ecbnh.<\/em><\/p>\n

Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt TNHH ANVI c\u0169ng \u0111\u1ec1 ngh\u1ecb x\u1eed l\u00fd nghi\u00eam kh\u1eafc, nghi\u00eam minh, nhanh ch\u00f3ng, k\u1ecbp th\u1eddi h\u00e0nh vi vi ph\u1ea1m n\u00e0y.<\/em><\/p>\n

\u201cM\u1ed9t l\u00e0 tr\u1ea3 l\u1ea1i nh\u00e0 \u0111\u1ea7u t\u01b0, l\u1ea5y l\u1ea1i ti\u1ec1n. Hai l\u00e0 n\u1ed9p l\u1ea1i l\u1ee3i nhu\u1eadn kho\u1ea3n l\u1ee3i b\u1ea5t h\u1ee3p ph\u00e1p\u201d, \u00f4ng Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c n\u00f3i v\u00e0 cho r\u1eb1ng n\u1ebfu c\u01a1 quan qu\u1ea3n l\u00fd l\u00e0m \u0111\u01b0\u1ee3c nh\u01b0 v\u1eady s\u1ebd ch\u1ea5m d\u1ee9t \u0111\u01b0\u1ee3c t\u00ecnh tr\u1ea1ng vi ph\u1ea1m t\u01b0\u01a1ng t\u1ef1, l\u1ea5y l\u1ea1i ni\u1ec1m tin c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0 v\u1edbi th\u1ecb tr\u01b0\u1eddng.<\/em><\/p>\n

\u00d4ng \u0110\u1ee9c cho hay, vi\u1ec7c b\u00e1n c\u1ed5 phi\u1ebfu trong b\u1ed1i c\u1ea3nh giao d\u1ecbch c\u1ee7a m\u00e3 ch\u1ee9ng kho\u00e1n tr\u00ean r\u1ea5t b\u1ea5t th\u01b0\u1eddng th\u00ec c\u0169ng c\u1ea7n xem x\u00e9t c\u00f3 hay kh\u00f4ng kh\u1ea3 n\u0103ng vi ph\u1ea1m quy \u0111\u1ecbnh c\u1ee7a B\u1ed9 lu\u1eadt H\u00ecnh s\u1ef1, li\u00ean quan \u0111\u1ebfn c\u00e1c \u0110i\u1ec1u 209 v\u1ec1 “T\u1ed9i che gi\u1ea5u th\u00f4ng tin trong ho\u1ea1t \u0111\u1ed9ng ch\u1ee9ng kho\u00e1n”, \u0110i\u1ec1u 210 v\u1ec1 “T\u1ed9i s\u1eed d\u1ee5ng th\u00f4ng tin n\u1ed9i b\u1ed9 \u0111\u1ec3 mua b\u00e1n ch\u1ee9ng kho\u00e1n” v\u00e0 kh\u00f4ng lo\u1ea1i tr\u1eeb vi ph\u1ea1m quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 211 v\u1ec1 “T\u1ed9i thao t\u00fang th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n”.<\/em><\/p>\n

N\u1ebfu nh\u01b0 c\u00f3 d\u1ea5u hi\u1ec7u h\u00ecnh s\u1ef1, UBCK c\u1ea7n \u0111\u1ec1 ngh\u1ecb B\u1ed9 C\u00f4ng an v\u00e0o cu\u1ed9c \u0111i\u1ec1u tra, x\u00e1c minh. Nh\u01b0 v\u1eady s\u1ebd b\u1ea3o \u0111\u1ea3m s\u1ef1 kh\u00e1ch quan v\u00e0 ch\u00ednh x\u00e1c h\u01a1n. N\u1ebfu c\u00f3 vi ph\u1ea1m th\u00ec ph\u1ea3i x\u1eed l\u00fd m\u00e0 n\u1ebfu nh\u01b0 kh\u00f4ng c\u00f3 vi ph\u1ea1m th\u00ec c\u0169ng c\u1ea7n minh oan cho \u00f4ng Quy\u1ebft v\u1ec1 vi\u1ec7c c\u00f3 hay kh\u00f4ng vi\u1ec7c vi ph\u1ea1m 3 \u0111i\u1ec1u k\u1ec3 tr\u00ean c\u1ee7a B\u1ed9 lu\u1eadt h\u00ecnh s\u1ef1 m\u00e0 d\u01b0 lu\u1eadn, b\u00e1o ch\u00ed, nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111ang quan t\u00e2m, nghi ng\u1edd.<\/em><\/p>\n

Nguy\u1ec5n Ho\u00e0ng H\u1ea3i, Ph\u00f3 Ch\u1ee7 t\u1ecbch Hi\u1ec7p h\u1ed9i c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 t\u00e0i ch\u00ednh (VAFI):<\/strong><\/p>\n

Vi\u1ec7c b\u00e1n c\u1ed5 phi\u1ebfu FLC m\u00e0 kh\u00f4ng b\u00e1o c\u00e1o c\u1ee7a \u00f4ng tr\u1ecbnh V\u0103n Quy\u1ebft l\u00e0 sai lu\u1eadt, \u1ea3nh h\u01b0\u1edfng r\u1ea5t l\u1edbn t\u1edbi h\u00ecnh \u1ea3nh th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam.<\/p>\n

Tr\u01b0\u1edbc m\u1eaft, UBCK ph\u1ea3i th\u1ef1c hi\u1ec7n nh\u1eefng gi\u1ea3i ph\u00e1p x\u1eed l\u00fd kh\u1ea9n c\u1ea5p n\u00e0y \u0111\u1ec3 l\u1ea5y l\u1ea1i ni\u1ec1m tin cho nh\u00e0 \u0111\u1ea7u t\u01b0 trong v\u00e0 ngo\u00e0i n\u01b0\u1edbc. Sau \u0111\u00f3, c\u01a1 quan qu\u1ea3n l\u00fd t\u00ednh \u0111\u1ebfn c\u00e1c b\u01b0\u1edbc x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh, th\u1eadm ch\u00ed c\u1ea3 h\u00ecnh s\u1ef1 \u0111\u1ed1i v\u1edbi \u00f4ng Quy\u1ebft v\u00ec h\u00e0nh vi b\u00e1n \u201cchui\u201d c\u1ed5 phi\u1ebfu FLC n\u00e0y.<\/p>\n

C.S\u01a1n – N.H\u00f9ng<\/p>\n

—————–<\/p>\n

Giao th\u00f4ng 12-01-2022 (890\/1.471):<\/em><\/p>\n

https:\/\/www.baogiaothong.vn\/ong-trinh-van-quyet-ban-chui-co-phieu-flc-nha-dau-tu-co-the-kien-d538991.html<\/em><\/a><\/p>\n

(890\/1.471)<\/em><\/p>\n

\u00a0<\/em>","protected":false},"excerpt":{"rendered":"

(GT) – Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c, Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt TNHH ANVI \u0111\u00e1nh gi\u00e1 sai ph\u1ea1m c\u1ee7a \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft l\u00e0 sai ph\u1ea1m \u0111\u1eb7c bi\u1ec7t nghi\u00eam tr\u1ecdng. Nh\u00e0 \u0111\u1ea7u t\u01b0 c\u0169ng c\u00f3 th\u1ec3 ki\u1ec7n \u1ee6y ban ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCK) t\u1ed1i 10\/1 \u0111\u00e3 ra Quy\u1ebft \u0111\u1ecbnh s\u1ed1 19\/QD-UBCK phong t\u1ecfa c\u00e1c […]<\/p>\n","protected":false},"author":1,"featured_media":1320,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[27,26],"tags":[],"class_list":["post-1319","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-interviews","category-legal-media"],"acf":[],"yoast_head":"\n3.603. \u00d4ng Tr\u1ecbnh V\u0103n Quy\u1ebft b\u00e1n "chui" c\u1ed5 phi\u1ebfu FLC: Nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00f3 th\u1ec3 ki\u1ec7n! - ANVI Law Firm<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/anvilaw.com\/vi\/3-603-ong-trinh-van-quyet-ban-chui-co-phieu-flc-nha-dau-tu-co-the-kien\/\" \/>\n<meta property=\"og:locale\" content=\"vi_VN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"[:vi]3.603. \u00d4ng Tr\u1ecbnh V\u0103n Quy\u1ebft b\u00e1n "chui" c\u1ed5 phi\u1ebfu FLC: Nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00f3 th\u1ec3 ki\u1ec7n![:] - ANVI Law Firm\" \/>\n<meta property=\"og:description\" content=\"(GT) – Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c, Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt TNHH ANVI \u0111\u00e1nh gi\u00e1 sai ph\u1ea1m c\u1ee7a \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft l\u00e0 sai ph\u1ea1m \u0111\u1eb7c bi\u1ec7t nghi\u00eam tr\u1ecdng. 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