{"id":15016,"date":"2018-08-25T19:22:27","date_gmt":"2018-08-25T12:22:27","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=15016"},"modified":"2022-03-21T19:24:40","modified_gmt":"2022-03-21T12:24:40","slug":"2-297-bao-ve-nha-dau-tu-can-giai-phap-thiet-thuc","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/2-297-bao-ve-nha-dau-tu-can-giai-phap-thiet-thuc\/","title":{"rendered":"2.297. B\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0: C\u1ea7n gi\u1ea3i ph\u00e1p thi\u1ebft th\u1ef1c"},"content":{"rendered":"(\u0110TCK) – Theo \u0111\u1ecbnh h\u01b0\u1edbng s\u1eeda Lu\u1eadt Ch\u1ee9ng kho\u00e1n l\u1ea7n n\u00e0y, \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCK) cho bi\u1ebft s\u1ebd t\u1eadp trung \u0111\u01b0a ra nhi\u1ec1u quy \u0111\u1ecbnh m\u1edbi nh\u1eb1m gia t\u0103ng t\u00ednh hi\u1ec7u qu\u1ea3 trong vi\u1ec7c b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0. Li\u00ean quan \u0111\u1ebfn n\u1ed9i dung n\u00e0y, c\u00e1c th\u00e0nh vi\u00ean th\u1ecb tr\u01b0\u1eddng \u0111ang c\u00f3 nhi\u1ec1u \u00fd ki\u1ebfn tr\u00e1i chi\u1ec1u.<\/strong><\/p>\n

\"\"<\/p>\n

H\u00e0nh lang b\u1ea3o v\u1ec7 gi\u00e1n ti\u1ebfp<\/strong><\/p>\n

Theo ch\u01b0\u01a1ng tr\u00ecnh x\u00e2y d\u1ef1ng lu\u1eadt c\u1ee7a Qu\u1ed1c h\u1ed9i, D\u1ef1 th\u1ea3o Lu\u1eadt Ch\u1ee9ng kho\u00e1n s\u1eeda \u0111\u1ed5i s\u1ebd \u0111\u01b0\u1ee3c tr\u00ecnh Qu\u1ed1c h\u1ed9i cho \u00fd ki\u1ebfn t\u1ea1i k\u1ef3 h\u1ecdp \u0111\u1ea7u n\u0103m 2019 v\u00e0 th\u00f4ng qua t\u1ea1i k\u1ef3 h\u1ecdp cu\u1ed1i n\u0103m n\u00e0y.<\/p>\n

Chuy\u1ec3n \u0111\u1ed9ng t\u1eeb ph\u00eda c\u01a1 quan ch\u1ee7 tr\u00ec so\u1ea1n th\u1ea3o cho th\u1ea5y, sau khi UBCK, B\u1ed9 T\u00e0i ch\u00ednh th\u00e0nh l\u1eadp Ban so\u1ea1n th\u1ea3o, T\u1ed5 bi\u00ean t\u1eadp D\u1ef1 \u00e1n Lu\u1eadt v\u00e0o cu\u1ed1i qu\u00fd I\/2018, D\u1ef1 th\u1ea3o Lu\u1eadt \u0111ang trong qu\u00e1 tr\u00ecnh ho\u00e0n thi\u1ec7n \u0111\u1ec3 chu\u1ea9n b\u1ecb c\u00f4ng khai l\u1ea5y \u00fd ki\u1ebfn g\u00f3p \u00fd r\u1ed9ng r\u00e3i c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean th\u1ecb tr\u01b0\u1eddng.<\/p>\n

L\u00e3nh \u0111\u1ea1o UBCK chia s\u1ebb th\u00f4ng \u0111i\u1ec7p r\u1eb1ng, trong l\u1ea7n s\u1eeda \u0111\u1ed5i n\u00e0y s\u1ebd b\u1ed5 sung h\u1ec7 th\u1ed1ng gi\u1ea3i ph\u00e1p nh\u1eb1m gia t\u0103ng kh\u1ea3 n\u0103ng b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0.<\/p>\n

Theo \u0111\u00f3, h\u00e0m \u00fd c\u1ee7a h\u1ec7 th\u1ed1ng gi\u1ea3i ph\u00e1p v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 c\u1ea7n \u0111\u01b0\u1ee3c hi\u1ec3u theo ngh\u0129a r\u1ed9ng, kh\u00f4ng ch\u1ec9 \u0111\u01a1n thu\u1ea7n l\u00e0 nh\u1eefng quy \u0111\u1ecbnh mang t\u00ednh tr\u1ef1c di\u1ec7n trong b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 khi \u0111\u1ed1i m\u1eb7t v\u1edbi nh\u1eefng r\u1ee7i ro, tranh ch\u1ea5p. B\u1edfi ch\u00ednh vi\u1ec7c gi\u1ea3m thi\u1ec3u ph\u00e1t sinh nh\u1eefng r\u1ee7i ro, tranh ch\u1ea5p l\u00e0 c\u00e1ch \u0111\u1ec3 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0.<\/p>\n

V\u1edbi g\u00f3c \u0111\u1ed9 ti\u1ebfp c\u1eadn nh\u01b0 v\u1eady, c\u00f3 th\u1ec3 th\u1ea5y nhi\u1ec1u n\u1ed9i dung s\u1eeda \u0111\u1ed5i Lu\u1eadt nh\u01b0: H\u00e0ng h\u00f3a tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n; qu\u1ea3n tr\u1ecb c\u00f4ng ty; c\u00f4ng b\u1ed1 th\u00f4ng tin tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n; nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n c\u1ee7a UBCK trong gi\u00e1m s\u00e1t, thanh tra, ki\u1ec3m tra, x\u00e1c minh vi ph\u1ea1m… \u0111\u1ec1u h\u01b0\u1edbng t\u1edbi gia t\u0103ng ch\u1ea5t l\u01b0\u1ee3ng h\u00e0ng h\u00f3a, c\u0169ng nh\u01b0 minh b\u1ea1ch th\u00f4ng tin, \u0111\u1eb7c bi\u1ec7t l\u00e0 n\u00e2ng cao n\u0103ng l\u1ef1c c\u1ee7a c\u01a1 quan qu\u1ea3n l\u00fd trong ph\u00e1t hi\u1ec7n v\u00e0 k\u1ecbp th\u1eddi x\u1eed l\u00fd vi ph\u1ea1m. Do \u0111\u00f3 s\u1ebd t\u1ea1o ra b\u01b0\u1edbc chuy\u1ec3n m\u1edbi trong b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0.<\/p>\n

Tuy nhi\u00ean, theo ghi nh\u1eadn \u00fd ki\u1ebfn t\u1eeb th\u1ecb tr\u01b0\u1eddng, m\u1ed9t s\u1ed1 chuy\u00ean gia cho r\u1eb1ng, vi\u1ec7c gia t\u0103ng c\u00e1c gi\u1ea3i ph\u00e1p b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 mang t\u00ednh gi\u00e1n ti\u1ebfp nh\u01b0 v\u1eady l\u00e0 \u0111\u01b0\u01a1ng nhi\u00ean, nh\u01b0ng ch\u01b0a \u0111\u1ee7.<\/p>\n

Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c,\u00a0Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt TNHH ANVI\u00a0cho r\u1eb1ng, n\u00f3i nh\u01b0 v\u1eady, g\u1ea7n nh\u01b0 n\u1ed9i dung n\u00e0o b\u1ed5 sung v\u00e0o D\u1ef1 th\u1ea3o Lu\u1eadt l\u1ea7n n\u00e0y c\u0169ng nh\u1eb1m h\u01b0\u1edbng \u0111\u1ebfn b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0.<\/em><\/p>\n

Tuy nhi\u00ean, v\u1ea5n \u0111\u1ec1 m\u1ea5u ch\u1ed1t l\u00e0 c\u1ea7n b\u1ed5 sung nh\u1eefng ch\u1ebf t\u00e0i r\u00f5 r\u00e0ng, mang t\u00ednh kh\u1ea3 thi \u0111\u1ec3 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0, nh\u1ea5t l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n, nh\u1ecf l\u1ebb tr\u01b0\u1edbc c\u00e1c r\u1ee7i ro ph\u00e1p l\u00fd, c\u00e1c tranh ch\u1ea5p ph\u00e1t sinh. Tr\u00e1nh \u0111\u1ec3 v\u00ec thi\u1ebfu v\u1eafng nh\u1eefng quy \u0111\u1ecbnh n\u00e0y m\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 ph\u1ea3i ch\u1ecbu \u201cthi\u1ec7t \u0111\u01a1n, thi\u1ec7t k\u00e9p\u201d khi ph\u00e1t sinh v\u00e0 gi\u1ea3i quy\u1ebft tranh ch\u1ea5p v\u1edbi c\u00e1c ph\u00e1p nh\u00e2n l\u00e0 doanh nghi\u1ec7p, t\u1ed5 ch\u1ee9c.\u00a0<\/em><\/p>\n

\u0110\u1eebng b\u1ea3o v\u1ec7\u2026 tr\u00ean gi\u1ea5y<\/strong><\/p>\n

Li\u00ean quan \u0111\u1ebfn ch\u1ebf t\u00e0i mang t\u00ednh b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 tr\u1ef1c di\u1ec7n, \u0111\u01b0\u1ee3c bi\u1ebft, c\u01a1 quan so\u1ea1n th\u1ea3o \u0111ang nghi\u00ean c\u1ee9u b\u1ed5 sung v\u00e0o D\u1ef1 th\u1ea3o m\u00f4 h\u00ecnh qu\u1ef9 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0, v\u1ed1n \u0111ang \u0111\u01b0\u1ee3c tri\u1ec3n khai t\u1ea1i nhi\u1ec1u th\u1ecb tr\u01b0\u1eddng.<\/p>\n

Trong khi m\u1ed9t s\u1ed1 \u00fd ki\u1ebfn cho r\u1eb1ng, vi\u1ec7c b\u1ed5 sung quy \u0111\u1ecbnh n\u00e0y l\u00e0 c\u1ea7n thi\u1ebft, th\u00ec m\u1ed9t s\u1ed1 \u00fd ki\u1ebfn kh\u00e1c nh\u1ea5n m\u1ea1nh, c\u1ea7n xem x\u00e9t k\u1ef9 n\u1ebfu kh\u00f4ng s\u1ebd kh\u00f4ng \u0111\u1ea3m b\u1ea3o t\u00ednh kh\u1ea3 thi v\u00e0 t\u00ednh c\u00f4ng b\u1eb1ng.<\/p>\n

Tr\u00ean th\u1ef1c t\u1ebf \u0111\u00e3 c\u00f3 t\u00ecnh tr\u1ea1ng c\u01a1 ch\u1ebf b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ec9 t\u1ed3n t\u1ea1i\u2026 tr\u00ean gi\u1ea5y. C\u1ee5 th\u1ec3, Lu\u1eadt Ch\u1ee9ng kho\u00e1n hi\u1ec7n h\u00e0nh quy \u0111\u1ecbnh: C\u00f4ng ty ch\u1ee9ng kho\u00e1n c\u00f3 ngh\u0129a v\u1ee5 mua b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p cho nghi\u1ec7p v\u1ee5 kinh doanh ch\u1ee9ng kho\u00e1n t\u1ea1i c\u00f4ng ty, ho\u1eb7c tr\u00edch l\u1eadp qu\u1ef9 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u1ec3 b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho nh\u00e0 \u0111\u1ea7u t\u01b0 do s\u1ef1 c\u1ed1 k\u1ef9 thu\u1eadt v\u00e0 s\u01a1 su\u1ea5t c\u1ee7a nh\u00e2n vi\u00ean trong c\u00f4ng ty\u2026 Tuy nhi\u00ean, \u0111\u1ebfn nay quy \u0111\u1ecbnh n\u00e0y v\u1eabn ch\u1ec9 n\u1eb1m tr\u00ean gi\u1ea5y v\u00ec kh\u00f4ng kh\u1ea3 thi.<\/p>\n

T\u00ecm hi\u1ec3u t\u1eeb ph\u00eda c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n cho th\u1ea5y, h\u1ecd kh\u00f4ng mua b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p cho nghi\u1ec7p v\u1ee5 kinh doanh do nguy\u00ean t\u1eafc ho\u1ea1t \u0111\u1ed9ng t\u1ea1i c\u00e1c doanh nghi\u1ec7p n\u00e0y l\u00e0 tr\u00e1ch nhi\u1ec7m g\u1eafn v\u1edbi c\u00e1 nh\u00e2n, ai sai ng\u01b0\u1eddi \u0111\u00f3 ph\u1ea3i \u0111\u1ec1n b\u00f9 thi\u1ec7t h\u1ea1i cho kh\u00e1ch h\u00e0ng.<\/p>\n

\u201cM\u1eb7t kh\u00e1c, v\u00ec c\u1ea7u kh\u00f4ng c\u00f3 n\u00ean \u0111\u1ebfn nay kh\u00f4ng c\u00f2n c\u00f4ng ty b\u1ea3o hi\u1ec3m n\u00e0o cung c\u1ea5p s\u1ea3n ph\u1ea9m b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p cho nghi\u1ec7p v\u1ee5 kinh doanh ch\u1ee9ng kho\u00e1n\u201d, t\u1ed5ng gi\u00e1m \u0111\u1ed1c m\u1ed9t c\u00f4ng ty ch\u1ee9ng kho\u00e1n \u0111ang ni\u00eam y\u1ebft cho hay.<\/p>\n

Ngo\u00e0i ra, c\u0169ng v\u00ec \u201clu\u1eadt b\u1ea5t th\u00e0nh v\u0103n\u201d l\u00e0 c\u00e1n b\u1ed9 qu\u1ea3n l\u00fd, nh\u00e2n vi\u00ean t\u1ea1i c\u00f4ng ty ch\u1ee9ng kho\u00e1n, ai sai ph\u1ea1m th\u00ec ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc c\u00f4ng ty v\u00e0 kh\u00e1ch h\u00e0ng, n\u00ean c\u00e1c c\u00f4ng ty kh\u00f4ng l\u1eadp qu\u1ef9 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u1ec3 b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho nh\u00e0 \u0111\u1ea7u t\u01b0 do s\u1ef1 c\u1ed1 k\u1ef9 thu\u1eadt v\u00e0 s\u01a1 su\u1ea5t c\u1ee7a nh\u00e2n vi\u00ean trong c\u00f4ng ty. Ch\u01b0a k\u1ec3, n\u1ed9i dung quy \u0111\u1ecbnh v\u1ec1 tr\u00edch l\u1eadp qu\u1ef9 n\u00e0y c\u00f2n ch\u01b0a c\u1ee5 th\u1ec3, d\u1eabn \u0111\u1ebfn c\u00f4ng ty ch\u1ee9ng kho\u00e1n g\u1eb7p kh\u00f3 v\u1edbi c\u01a1 quan thu\u1ebf n\u1ebfu tr\u00edch l\u1eadp\u2026<\/p>\n

B\u00ean c\u1ea1nh \u0111\u00f3, li\u00ean quan \u0111\u1ebfn \u00fd t\u01b0\u1edfng h\u00ecnh th\u00e0nh qu\u1ef9 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 mang t\u00ednh bao tr\u00f9m to\u00e0n th\u1ecb tr\u01b0\u1eddng nh\u01b0 kinh nghi\u1ec7m nhi\u1ec1u n\u01b0\u1edbc, m\u1ed9t s\u1ed1 \u00fd ki\u1ebfn nh\u1eadn \u0111\u1ecbnh \u0111i\u1ec1u n\u00e0y kh\u00f4ng kh\u1ea3 thi, b\u1edfi nh\u1eefng c\u00f4ng ty ch\u1ee9ng kho\u00e1n ho\u1ea1t \u0111\u1ed9ng nghi\u00eam t\u00fac kh\u00f4ng ch\u1ea5p nh\u1eadn \u0111\u00f3ng ti\u1ec1n v\u00e0o qu\u1ef9 \u0111\u1ec3 \u0111i x\u1eed l\u00fd sai ph\u1ea1m x\u1ea3y ra \u1edf nh\u1eefng c\u00f4ng ty c\u00f3 t\u00ednh tu\u00e2n th\u1ee7 k\u00e9m, th\u1eadm ch\u00ed c\u1ed1 t\u00ecnh vi ph\u1ea1m \u0111\u1ec3 tr\u1ee5c l\u1ee3i.<\/p>\n

H\u01a1n n\u1eefa, ai l\u00e0 ng\u01b0\u1eddi \u0111\u1ee9ng ra \u201cc\u00e2n \u0111o\u201d m\u1ee9c \u0111\u1ed9 thi\u1ec7t h\u1ea1i c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o t\u00ednh kh\u00e1ch quan, tin c\u1eady, l\u00e0m c\u01a1 s\u1edf cho ho\u1ea1t \u0111\u1ed9ng \u0111\u1ec1n b\u00f9. \u0110\u1ea7u m\u1ed1i n\u00e0o qu\u1ea3n l\u00fd, v\u1eadn h\u00e0nh qu\u1ef9 n\u00e0y \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o an to\u00e0n, k\u1ecbp th\u1eddi b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho nh\u00e0 \u0111\u1ea7u t\u01b0\u2026?<\/p>\n

\u0110\u00e2y l\u00e0 nh\u1eefng c\u00e2u h\u1ecfi m\u00e0 UBCK, B\u1ed9 T\u00e0i ch\u00ednh c\u1ea7n gi\u1ea3i \u0111\u00e1p th\u1ea5u \u0111\u00e1o n\u1ebfu mu\u1ed1n b\u1ed5 sung quy \u0111\u1ecbnh m\u1edbi v\u1ec1 qu\u1ef9 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 v\u00e0o D\u1ef1 th\u1ea3o Lu\u1eadt \u0111\u1ec3 tr\u00e1nh l\u1eb7p l\u1ea1i t\u00ecnh tr\u1ea1ng quy \u0111\u1ecbnh ch\u1ec9 c\u00f3 hi\u1ec7u l\u1ef1c tr\u00ean gi\u1ea5y nh\u01b0 hi\u1ec7n t\u1ea1i.<\/p>\n

Mu\u1ed1n th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n ph\u00e1t tri\u1ec3n, c\u1ea7n c\u1ee7ng c\u1ed1 ni\u1ec1m tin c\u1ee7a gi\u1edbi \u0111\u1ea7u t\u01b0<\/strong><\/p>\n

V\u1edbi \u0111\u1eb7c tr\u01b0ng c\u1ee7a m\u1ed9t th\u1ecb tr\u01b0\u1eddng t\u1ed3n t\u1ea1i v\u00e0 ph\u00e1t tri\u1ec3n d\u1ef1a v\u00e0o ni\u1ec1m tin, \u0111\u1ec3 t\u1ea1o s\u1ee9c h\u00fat m\u1edbi \u0111\u1ed1i v\u1edbi s\u1ef1 ph\u00e1t tri\u1ec3n c\u1ee7a th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n trong giai \u0111o\u1ea1n t\u1edbi, vi\u1ec7c s\u1eeda Lu\u1eadt Ch\u1ee9ng kho\u00e1n n\u00f3i ri\u00eang, h\u1ec7 th\u1ed1ng ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan \u0111\u1ebfn l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n n\u00f3i chung c\u1ea7n b\u1ed5 sung nh\u1eefng quy \u0111\u1ecbnh m\u1edbi nh\u1eb1m gia t\u0103ng ni\u1ec1m tin \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0, nh\u1ea5t l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i.<\/p>\n

M\u1ed9t khi nh\u00e0 \u0111\u1ea7u t\u01b0 c\u1ea3m th\u1ea5y kh\u00f4ng y\u00ean t\u00e2m v\u1ec1 h\u1ec7 th\u1ed1ng quy \u0111\u1ecbnh ph\u00e1p l\u00fd b\u1ea3o v\u1ec7 h\u1ecd, c\u00f9ng v\u1edbi \u0111\u00f3 l\u00e0 vi\u1ec7c ki\u1ebfn ngh\u1ecb kh\u1eafc ph\u1ee5c t\u00ecnh tr\u1ea1ng n\u00e0y nh\u01b0ng kh\u00f4ng \u0111\u01b0\u1ee3c \u0111\u00e1p \u1ee9ng, th\u00ec h\u1ec7 qu\u1ea3 nh\u00e3n ti\u1ec1n l\u00e0 nguy c\u01a1 nh\u00e0 \u0111\u1ea7u t\u01b0 r\u00fat v\u1ed1n ra kh\u1ecfi th\u1ecb tr\u01b0\u1eddng.<\/p>\n

L\u00e2u nay ch\u00fang ta t\u00ecm nhi\u1ec1u c\u00e1ch \u0111\u1ec3 thu h\u00fat c\u00e1c d\u00f2ng v\u1ed1n, h\u1ea5p d\u1eabn nh\u00e0 \u0111\u1ea7u t\u01b0 tham gia th\u1ecb tr\u01b0\u1eddng, nh\u01b0ng c\u00e1c gi\u1ea3i ph\u00e1p \u0111\u1ec3 gi\u1eef ch\u00e2n v\u00e0 h\u00fat th\u00eam d\u00f2ng v\u1ed1n l\u1ea1i ch\u01b0a t\u01b0\u01a1ng x\u1ee9ng, ch\u01b0a mang l\u1ea1i hi\u1ec7u qu\u1ea3 s\u1eafc n\u00e9t v\u00e0 v\u1eefng b\u1ec1n. M\u1ed9t khi vi\u1ec7c l\u00e0m m\u1edbi h\u1ec7 th\u1ed1ng ph\u00e1p l\u00fd h\u01b0\u1edbng t\u1edbi s\u1ef1 t\u00f4n tr\u1ecdng v\u00e0 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 hi\u1ec7u qu\u1ea3 h\u01a1n, th\u00ec s\u1ebd v\u1eeba gi\u00fap gia t\u0103ng t\u00ednh h\u1ea5p d\u1eabn cho th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n, v\u1eeba gi\u00fap th\u1ecb tr\u01b0\u1eddng s\u00f4i \u0111\u1ed9ng.<\/p>\n

\u00d4ng \u0110\u1eb7ng V\u0103n Thanh –\u00a0Ch\u1ee7 t\u1ecbch Hi\u1ec7p h\u1ed9i C\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 t\u00e0i ch\u00ednh Vi\u1ec7t Nam (VAFI)<\/em><\/p>\n

Sai ph\u1ea1m tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n c\u1ea7n \u0111\u01b0\u1ee3c quy tr\u00e1ch nhi\u1ec7m c\u1ee5 th\u1ec3\u00a0cho t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n<\/em><\/strong><\/p>\n

\u00a0<\/em><\/strong>C\u1ea7n th\u00eam bi\u1ec7n ph\u00e1p \u0111\u1ec3 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 khi s\u1eeda \u0111\u1ed5i Lu\u1eadt Ch\u1ee9ng kho\u00e1n l\u1ea7n n\u00e0y. Tuy nhi\u00ean, vi\u1ec7c th\u00e0nh l\u1eadp qu\u1ef9 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 c\u1ea7n c\u00e2n nh\u1eafc k\u1ef9 l\u01b0\u1ee1ng, \u0111\u1ec3 tr\u00e1nh \u201cv\u1ebd\u201d ra quy \u0111\u1ecbnh r\u1ed3i kh\u00f4ng kh\u1ea3 thi. Kh\u00f4ng kh\u00e9o l\u1ea1i khi\u1ebfn quy \u0111\u1ecbnh ph\u00e1p l\u00fd th\u00eam r\u01b0\u1eddm r\u00e0, l\u00e0m t\u0103ng chi ph\u00ed ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p. Kh\u00f4ng th\u1ec3 b\u1eaft nh\u1eefng c\u00f4ng ty ch\u1ee9ng kho\u00e1n ho\u1ea1t \u0111\u1ed9ng minh b\u1ea1ch, tu\u00e2n th\u1ee7 ph\u00e1p lu\u1eadt ph\u1ea3i \u0111\u00f3ng g\u00f3p v\u00e0o qu\u1ef9 \u0111\u1ec3 \u0111i s\u1eeda sai cho nh\u1eefng c\u00f4ng ty ch\u1ee9ng kho\u00e1n l\u00e0m \u0103n ch\u1ed9p gi\u1eadt d\u1eabn \u0111\u1ebfn sai ph\u1ea1m.\u00a0<\/em><\/p>\n

B\u00ean c\u1ea1nh \u0111\u00f3, sai ph\u1ea1m tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n c\u1ea7n \u0111\u01b0\u1ee3c quy tr\u00e1ch nhi\u1ec7m c\u1ee5 th\u1ec3 cho t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n v\u00e0 h\u1ecd ph\u1ea3i ch\u1ecbu s\u1ef1 tr\u1eebng ph\u1ea1t nghi\u00eam kh\u1eafc c\u1ee7a ph\u00e1p lu\u1eadt (\u0111\u1ea3m b\u1ea3o t\u00ednh r\u0103n \u0111e) cho nh\u1eefng h\u00e0nh vi vi ph\u1ea1m d\u1eabn \u0111\u1ebfn g\u00e2y thi\u1ec7t h\u1ea1i cho nh\u00e0 \u0111\u1ea7u t\u01b0, kh\u00f4ng th\u1ec3 l\u1ea5y ti\u1ec1n t\u1eeb qu\u1ef9 \u0111\u1ec3 x\u1eed l\u00fd sai ph\u1ea1m c\u1ee7a nh\u1eefng \u0111\u1ed1i t\u01b0\u1ee3ng n\u00e0y.<\/em><\/p>\n

Th\u1ef1c t\u1ebf, d\u00f9 l\u00e0 gi\u1ea3i ph\u00e1p b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 gi\u00e1n ti\u1ebfp hay tr\u1ef1c ti\u1ebfp, th\u00ec m\u1ed9t v\u1ea5n \u0111\u1ec1 c\u00f3 t\u00ednh quy\u1ebft \u0111\u1ecbnh l\u00e0 nh\u00e0 qu\u1ea3n l\u00fd, c\u00e1c th\u00e0nh vi\u00ean th\u1ecb tr\u01b0\u1eddng c\u1ea7n n\u00e2ng cao t\u00ednh minh b\u1ea1ch, c\u00f4ng khai, c\u00f4ng b\u1eb1ng c\u1ee7a th\u1ecb tr\u01b0\u1eddng, t\u1eeb \u0111\u00f3 gi\u00fap nh\u00e0 \u0111\u1ea7u t\u01b0 gi\u1ea3m thi\u1ec3u r\u1ee7i ro nh\u1edd minh b\u1ea1ch th\u00f4ng tin, c\u1ea3i thi\u1ec7n kh\u1ea3 n\u0103ng ti\u00ean l\u01b0\u1ee3ng \u0111\u01b0\u1ee3c r\u1ee7i ro tr\u00ean th\u1ecb tr\u01b0\u1eddng.<\/em><\/p>\n

Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c –\u00a0Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt TNHH ANVI<\/em><\/p>\n

Nguy\u1ec5n H\u1eefu<\/strong><\/p>\n

\u2014\u2014\u2014\u2014\u2014\u2014<\/p>\n

\u0110\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n (Ch\u1ee9ng kho\u00e1n) 25-8-2018:<\/em><\/strong><\/p>\n

https:\/\/tinnhanhchungkhoan.vn\/chung-khoan\/bao-ve-nha-dau-tu-can-giai-phap-thiet-thuc-239709.html<\/em><\/a><\/p>\n

(398\/1.662)<\/em>","protected":false},"excerpt":{"rendered":"

(\u0110TCK) – Theo \u0111\u1ecbnh h\u01b0\u1edbng s\u1eeda Lu\u1eadt Ch\u1ee9ng kho\u00e1n l\u1ea7n n\u00e0y, \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCK) cho bi\u1ebft s\u1ebd t\u1eadp trung \u0111\u01b0a ra nhi\u1ec1u quy \u0111\u1ecbnh m\u1edbi nh\u1eb1m gia t\u0103ng t\u00ednh hi\u1ec7u qu\u1ea3 trong vi\u1ec7c b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0. Li\u00ean quan \u0111\u1ebfn n\u1ed9i dung n\u00e0y, c\u00e1c th\u00e0nh vi\u00ean th\u1ecb tr\u01b0\u1eddng \u0111ang c\u00f3 […]<\/p>\n","protected":false},"author":3,"featured_media":15017,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[27,26],"tags":[],"class_list":["post-15016","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-interviews","category-legal-media"],"acf":[],"yoast_head":"\n2.297. B\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0: C\u1ea7n gi\u1ea3i ph\u00e1p thi\u1ebft th\u1ef1c - ANVI Law Firm<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/anvilaw.com\/en\/tieng-viet-2-297-bao-ve-nha-dau-tu-can-giai-phap-thiet-thuc\/\" \/>\n<meta property=\"og:locale\" content=\"vi_VN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"[:vi]2.297. B\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0: C\u1ea7n gi\u1ea3i ph\u00e1p thi\u1ebft th\u1ef1c[:] - ANVI Law Firm\" \/>\n<meta property=\"og:description\" content=\"(\u0110TCK) – Theo \u0111\u1ecbnh h\u01b0\u1edbng s\u1eeda Lu\u1eadt Ch\u1ee9ng kho\u00e1n l\u1ea7n n\u00e0y, \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCK) cho bi\u1ebft s\u1ebd t\u1eadp trung \u0111\u01b0a ra nhi\u1ec1u quy \u0111\u1ecbnh m\u1edbi nh\u1eb1m gia t\u0103ng t\u00ednh hi\u1ec7u qu\u1ea3 trong vi\u1ec7c b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0. 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