{"id":17432,"date":"2022-04-08T19:54:32","date_gmt":"2022-04-08T12:54:32","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=17432"},"modified":"2025-03-06T15:09:02","modified_gmt":"2025-03-06T08:09:02","slug":"3-064-vi-pham-chung-khoan-phu-trach-quan-tri-nsh-bi-phat-100-trieu-dong","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/3-064-vi-pham-chung-khoan-phu-trach-quan-tri-nsh-bi-phat-100-trieu-dong\/","title":{"rendered":"3.064. Vi ph\u1ea1m ch\u1ee9ng kho\u00e1n, ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb NSH b\u1ecb ph\u1ea1t 100 tri\u1ec7u \u0111\u1ed3ng"},"content":{"rendered":"

Vi ph\u1ea1m ch\u1ee9ng kho\u00e1n, ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb NSH b\u1ecb ph\u1ea1t 100 tri\u1ec7u \u0111\u1ed3ng<\/span><\/h4>\n
(KTMT) – <\/strong>\u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCKNN) v\u1eeba ban h\u00e0nh quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t b\u00e0 \u0110\u1ed7 Th\u1ee7y Ti\u00ean \u2013 Ng\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb c\u1ee7a C\u00f4ng ty C\u1ed5 ph\u1ea7n Th\u01b0\u01a1ng m\u1ea1i \u0110\u1ea7u t\u01b0 D\u1ea7u kh\u00ed Nam S\u00f4ng H\u1eadu (NSH Petro) 100 tri\u1ec7u \u0111\u1ed3ng v\u00ec kh\u00f4ng b\u00e1o c\u00e1o v\u1ec1 vi\u1ec7c d\u1ef1 ki\u1ebfn giao d\u1ecbch.<\/strong><\/h5>\n
X\u1eed ph\u1ea1t v\u00ec kh\u00f4ng b\u00e1o c\u00e1o giao d\u1ecbch<\/strong><\/h5>\n

UBCKNN ban h\u00e0nh Quy\u1ebft \u0111\u1ecbnh s\u1ed1 184\/Q\u0110-XPVPHC v\u1ec1 vi\u1ec7c x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh \u0111\u1ed1i v\u1edbi b\u00e0 \u0110\u1ed7 Th\u1ee7y Ti\u00ean (\u0111\u1ecba ch\u1ec9: 278 \u1ea5p G2, x\u00e3 Th\u1ea1nh An, huy\u1ec7n V\u0129nh Th\u1ea1nh, th\u00e0nh ph\u1ed1 C\u1ea7n Th\u01a1), c\u1ee5 th\u1ec3:<\/p>\n

Ph\u1ea1t ti\u1ec1n: 100.000.000 \u0111\u1ed3ng (m\u1ee9c trung b\u00ecnh c\u1ee7a khung ph\u1ea1t t\u1eeb 75.000.000 \u2013 125.000.000 \u0111\u1ed3ng) v\u00ec kh\u00f4ng b\u00e1o c\u00e1o v\u1ec1 vi\u1ec7c d\u1ef1 ki\u1ebfn giao d\u1ecbch.<\/p>\n

\u0110\u01b0\u1ee3c bi\u1ebft, b\u00e0 \u0110\u1ed7 Th\u1ee7y Ti\u00ean \u2013 Ng\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb c\u1ee7a C\u00f4ng ty C\u1ed5 ph\u1ea7n Th\u01b0\u01a1ng m\u1ea1i \u0110\u1ea7u t\u01b0 D\u1ea7u kh\u00ed Nam S\u00f4ng H\u1eadu (m\u00e3 ch\u1ee9ng kho\u00e1n: PSH) b\u00e1n 49.300 c\u1ed5 phi\u1ebfu PSH (t\u01b0\u01a1ng \u1ee9ng v\u1edbi 493.000.000 \u0111\u1ed3ng t\u00ednh theo m\u1ec7nh gi\u00e1 c\u1ed5 phi\u1ebfu PSH) v\u00e0o ng\u00e0y 3\/8\/2021 v\u00e0 b\u00e1n 696.500 c\u1ed5 phi\u1ebfu PSH (t\u01b0\u01a1ng \u1ee9ng v\u1edbi 6.965.000.000 \u0111\u1ed3ng t\u00ednh theo m\u1ec7nh gi\u00e1 c\u1ed5 phi\u1ebfu PSH) v\u00e0o ng\u00e0y 4\/8\/2021 nh\u01b0ng kh\u00f4ng b\u00e1o c\u00e1o v\u1ec1 d\u1ef1 ki\u1ebfn giao d\u1ecbch.<\/p>\n

\"Vi

B\u00e0 \u0110\u1ed7 Th\u1ee7y Ti\u00ean \u2013 Ng\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb c\u1ee7a C\u00f4ng ty C\u1ed5 ph\u1ea7n Th\u01b0\u01a1ng m\u1ea1i \u0110\u1ea7u t\u01b0 D\u1ea7u kh\u00ed Nam S\u00f4ng H\u1eadu (NSH Petro) 100 tri\u1ec7u \u0111\u1ed3ng v\u00ec kh\u00f4ng b\u00e1o c\u00e1o v\u1ec1 vi\u1ec7c d\u1ef1 ki\u1ebfn giao d\u1ecbch. (\u1ea2nh minh ho\u1ea1)<\/p><\/div>\n

B\u00ean c\u1ea1nh \u0111\u00f3, \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc c\u0169ng x\u1eed ph\u1ea1t 50 tri\u1ec7u \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi \u00f4ng Nguy\u1ec5n \u0110\u00ecnh \u0110i\u1ec7p do kh\u00f4ng c\u00f4ng b\u1ed1 th\u00f4ng tin khi s\u1edf h\u1eefu t\u1eeb 5% tr\u1edf l\u00ean s\u1ed1 c\u1ed5 phi\u1ebfu c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft c\u1ee7a m\u1ed9t c\u00f4ng ty \u0111\u1ea1i ch\u00fang, khi kh\u00f4ng c\u00f2n l\u00e0 c\u1ed5 \u0111\u00f4ng l\u1edbn.<\/p>\n

C\u1ee5 th\u1ec3, \u00f4ng Nguy\u1ec5n \u0110\u00ecnh \u0110i\u1ec7p \u2013 ch\u1ee7 t\u00e0i kho\u1ea3n s\u1ed1 003C032000 t\u1ea1i C\u00f4ng ty C\u1ed5 ph\u1ea7n Ch\u1ee9ng kho\u00e1n S\u00e0i G\u00f2n v\u00e0 t\u00e0i kho\u1ea3n s\u1ed1 085C000409 t\u1ea1i C\u00f4ng ty C\u1ed5 ph\u1ea7n ch\u1ee9ng kho\u00e1n Th\u00e0nh C\u00f4ng, \u0111\u00e3 mua 25.600 c\u1ed5 phi\u1ebfu c\u1ee7a C\u00f4ng ty C\u1ed5 ph\u1ea7n \u0110\u1ea7u t\u01b0 Vi\u1ec7t Vi\u1ec7t Nh\u1eadt (m\u00e3 Ck: VNH), d\u1eabn \u0111\u1ebfn s\u1edf h\u1eefu tr\u00ean 5% s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft c\u1ee7a VNH (t\u0103ng t\u1eeb 4,72% l\u00ean 5,06%).<\/p>\n

Ng\u00e0y 24\/3\/2021, \u00f4ng Nguy\u1ec5n \u0110\u00ecnh \u0110i\u1ec7p \u0111\u00e3 b\u00e1n 179.500 c\u1ed5 phi\u1ebfu VNH, d\u1eabn \u0111\u1ebfn t\u1ef7 l\u1ec7 n\u1eafm gi\u1eef sau giao d\u1ecbch gi\u1ea3m xu\u1ed1ng d\u01b0\u1edbi ng\u01b0\u1ee1ng 5% s\u1ed1 c\u1ed5 phi\u1ebfu c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft c\u1ee7a VNH (gi\u1ea3m t\u1eeb 7,22% xu\u1ed1ng 4,99%), nh\u01b0ng \u00f4ng Nguy\u1ec5n \u0110\u00ecnh \u0110i\u1ec7p kh\u00f4ng c\u00f4ng b\u1ed1 th\u00f4ng tin khi s\u1edf h\u1eefu t\u1eeb 5% tr\u1edf l\u00ean s\u1ed1 c\u1ed5 phi\u1ebfu c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft c\u1ee7a m\u1ed9t c\u00f4ng ty \u0111\u1ea1i ch\u00fang, khi kh\u00f4ng c\u00f2n l\u00e0 c\u1ed5 \u0111\u00f4ng l\u1edbn.<\/p>\n

T\u1eeb ng\u00e0y 16\/10\/2017 \u0111\u1ebfn ng\u00e0y 2\/02\/2018, \u00f4ng Nguy\u1ec5n \u0110\u00ecnh \u0110i\u1ec7p \u0111\u00e3 mua 229.600 c\u1ed5 phi\u1ebfu VNH d\u1eabn \u0111\u1ebfn s\u1edf h\u1eefu tr\u00ean 5% s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft c\u1ee7a VNH (t\u0103ng t\u1eeb 4,59% l\u00ean 7,45%), tr\u1edf th\u00e0nh c\u1ed5 \u0111\u00f4ng l\u1edbn VNH nh\u01b0ng \u0111\u1ebfn ng\u00e0y 2\/4\/2018, S\u1edf giao d\u1ecbch Ch\u1ee9ng kho\u00e1n H\u00e0 N\u1ed9i m\u1edbi nh\u1eadn \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 th\u00f4ng tin thay \u0111\u1ed5i s\u1edf h\u1eefu c\u1ed5 \u0111\u00f4ng l\u1edbn c\u1ee7a \u00f4ng Nguy\u1ec5n \u0110\u00ecnh \u0110i\u1ec7p.<\/p>\n

B\u00ean c\u1ea1nh \u0111\u00f3, \u00f4ng \u0110i\u1ec7p c\u0169ng b\u1ecb ph\u1ea1t 30 tri\u1ec7u \u0111\u1ed3ng do kh\u00f4ng b\u00e1o c\u00e1o khi c\u00f3 thay \u0111\u1ed5i v\u1ec1 s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu s\u1edf h\u1eefu v\u01b0\u1ee3t qu\u00e1 c\u00e1c ng\u01b0\u1ee1ng 1% s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu.<\/p>\n

NSH Petro kinh doanh kh\u00f4ng m\u1ea5y “kh\u00e1 kh\u1ea9m”?<\/strong><\/h5>\n

Theo b\u00e1o c\u00e1o t\u00e0i ch\u00ednh, lu\u1ef9 k\u1ebf 9 th\u00e1ng \u0111\u1ea7u n\u0103m 2021, NSH Petro \u0111\u1ea1t doanh thu thu\u1ea7n 4.020,1 t\u1ef7 \u0111\u1ed3ng, gi\u1ea3m 21,4% so v\u1edbi c\u00f9ng k\u1ef3 2020; l\u1ee3i nhu\u1eadn sau thu\u1ebf t\u0103ng 20,9 l\u1ea7n, v\u1edbi 247,2 t\u1ef7 \u0111\u1ed3ng.<\/p>\n

B\u1ee9c tranh t\u0103ng tr\u01b0\u1edfng l\u1ee3i nhu\u1eadn c\u1ee7a NSH Petro sau 9 th\u00e1ng \u0111\u1ea7u n\u0103m 2021 kh\u00e1 t\u01b0\u01a1ng \u0111\u1ed3ng v\u1edbi m\u1ed9t s\u1ed1 doanh nghi\u1ec7p kinh doanh c\u00e1c s\u1ea3n ph\u1ea9m x\u0103ng d\u1ea7u kh\u00e1c nh\u01b0 Petrolimex, PV Oil trong b\u1ed1i c\u1ea3nh gi\u00e1 x\u0103ng d\u1ea7u th\u1ebf gi\u1edbi v\u00e0 trong n\u01b0\u1edbc li\u00ean t\u1ee5c t\u0103ng cao, gi\u00fap c\u00e1c doanh nghi\u1ec7p ng\u00e0nh n\u00e0y h\u01b0\u1edfng l\u1ee3i t\u1eeb t\u1ed3n kho v\u1edbi gi\u00e1 v\u1ed1n th\u1ea5p h\u01a1n.<\/p>\n

Ngay c\u1ea3 trong qu\u00fd III\/2021, d\u00f9 khu v\u1ef1c \u0111\u1ed3ng b\u1eb1ng s\u00f4ng C\u1eedu Long – th\u1ecb tr\u01b0\u1eddng ch\u1ee7 l\u1ef1c c\u1ee7a C\u00f4ng ty – n\u1eb1m trong v\u00f9ng d\u1ecbch b\u1ec7nh di\u1ec5n bi\u1ebfn ph\u1ee9c t\u1ea1p nh\u1ea5t nh\u01b0ng gi\u00e1 d\u1ea7u t\u0103ng v\u1eabn h\u1ed7 tr\u1ee3 t\u00edch c\u1ef1c cho k\u1ebft qu\u1ea3 l\u1ee3i nhu\u1eadn c\u1ee7a C\u00f4ng ty.<\/p>\n

Tuy v\u1eady, b\u1ea5t ch\u1ea5p l\u1ee3i nhu\u1eadn t\u0103ng tr\u01b0\u1edfng m\u1ea1nh ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a NSH Petro v\u1eabn ch\u01b0a t\u1ea1o ra th\u1eb7ng d\u01b0 d\u00f2ng ti\u1ec1n. B\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1ee3p nh\u1ea5t c\u1ee7a C\u00f4ng ty cho bi\u1ebft, trong 9 th\u00e1ng \u0111\u1ea7u n\u0103m 2021, d\u00f2ng ti\u1ec1n ho\u1ea1t \u0111\u1ed9ng kinh doanh \u0111\u00e3 \u00e2m 188,4 t\u1ef7 \u0111\u1ed3ng, ch\u1ee7 y\u1ebfu do nhu c\u1ea7u v\u1ed1n l\u01b0u \u0111\u1ed9ng gia t\u0103ng khi h\u00e0ng t\u1ed3n kho t\u0103ng th\u00eam 911,8 t\u1ef7 \u0111\u1ed3ng v\u00e0 kho\u1ea3n ph\u1ea3i thu t\u0103ng 199,3 t\u1ef7 \u0111\u1ed3ng. \u0110\u1ec3 \u0111\u00e1p \u1ee9ng nhu c\u1ea7u v\u1ed1n n\u00e0y, C\u00f4ng ty \u0111\u00e3 ph\u1ea3i vay n\u1ee3 r\u00f2ng th\u00eam 188 t\u1ef7 \u0111\u1ed3ng.<\/p>\n

Trong 2 n\u0103m tr\u01b0\u1edbc \u0111\u00f3, m\u1eb7c d\u00f9 c\u00f3 l\u1ee3i nhu\u1eadn nh\u01b0ng d\u00f2ng ti\u1ec1n t\u1eeb ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a C\u00f4ng ty c\u0169ng li\u00ean t\u1ee5c \u00e2m, \u0111\u1eb7c bi\u1ec7t l\u00e0 n\u0103m 2020 \u00e2m \u0111\u1ebfn 590 t\u1ef7 \u0111\u1ed3ng. C\u00f9ng v\u1edbi nhu c\u1ea7u \u0111\u1ea7u t\u01b0 l\u1edbn v\u00e0o c\u00e1c t\u00e0i s\u1ea3n c\u1ed1 \u0111\u1ecbnh, m\u00e1y m\u00f3c thi\u1ebft b\u1ecb khi\u1ebfn n\u1ee3 vay c\u1ee7a C\u00f4ng ty li\u00ean t\u1ee5c t\u0103ng nhanh.<\/p>\n

T\u00ednh \u0111\u1ebfn 30\/9\/2021, t\u1ed5ng n\u1ee3 vay c\u1ee7a NSH Petro l\u00e0 3.407,7 t\u1ef7 \u0111\u1ed3ng, chi\u1ebfm 32,2% t\u1ed5ng ngu\u1ed3n v\u1ed1n, t\u1ef7 l\u1ec7 n\u1ee3 vay tr\u00ean v\u1ed1n ch\u1ee7 s\u1edf h\u1eefu l\u00e0 1,89 l\u1ea7n. Chi ph\u00ed l\u00e3i vay c\u1ee7a NSH Petro 9 th\u00e1ng \u0111\u1ea7u n\u0103m 2021 l\u00e0 157,4 t\u1ef7 \u0111\u1ed3ng.<\/p>\n

Chi ph\u00ed l\u00e3i vay l\u1edbn khi\u1ebfn l\u1ee3i nhu\u1eadn c\u1ee7a C\u00f4ng ty ch\u1ecbu nhi\u1ec1u r\u1ee7i ro bi\u1ebfn \u0111\u1ed9ng trong giai \u0111o\u1ea1n kinh doanh kh\u00f3 kh\u0103n.<\/h5>\n

Vi\u1ec7c t\u0103ng v\u1ed1n th\u00e0nh c\u00f4ng s\u1ebd gi\u00fap t\u0103ng v\u1ed1n ch\u1ee7 s\u1edf h\u1eefu cho NSH Petro, gi\u1ea3m t\u1ef7 l\u1ec7 n\u1ee3 vay trong c\u01a1 c\u1ea5u ngu\u1ed3n v\u1ed1n v\u00e0 c\u00f3 th\u1ec3 ph\u1ea7n n\u00e0o gi\u1ea3m b\u1edbt \u00e1p l\u1ef1c d\u00f2ng ti\u1ec1n.<\/p>\n

Tuy v\u1eady, v\u1edbi t\u1ef7 l\u1ec7 t\u0103ng v\u1ed1n \u0111i\u1ec1u l\u1ec7 th\u00eam 60%, \u00e1p l\u1ef1c pha lo\u00e3ng \u0111\u1ed1i v\u1edbi c\u00e1c ch\u1ec9 s\u1ed1 hi\u1ec7u su\u1ea5t sinh l\u1eddi tr\u00ean t\u00e0i s\u1ea3n, ngu\u1ed3n v\u1ed1n c\u1ee7a C\u00f4ng ty trong n\u0103m 2022 s\u1ebd l\u00e0 kh\u00f4ng nh\u1ecf. M\u00e0 kh\u00f4ng ai kh\u00e1c ngo\u00e0i c\u00e1c c\u1ed5 \u0111\u00f4ng nh\u1ecf l\u1ebb c\u1ee7a NSH Petro l\u00e0 nh\u1eefng ng\u01b0\u1eddi \u0111\u1ea7u ti\u00ean ch\u1ecbu \u00e1p l\u1ef1c n\u00e0y.<\/p>\n

Theo Lu\u1eadt s\u01b0<\/span><\/a> Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c<\/a>, Gi\u00e1m \u0111\u1ed1c <\/span>C\u00f4ng ty Lu\u1eadt<\/a> ANVI<\/a><\/strong>, Tr\u1ecdng t\u00e0i vi\u00ean VIAC, “H\u00e0nh vi t\u1ea1o d\u1ef1ng th\u00f4ng tin sai s\u1ef1 th\u1eadt ho\u1eb7c c\u00f4ng b\u1ed1 th\u00f4ng tin sai l\u1ec7ch ho\u1eb7c che gi\u1ea5u th\u00f4ng tin trong ho\u1ea1t \u0111\u1ed9ng ch\u1ee9ng kho\u00e1n” s\u1ebd b\u1ecb ph\u1ea1t ti\u1ec1n t\u1eeb 200 \u0111\u1ebfn 300 tri\u1ec7u \u0111\u1ed3ng. V\u00e0 bi\u1ec7n ph\u00e1p kh\u1eafc ph\u1ee5c h\u1eadu qu\u1ea3 l\u00e0 “Bu\u1ed9c hu\u1ef7 b\u1ecf th\u00f4ng tin ho\u1eb7c c\u1ea3i ch\u00ednh th\u00f4ng tin \u0111\u1ed1i v\u1edbi h\u00e0nh vi vi ph\u1ea1m” “Ng\u01b0\u1eddi c\u00f3 th\u1ea9m quy\u1ec1n x\u1eed ph\u1ea1t ph\u1ea3i chuy\u1ec3n ngay h\u1ed3 s\u01a1 v\u1ee5 vi ph\u1ea1m cho c\u01a1 quan ti\u1ebfn h\u00e0nh t\u1ed1 t\u1ee5ng h\u00ecnh s\u1ef1 c\u00f3 th\u1ea9m quy\u1ec1n” \u0111\u1ec3 xem x\u00e9t x\u1eed l\u00fd” khi ph\u00e1t hi\u1ec7n h\u00e0nh vi vi ph\u1ea1m quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 5 \u0110i\u1ec1u 42 Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 156\/2020\/N\u0110-CP, \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i, b\u1ed1 sung theo Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 128\/2021\/N\u0110-CP.\u00a0<\/em><\/p>\n

H\u00e0nh vi “che gi\u1ea5u th\u00f4ng tin trong ho\u1ea1t \u0111\u1ed9ng ch\u1ee9ng kho\u00e1n”, c\u1ee5 th\u1ec3 l\u00e0 trong vi\u1ec7c ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu, n\u1ebfu kh\u00f4ng c\u1ea5u th\u00e0nh t\u1ed9i ph\u1ea1m theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 109, B\u1ed9 lu\u1eadt H\u00ecnh s\u1ef1 n\u0103m 2015, th\u00ec kh\u00f4ng thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p n\u00e0o trong 2 tr\u01b0\u1eddng h\u1ee3p b\u1ecb \u0111\u00ecnh ch\u1ec9 ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1, \u0110i\u1ec1u 27 v\u1ec1 “\u0110\u00ecnh ch\u1ec9 ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang”, v\u00e0 c\u0169ng kh\u00f4ng thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p n\u00e0o trong s\u1ed1 3 \u0111i\u1ec1u ki\u1ec7n hu\u1ef7 b\u1ecf ch\u00e0o b\u00e1n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1, \u0110i\u1ec1u 28 v\u1ec1 “H\u1ee7y b\u1ecf ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang”, Lu\u1eadt Ch\u1ee9ng kho\u00e1n n\u0103m 2019.\u00a0<\/em><\/p>\n

Lu\u1eadt s\u01b0<\/span><\/a> Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c<\/a>\u00a0cho r\u1eb1ng, tr\u01b0\u1eddng h\u1ee3p n\u00e0y, mu\u1ed1n hu\u1ef7 b\u1ecf vi\u1ec7c ph\u00e1t h\u00e0nh th\u00ec ph\u1ea3i theo b\u1ea3n \u00e1n hay quy\u1ebft \u0111\u1ecbnh c\u1ee7a To\u00e0 \u00e1n ho\u1eb7c Tr\u1ecdng t\u00e0i ho\u1eb7c c\u01a1 quan kh\u00e1c c\u00f3 th\u1ea9m quy\u1ec1n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2, \u0110i\u1ec1u 27 Lu\u1eadt Ch\u1ee9ng kho\u00e1n n\u0103m 2019.\u00a0<\/em><\/h5>\n

Theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3, \u0110i\u1ec1u 28, Lu\u1eadt Ch\u1ee9ng kho\u00e1n, trong th\u1eddi h\u1ea1n 07 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y \u0111\u1ee3t ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang b\u1ecb h\u1ee7y b\u1ecf, t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i c\u00f4ng b\u1ed1 vi\u1ec7c h\u1ee7y b\u1ecf ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang tr\u00ean 01 t\u1edd b\u00e1o \u0111i\u1ec7n t\u1eed ho\u1eb7c b\u00e1o in trong 03 s\u1ed1 li\u00ean ti\u1ebfp v\u00e0 ph\u1ea3i thu h\u1ed3i ch\u1ee9ng kho\u00e1n \u0111\u00e3 ph\u00e1t h\u00e0nh. \u0110\u1ed3ng th\u1eddi, t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i ho\u00e0n tr\u1ea3 ti\u1ec1n cho nh\u00e0 \u0111\u1ea7u t\u01b0 trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y \u0111\u1ee3t ch\u00e0o b\u00e1n b\u1ecb h\u1ee7y b\u1ecf. H\u1ebft th\u1eddi h\u1ea1n n\u00e0y, t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho nh\u00e0 \u0111\u1ea7u t\u01b0 theo c\u00e1c \u0111i\u1ec1u kho\u1ea3n \u0111\u00e3 cam k\u1ebft v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0.\u00a0<\/em><\/p>\n

C\u00f2n Ngh\u1ecb \u0111\u1ecbnh 153\/2020\/N\u0110-CP ng\u00e0y 31\/12\/2020 “Quy \u0111\u1ecbnh v\u1ec1 ch\u00e0o b\u00e1n, giao d\u1ecbch tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ri\u00eang l\u1ebb t\u1ea1i th\u1ecb tr\u01b0\u1eddng trong n\u01b0\u1edbc & ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ra th\u1ecb tr\u01b0\u1eddng qu\u1ed1c t\u1ebf” c\u0169ng kh\u00f4ng quy \u0111\u1ecbnh n\u00e0o v\u1ec1 vi\u1ec7c hu\u1ef7 b\u1ecf ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu.\u00a0<\/em><\/p>\n

\u00d4ng Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c<\/a>\u00a0c\u0169ng n\u00f3i th\u00eam, n\u1ebfu t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh kh\u00f4ng th\u1ec3 mua l\u1ea1i l\u1eadp t\u1ee9c c\u1ea3 9 l\u00f4 tr\u00e1i phi\u1ebfu b\u1ecb h\u1ee7y do ti\u1ec1n \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111\u1ea9y v\u00e0o d\u1ef1 \u00e1n th\u00ec s\u1ebd r\u1ea5t kh\u00f3 x\u1eed l\u00fd, c\u00e1c b\u00ean s\u1ebd ph\u1ea3i ra t\u00f2a \u0111\u1ec3 ti\u1ebfp t\u1ee5c v\u1ee5 vi\u1ec7c.\u00a0<\/em><\/p>\n

H\u00e0 Lan<\/strong><\/h5>\n

————<\/p>\n

Kinh t\u1ebf m\u00f4i tr\u01b0\u1eddng (T\u00e0i ch\u00ednh) 08-4-2022:<\/em><\/strong><\/p>\n

https:\/\/kinhtemoitruong.vn\/vi-pham-chung-khoan-phu-trach-quan-tri-nsh-bi-phat-100-trieu-dong-65912.html<\/a><\/em><\/p>\n

(524\/1.595)<\/em>","protected":false},"excerpt":{"rendered":"

Vi ph\u1ea1m ch\u1ee9ng kho\u00e1n, ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb NSH b\u1ecb ph\u1ea1t 100 tri\u1ec7u \u0111\u1ed3ng (KTMT) – \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCKNN) v\u1eeba ban h\u00e0nh quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t b\u00e0 \u0110\u1ed7 Th\u1ee7y Ti\u00ean \u2013 Ng\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n tr\u1ecb c\u1ee7a C\u00f4ng ty C\u1ed5 ph\u1ea7n Th\u01b0\u01a1ng m\u1ea1i \u0110\u1ea7u t\u01b0 D\u1ea7u kh\u00ed Nam S\u00f4ng H\u1eadu (NSH […]<\/p>\n","protected":false},"author":2,"featured_media":17433,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[17,26],"tags":[41,34,48],"class_list":["post-17432","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-binh-luan-gop-y","category-legal-media","tag-luat-su-chung-khoan","tag-luat-su-doanh-nghiep","tag-luat-su-hanh-chinh"],"acf":[],"yoast_head":"\n3.064. 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