{"id":14917,"date":"2010-10-14T17:46:07","date_gmt":"2010-10-14T10:46:07","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=14917"},"modified":"2022-03-21T18:07:17","modified_gmt":"2022-03-21T11:07:17","slug":"052-giai-dap-ve-phap-luat-chung-khoan","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/052-giai-dap-ve-phap-luat-chung-khoan\/","title":{"rendered":"052. Gi\u1ea3i \u0111\u00e1p v\u1ec1 ph\u00e1p lu\u1eadt ch\u1ee9ng kho\u00e1n"},"content":{"rendered":"(VITV) – Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c, tr\u1ea3 l\u1eddi ph\u00e1p lu\u1eadt, ph\u00e1t tr\u00ean c\u00e1c k\u00eanh<\/p>\n

VITV, <\/em><\/strong>VITV<\/em><\/strong>, <\/em><\/strong>VTC8<\/em><\/strong>, <\/em><\/strong>SCTV8 <\/em><\/strong>&<\/em><\/strong> BTS8<\/em><\/strong> (lu\u1eadt s\u01b0 c\u1ee7a doanh nghi\u1ec7p) ng\u00e0y <\/em><\/strong>22-10-2010:<\/em><\/strong><\/p>\n

———–<\/p>\n

Tr\u01b0\u1edbc ti\u00ean thay m\u1eb7t k\u00eanh truy\u1ec1n h\u00ecnh VITV, c\u1ea3m \u01a1n \u00f4ng \u0111\u00e3 tham gia ch\u01b0\u01a1ng tr\u00ecnh! N\u1ed9i dung c\u00e2u h\u1ecfi c\u1ea7n trao \u0111\u1ed5i nh\u01b0 sau:<\/strong><\/p>\n

1\/ Th\u01b0a \u00f4ng, v\u1eeba qua Th\u1ee7 t\u01b0\u1edbng Ch\u00ednh ph\u1ee7 \u0111\u00e3 k\u00fd ban h\u00e0nh Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 84\/2010\/N\u0110-CP s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 14\/2007\/N\u0110-CP ng\u00e0y 19\/1\/2007 c\u1ee7a Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft thi h\u00e0nh m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Lu\u1eadt Ch\u1ee9ng kho\u00e1n.\u00a0L\u00e0 m\u1ed9t Lu\u1eadt s\u01b0, theo \u00f4ng th\u00ec Ngh\u1ecb \u0111\u1ecbnh n\u00e0y c\u00f3 nh\u1eefng \u0111i\u1ec1m n\u00e0o \u0111\u00e1ng ch\u00fa \u00fd?<\/p>\n

2\/ Theo \u0111i\u1ec1u 3a c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh n\u00e0y c\u00f3 quy \u0111\u1ecbnh: “T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i m\u1edf m\u1ed9t t\u00e0i kho\u1ea3n ri\u00eang bi\u1ec7t t\u1ea1i m\u1ed9t ng\u00e2n h\u00e0ng th\u01b0\u01a1ng m\u1ea1i \u0111\u1ec3 phong t\u1ecfa s\u1ed1 ti\u1ec1n thu \u0111\u01b0\u1ee3c t\u1eeb \u0111\u1ee3t ch\u00e0o b\u00e1n. \u0110\u1ecbnh k\u1ef3 6 th\u00e1ng, k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac \u0111\u1ee3t ch\u00e0o b\u00e1n cho \u0111\u1ebfn khi ho\u00e0n th\u00e0nh vi\u1ec7c gi\u1ea3i ng\u00e2n, t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i c\u00f4ng b\u1ed1 th\u00f4ng tin v\u1ec1 ti\u1ebfn \u0111\u1ed9 s\u1eed d\u1ee5ng v\u1ed1n thu \u0111\u01b0\u1ee3c t\u1eeb \u0111\u1ee3t ch\u00e0o b\u00e1n\u201d. Theo \u00d4ng nh\u1eefng y\u00eau c\u1ea7u n\u00e0y s\u1ebd c\u00f3 t\u00e1c \u0111\u1ed9ng th\u1ebf n\u00e0o l\u00ean TTCK Vi\u1ec7t Nam?<\/p>\n

3\/ Th\u01b0a \u00f4ng, m\u1eb7c d\u00f9 Ngh\u1ecb \u0111\u1ecbnh 84\/2010\/N\u0110-CP \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c t\u1eeb ng\u00e0y 20\/9\/2010, tuy nhi\u00ean m\u1ed9t s\u1ed1 \u00fd ki\u1ebfn cho r\u1eb1ng nh\u1eefng quy \u0111\u1ecbnh n\u00e0y c\u1ea7n nh\u01b0ng ch\u01b0a \u0111\u1ee7 \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o v\u1ed1n huy \u0111\u1ed9ng \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng \u0111\u00fang m\u1ee5c \u0111\u00edch v\u00e0 ho\u1ea1t \u0111\u1ed9ng ph\u00e1t h\u00e0nh kh\u00f4ng b\u1ecb l\u1ea1m d\u1ee5ng m\u1ed9t c\u00e1ch th\u00e1i qu\u00e1, b\u1edfi th\u1ef1c t\u1ebf \u0111\u00e3 cho th\u1ea5y, vi\u1ec7c s\u1eed d\u1ee5ng v\u1ed1n sai m\u1ee5c \u0111\u00edch nh\u01b0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n l\u00e0 c\u00f3, nh\u01b0ng l\u1ea1i r\u1ea5t kh\u00f3 ch\u1ee9ng minh. \u00d4ng \u0111\u00e1nh gi\u00e1 th\u1ebf n\u00e0o v\u1ec1 \u00fd ki\u1ebfn tr\u00ean?<\/p>\n

4\/ Theo \u00d4ng Ngh\u1ecb \u0111\u1ecbnh n\u00e0y c\u1ea7n c\u00f3 nh\u1eefng b\u1ed5 sung n\u00e0o cho ho\u00e0n thi\u1ec7n h\u01a1n n\u1eefa hay kh\u00f4ng?<\/p>\n

XIN C\u1ea2M \u01a0N \u00d4NG \u0110\u00c3 THAM GIA CH\u01af\u01a0NG TR\u00ccNH!<\/strong><\/p>\n

 <\/p>\n

C\u00e2u 1. V\u1edbi 43 \u0111i\u1ec3m s\u1eeda \u0111\u1ed5i, m\u1ed9t s\u1ed1 \u0111i\u1ec3m \u0111\u00e1ng ch\u00fa \u00fd:<\/strong><\/p>\n

    \n
  1. \u0110\u1ee7 \u0110K th\u00ec m\u1edbi \u0111\u01b0\u1ee3c ch\u00e0o b\u00e1n CK ra c\u00f4ng ch\u00fang.<\/li>\n
  2. M\u1edf TK phong to\u1ea3 ri\u00eang t\u1ea1i m\u1ed9t NH.<\/li>\n
  3. Gi\u00e1m s\u00e1t vi\u1ec7c s\u1eed d\u1ee5ng v\u1ed1n CK.<\/li>\n
  4. Kh\u00f4ng c\u00f2n \u0111\u1ee7 \u0110K c\u1ee7a c\u00f4ng ty \u0111\u1ea1i ch\u00fang.<\/li>\n
  5. Ch\u00e0o b\u00e1n v\u00e0 ni\u00eam y\u1ebft VN ra n\u01b0\u1edbc ngo\u00e0i v\u00e0 ng\u01b0\u1ee3c l\u1ea1i.<\/li>\n
  6. Ni\u00eam y\u1ebft trong tr\u01b0\u1eddng h\u1ee3p s\u00e1p nh\u1eadp, h\u1ee3p nh\u1ea5t.<\/li>\n
  7. S\u1eeda 1 ch\u1eef \u201cv\u00e0\u201d – \u201cho\u1eb7c\u201d nh\u01b0ng r\u1ea5t quan tr\u1ecdng v\u1ec1 hu\u1ef7 b\u1ecf ni\u00eam y\u1ebft:<\/li>\n<\/ol>\n
      \n
    • L\u1ed7 3 n\u0103m li\u00ean ti\u1ebfp<\/li>\n
    • L\u1ed7 v\u01b0\u1ee3t qu\u00e1 v\u1ed1n \u0111i\u1ec1u l\u1ec7.<\/li>\n<\/ul>\n

      C\u00e2u 2. Phong to\u1ea3 v\u00e0 m\u1ee5c \u0111\u00edch<\/strong><\/p>\n

      Quy \u0111\u1ecbnh t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i m\u1edf 1 TK ri\u00eang bi\u1ec7t t\u1ea1i 1 NHTM \u0111\u1ec3 phong to\u1ea3 s\u1ed1 ti\u1ec1n b\u00e1n ch\u1ee9ng kho\u00e1n v\u00e0<\/p>\n

      \u0110\u1ecbnh k\u1ef3 6 th\u00e1ng t\u1eeb ng\u00e0y b\u00e1n xong \u0111\u1ebfn khi s\u1eed d\u1ee5ng h\u1ebft s\u1ed1 v\u1ed1n \u0111\u00f3 ph\u1ea3i c\u00f4ng b\u1ed1 th\u00f4ng tin v\u1ec1 ti\u1ebfn \u0111\u1ed9 s\u1eed d\u1ee5ng v\u1ed1n:<\/p>\n

        \n
      1. C\u00f3 t\u00e1c \u0111\u1ed9ng quan tr\u1ecdng \u0111\u1ebfn vi\u1ec7c minh b\u1ea1ch, r\u00f5 r\u00e0ng c\u1ee7a vi\u1ec7c ph\u00e1t h\u00e0nh CK.<\/li>\n
      2. M\u1ee5c \u0111\u00edch s\u1eed d\u1ee5ng v\u1ed1n ph\u1ea3i h\u1ee3p l\u00fd, ch\u00ednh \u0111\u00e1ng, tr\u1ef1c ti\u1ebfp v\u00ec nhu c\u1ea7u SXKD.<\/li>\n
      3. T\u00e1c \u0111\u1ed9ng \u0111\u1ebfn ni\u1ec1m tin, t\u00e2m l\u00fd c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0.<\/li>\n<\/ol>\n

        C\u00e2u 3. Ki\u1ec3m so\u00e1t m\u1ee5c \u0111\u00edch<\/strong><\/p>\n

        Ch\u01b0a \u0111\u1ee7 b\u1ea3o \u0111\u1ea3m s\u1eed d\u1ee5ng \u0111\u00fang m\u1ee5c \u0111\u00edch:<\/p>\n

          \n
        1. Kh\u00f3 tr\u00e1nh \u0111\u01b0\u1ee3c vi\u1ec7c l\u1ea1m d\u1ee5ng m\u1ee5c \u0111\u00edch, v\u00ed d\u1ee5 ph\u00e1t h\u00e0nh CK l\u1ea1i \u0111\u1ec3 \u0111\u1ea7u t\u01b0 CK, l\u00e0m m\u1ea5t \u0111i \u00fd ngh\u0129a ph\u00e1t h\u00e0nh.<\/li>\n
        2. D\u1eebng l\u1ea1i \u1edf m\u1ee9c \u0111\u1ed9 DN t\u1ef1 c\u00f4ng b\u1ed1, thi\u1ebfu c\u01a1 ch\u1ebf ki\u1ec3m tra, gi\u00e1m s\u00e1t.<\/li>\n<\/ol>\n

          C\u00e2u 4. Ho\u00e0n thi\u1ec7n<\/strong><\/p>\n

            \n
          1. Vi\u1ec7c ph\u00e1t h\u00e0nh TP c\u1ee7a NH kh\u00f4ng n\u00ean b\u1eaft ph\u1ea3i theo th\u1ee7 t\u1ee5c ph\u00e1t h\u00e0nh TP c\u1ee7a DN, m\u00e0 c\u1ea7n coi nh\u01b0 huy \u0111\u1ed9ng ti\u1ebft ki\u1ec7m.<\/li>\n
          2. \u0110\u00e3 m\u1edf TK phong to\u1ea3, c\u1ea7n giao cho NH gi\u00e1m s\u00e1t s\u1eed d\u1ee5ng v\u1ed1n qua gi\u1ea3i ng\u00e2n.<\/li>\n<\/ol>\n
              \n
            • Hi\u1ec7n nay m\u1edbi ch\u1ec9 quy \u0111\u1ecbnh vi\u1ec7c n\u00e0y v\u1edbi ch\u00e0o b\u00e1n l\u1ea7n \u0111\u1ea7u c\u1ee7a DN thu\u1ed9c l\u0129nh v\u1ef1c c\u01a1 s\u1edf h\u1ea1 t\u1ea7ng v\u00e0 DN c\u00f4ng ngh\u1ec7 cao.<\/li>\n<\/ul>\n
                \n
              1. Ch\u1ec9 c\u00f3 Q\u0110 v\u1ec1 ti\u1ebfp t\u1ee5c ni\u00eam y\u1ebft c\u1ee7a c\u00f4ng ty h\u1ee3p nh\u1ea5t.<\/li>\n<\/ol>\n
                  \n
                • Ch\u01b0a c\u00f3 Q\u0110 v\u1ec1 chia t\u00e1ch, nh\u1ea5t l\u00e0 c\u00f4ng ty qu\u00e1 l\u1edbn, b\u1ecb chia t\u00e1ch.<\/li>\n<\/ul>\n
                    \n
                  1. Vi\u1ec7c ni\u00eam y\u1ebft m\u1ed9t ph\u1ea7n c\u1ed5 phi\u1ebfu, nh\u01b0 c\u1ee7a VCB.<\/li>\n
                  2. Giao cho B\u1ed9 T\u00e0i ch\u00ednh h\u01b0\u1edbng d\u1eabn qu\u00e1 nhi\u1ec1u: xxx L\u1ea7n.<\/li>\n
                  3. Nhi\u1ec1u n\u1ed9i dung kh\u00e1c s\u1ebd ph\u1ea3i s\u1eeda sau Lu\u1eadt S\u1eeda \u0111\u1ed5i.<\/li>\n<\/ol>","protected":false},"excerpt":{"rendered":"

                    (VITV) – Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c, tr\u1ea3 l\u1eddi ph\u00e1p lu\u1eadt, ph\u00e1t tr\u00ean c\u00e1c k\u00eanh VITV, VITV, VTC8, SCTV8 & BTS8 (lu\u1eadt s\u01b0 c\u1ee7a doanh nghi\u1ec7p) ng\u00e0y 22-10-2010: ———– Tr\u01b0\u1edbc ti\u00ean thay m\u1eb7t k\u00eanh truy\u1ec1n h\u00ecnh VITV, c\u1ea3m \u01a1n \u00f4ng \u0111\u00e3 tham gia ch\u01b0\u01a1ng tr\u00ecnh! N\u1ed9i dung c\u00e2u h\u1ecfi c\u1ea7n trao \u0111\u1ed5i nh\u01b0 sau: 1\/ […]<\/p>\n","protected":false},"author":2,"featured_media":14918,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[27,26],"tags":[],"class_list":["post-14917","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-interviews","category-legal-media"],"acf":[],"yoast_head":"\n052. Gi\u1ea3i \u0111\u00e1p v\u1ec1 ph\u00e1p lu\u1eadt ch\u1ee9ng kho\u00e1n - ANVI Law Firm<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/anvilaw.com\/en\/052-giai-dap-ve-phap-luat-chung-khoan\/\" \/>\n<meta property=\"og:locale\" content=\"vi_VN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"[:vi]052. Gi\u1ea3i \u0111\u00e1p v\u1ec1 ph\u00e1p lu\u1eadt ch\u1ee9ng kho\u00e1n[:] - ANVI Law Firm\" \/>\n<meta property=\"og:description\" content=\"(VITV) – Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c, tr\u1ea3 l\u1eddi ph\u00e1p lu\u1eadt, ph\u00e1t tr\u00ean c\u00e1c k\u00eanh VITV, VITV, VTC8, SCTV8 & BTS8 (lu\u1eadt s\u01b0 c\u1ee7a doanh nghi\u1ec7p) ng\u00e0y 22-10-2010: ———– Tr\u01b0\u1edbc ti\u00ean thay m\u1eb7t k\u00eanh truy\u1ec1n h\u00ecnh VITV, c\u1ea3m \u01a1n \u00f4ng \u0111\u00e3 tham gia ch\u01b0\u01a1ng tr\u00ecnh! 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