{"id":19175,"date":"2016-12-30T11:16:17","date_gmt":"2016-12-30T04:16:17","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=19175"},"modified":"2022-04-26T13:38:00","modified_gmt":"2022-04-26T06:38:00","slug":"1-468-han-che-sai-pham-tren-ttck-can-tu-duy-moi-ve-che-tai","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/1-468-han-che-sai-pham-tren-ttck-can-tu-duy-moi-ve-che-tai\/","title":{"rendered":"1.468. H\u1ea1n ch\u1ebf sai ph\u1ea1m tr\u00ean TTCK: C\u1ea7n t\u01b0 duy m\u1edbi v\u1ec1 ch\u1ebf t\u00e0i"},"content":{"rendered":"(\u0110TCK) – Th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n th\u1eddi gian qua \u0111\u00e3 ch\u1ee9ng ki\u1ebfn nh\u1eefng quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t ng\u00f3t ngh\u00e9t c\u1ea3 t\u1ef7 \u0111\u1ed3ng cho m\u1ed9t v\u1ee5 vi\u1ec7c. Nh\u01b0ng li\u1ec7u th\u1ebf \u0111\u00e3 \u0111\u1ee7 \u0111\u1ec3 t\u0103ng s\u1ee9c m\u1ea1nh r\u0103n \u0111e, \u0111\u1ea3m b\u1ea3o \u0111\u01b0\u1ee3c k\u1ef7 c\u01b0\u01a1ng tr\u00ean th\u1ecb tr\u01b0\u1eddng? Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c, Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt ANVI cho r\u1eb1ng, \u0111\u1eb7t ra \u201ctr\u1ea7n\u201d x\u1eed ph\u1ea1t h\u00e0nh ch\u00ednh l\u00e0 kh\u00f4ng h\u1ee3p l\u00fd, n\u00ean \u0111\u01b0a ra m\u1ee9c ph\u1ea1t d\u1ef1a tr\u00ean quy m\u00f4, t\u00ednh ch\u1ea5t vi ph\u1ea1m.<\/strong><\/p>\n

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C\u1ea7n trao th\u1ea9m quy\u1ec1n \u0111i\u1ec1u tra cho \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc<\/em><\/p>\n

\u00d4ng nh\u00ecn nh\u1eadn th\u1ebf n\u00e0o v\u1ec1 c\u00e1c vi ph\u1ea1m tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n v\u00e0 vi\u1ec7c x\u1eed l\u00fd c\u1ee7a c\u01a1 quan ch\u1ee9c n\u0103ng?<\/strong><\/em><\/p>\n

C\u00f9ng v\u1edbi s\u1ef1 ph\u00e1t tri\u1ec3n c\u1ee7a th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n th\u00ec t\u00ednh ch\u1ea5t v\u00e0 s\u1ed1 l\u01b0\u1ee3ng c\u00e1c vi ph\u1ea1m c\u0169ng t\u0103ng l\u00ean. C\u01a1 quan ch\u1ee9c n\u0103ng \u0111\u00e3 ph\u00e1t hi\u1ec7n k\u1ecbp th\u1eddi v\u00e0 x\u1eed l\u00fd m\u1ea1nh tay h\u01a1n, c\u1ea3 v\u1ec1 s\u1ed1 v\u1ee5 vi ph\u1ea1m v\u00e0 m\u1ee9c ti\u1ec1n ph\u1ea1t. Nh\u1eefng n\u0103m g\u1ea7n \u0111\u00e2y, U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc x\u1eed ph\u1ea1t t\u1eeb 5 – 7 v\u1ee5 cho \u0111\u1ebfn 10 – 20 v\u1ee5 m\u1ed7i th\u00e1ng v\u00e0 m\u1ee9c ph\u1ea1t t\u1ed5ng c\u1ed9ng cao nh\u1ea5t kho\u1ea3ng 750 tri\u1ec7u \u0111\u1ed3ng\/v\u1ee5, v\u1edbi m\u1ed9t s\u1ed1 vi ph\u1ea1m nh\u01b0 thao t\u00fang gi\u00e1 ch\u1ee9ng kho\u00e1n, vi ph\u1ea1m c\u00f4ng b\u1ed1 th\u00f4ng tin, g\u1ed3m c\u1ea3 l\u1ed7i c\u1ed1 \u00fd v\u00e0 s\u01a1 su\u1ea5t, v\u00f4 \u00fd.<\/p>\n

Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c\u00a0<\/em><\/p>\n

Theo \u00f4ng, \u0111\u00e2u l\u00e0 v\u1ea5n \u0111\u1ec1 m\u1ea5u ch\u1ed1t khi\u1ebfn c\u00e1c h\u00e0nh vi vi ph\u1ea1m v\u1eabn ph\u1ed5 bi\u1ebfn?<\/strong><\/em><\/p>\n

T\u00f4i cho l\u00e0 c\u1ea7n xem l\u1ea1i Lu\u1eadt X\u1eed l\u00fd vi ph\u1ea1m h\u00e0nh ch\u00ednh n\u0103m 2012. \u0110\u1ea1o lu\u1eadt n\u00e0y \u0111\u1eb7t ra \u201ctr\u1ea7n\u201d x\u1eed ph\u1ea1t h\u00e0nh ch\u00ednh l\u00e0 kh\u00f4ng h\u1ee3p l\u00fd. M\u1eb7c d\u00f9 m\u1ee9c \u201ctr\u1ea7n\u201d \u0111\u00e3 \u0111\u01b0\u1ee3c n\u00e2ng l\u00ean t\u1eeb 500 tri\u1ec7u \u0111\u1ed3ng l\u00ean 2 t\u1ef7 \u0111\u1ed3ng, nh\u01b0ng v\u1eabn ch\u01b0a \u0111\u1ee7 \u0111\u1ec3 r\u0103n \u0111e, khi\u1ebfn ng\u01b0\u1eddi ta ph\u1ea3i s\u1ee3 v\u00e0 kh\u00f4ng d\u00e1m vi ph\u1ea1m, nh\u1ea5t l\u00e0 \u0111\u1ed1i v\u1edbi m\u1ed9t s\u1ed1 l\u0129nh v\u1ef1c \u0111\u1eb7c th\u00f9 nh\u01b0 ch\u1ee9ng kho\u00e1n.<\/p>\n

Khi x\u00e2y d\u1ef1ng lu\u1eadt, c\u00f3 \u00fd ki\u1ebfn cho r\u1eb1ng, vi ph\u1ea1m \u201cnh\u1eb9\u201d th\u00ec x\u1eed ph\u1ea1t h\u00e0nh ch\u00ednh n\u00ean m\u1ee9c ph\u1ea1t c\u0169ng nh\u1eb9 h\u01a1n so v\u1edbi x\u1eed l\u00fd h\u00ecnh s\u1ef1. T\u00f4i cho r\u1eb1ng, c\u00e1i l\u00fd n\u00e0y kh\u00f4ng ph\u00f9 h\u1ee3p; \u0111\u1ed1i v\u1edbi vi ph\u1ea1m h\u00e0nh ch\u00ednh, kh\u00f4ng n\u00ean \u0111\u1eb7t ra \u201ctr\u1ea7n\u201d n\u00e0o c\u1ea3. Ph\u1ea1t ti\u1ec1n trong B\u1ed9 lu\u1eadt H\u00ecnh s\u1ef1 t\u1eeb m\u1ee9c m\u1ed9t v\u00e0i tri\u1ec7u \u0111\u1ed3ng tr\u1edf l\u00ean, c\u00f2n x\u1eed ph\u1ea1t h\u00e0nh ch\u00ednh th\u00ec ch\u1ec9 t\u1eeb v\u00e0i ch\u1ee5c ngh\u00ecn \u0111\u1ed3ng tr\u1edf l\u00ean.<\/p>\n

Gi\u1ed1ng nhau l\u00e0 c\u00f9ng b\u1ecb t\u1ecbch thu to\u00e0n b\u1ed9 tang v\u1eadt, ph\u01b0\u01a1ng ti\u1ec7n vi ph\u1ea1m h\u00e0nh ch\u00ednh hay h\u00ecnh s\u1ef1. Nh\u01b0ng ch\u1ebf t\u00e0i kh\u00e1c nhau r\u1ea5t l\u1edbn, vi ph\u1ea1m h\u00ecnh s\u1ef1 c\u00f2n ph\u1ea1t t\u00f9 v\u00e0 t\u1ecbch thu to\u00e0n b\u1ed9 s\u1ed1 ti\u1ec1n thu l\u1ee3i b\u1ea5t ch\u00ednh, th\u1eadm ch\u00ed t\u1ecbch thu m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n thu\u1ed9c s\u1edf h\u1eefu h\u1ee3p ph\u00e1p c\u1ee7a ng\u01b0\u1eddi ph\u1ea1m t\u1ed9i, m\u00e0 h\u00e0nh ch\u00ednh th\u00ec kh\u00f4ng. V\u00ec v\u1eady, x\u1eed ph\u1ea1t h\u00e0nh ch\u00ednh c\u1ea7n ph\u1ea3i cao h\u01a1n s\u1ed1 ti\u1ec1n vi ph\u1ea1m v\u00e0 kho\u1ea3n l\u1ee3i b\u1ea5t ch\u00ednh c\u00f3 th\u1ec3 mang l\u1ea1i, c\u00f3 th\u1ec3 l\u00e0 h\u00e0ng ch\u1ee5c, h\u00e0ng tr\u0103m t\u1ef7 \u0111\u1ed3ng. M\u1ee9c ph\u1ea1t nghi\u00eam kh\u1eafc m\u1edbi \u0111\u1ea3m b\u1ea3o t\u00ednh r\u0103n \u0111e.<\/p>\n

\u1ede Vi\u1ec7t Nam, c\u00f3 m\u1ed9t s\u1ed1 l\u0129nh v\u1ef1c, m\u1ee9c ph\u1ea1t \u0111\u00e3 c\u00f3 s\u1ef1 thay \u0111\u1ed5i, nghi\u00eam kh\u1eafc h\u01a1n h\u00e0ng ch\u1ee5c l\u1ea7n tr\u01b0\u1edbc kia v\u00e0 l\u00e0m ng\u01b0\u1eddi ta… s\u1ee3 h\u01a1n. M\u1edbi \u0111\u00e2y, c\u00f3 tr\u01b0\u1eddng h\u1ee3p l\u00e1i xe vi ph\u1ea1m n\u1ed3ng \u0111\u1ed9 c\u1ed3n b\u1ecb ph\u1ea1t 17 tri\u1ec7u \u0111\u1ed3ng, t\u1ea1m gi\u1eef \u00f4 t\u00f4 7 ng\u00e0y v\u00e0 t\u01b0\u1edbc b\u1eb1ng l\u00e1i 5 th\u00e1ng. Tr\u01b0\u1edbc \u0111\u00e2y, nhi\u1ec1u ng\u01b0\u1eddi coi th\u01b0\u1eddng quy \u0111\u1ecbnh n\u00e0y v\u00e0 v\u1eabn vi ph\u1ea1m th\u01b0\u1eddng xuy\u00ean, nh\u01b0ng v\u1edbi m\u1ee9c ph\u1ea1t n\u1eb7ng nh\u01b0 v\u1eady th\u00ec nhi\u1ec1u l\u00e1i xe ph\u1ea3i s\u1ee3.<\/p>\n

V\u1edbi l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n, m\u1ee9c ph\u1ea1t l\u00e0 bao nhi\u00eau m\u1edbi \u0111\u1ea3m b\u1ea3o t\u00ednh r\u0103n \u0111e, theo \u00f4ng?<\/em><\/strong><\/p>\n

V\u1ea5n \u0111\u1ec1 kh\u00f4ng ph\u1ea3i l\u00e0 x\u1eed ph\u1ea1t t\u1ed1i \u0111a bao nhi\u00eau, b\u1edfi con s\u1ed1 \u0111\u00f3 r\u1ea5t nhanh l\u1ea1c h\u1eadu so v\u1edbi s\u1ef1 ph\u00e1t tri\u1ec3n kinh t\u1ebf. M\u1ee9c ph\u1ea1t t\u1ed1i \u0111a 500 tri\u1ec7u \u0111\u1ed3ng tr\u01b0\u1edbc \u0111\u00e2y \u0111\u00e3 l\u1ed7i th\u1eddi t\u1eeb l\u00e2u, nay t\u0103ng l\u00ean th\u00e0nh 2 t\u1ef7 \u0111\u1ed3ng. Nh\u01b0ng li\u1ec7u 2 t\u1ef7 \u0111\u1ed3ng \u0111\u00e3 l\u00e0 s\u1ed1 ti\u1ec1n \u0111\u1ee7 l\u1edbn \u0111\u1ec3 ng\u01b0\u1eddi ta e ng\u1ea1i h\u00e0nh vi vi ph\u1ea1m?<\/p>\n

Nguy\u00ean t\u1eafc l\u00e0 ch\u00fang ta ph\u1ea3i x\u1eed ph\u1ea1t d\u1ef1a tr\u00ean quy m\u00f4 v\u00e0 tr\u00ean m\u1ee9c thu l\u1ee3i. Ng\u01b0\u1eddi b\u00e1n h\u00e0ng rong, qu\u00e0 v\u1eb7t, ph\u1ea1t v\u00e0i tr\u0103m ng\u00e0n \u0111\u1ed3ng c\u00f3 khi \u0111\u00e3 l\u00e0 l\u1edbn, nh\u01b0ng v\u1edbi m\u1ed9t t\u1eadp \u0111o\u00e0n, m\u1ee9c ph\u1ea1t v\u00e0i t\u1ef7 \u0111\u1ed3ng c\u00f3 l\u1ebd ch\u1eb3ng l\u00e0 g\u00ec. Trong giao d\u1ecbch ch\u1ee9ng kho\u00e1n, ng\u01b0\u1eddi vi ph\u1ea1m c\u00f3 th\u1ec3 thu l\u1ee3i r\u1ea5t l\u1edbn, h\u00e0ng ch\u1ee5c t\u1ef7 \u0111\u1ed3ng. Vi\u1ec7c x\u1eed ph\u1ea1t ch\u1ec9 v\u00e0i ch\u1ee5c tri\u1ec7u \u0111\u1ed3ng hay v\u00e0i tr\u0103m tri\u1ec7u \u0111\u1ed3ng l\u00e0 ch\u01b0a \u0111\u1ee7 s\u1ee9c r\u0103n \u0111e.<\/p>\n

M\u1ee9c ph\u1ea1t, \u0111\u1ea7u ti\u00ean l\u00e0 ph\u1ea3i cao h\u01a1n h\u1eb3n so v\u1edbi m\u1ee9c thu l\u1ee3i. M\u1ed9t giao d\u1ecbch n\u1ed9i gi\u00e1n c\u00f3 th\u1ec3 \u0111em l\u1ea1i ti\u1ec1n t\u1ef7, n\u1ebfu ch\u1ec9 ph\u1ea1t v\u00e0i tr\u0103m tri\u1ec7u \u0111\u1ed3ng th\u00ec ch\u01b0a \u0111\u1ee7. Th\u1ee9 hai, c\u1ea7n xem x\u00e9t \u0111\u1ec3 \u0111\u01b0a ra m\u1ee9c ph\u1ea1t d\u1ef1a tr\u00ean quy m\u00f4, t\u00ednh ch\u1ea5t vi ph\u1ea1m. D\u00f9 kh\u00f4ng thu l\u1ee3i, ho\u1eb7c thu l\u1ee3i \u00edt, nh\u01b0ng c\u00f3 th\u1ec3 ph\u1ea1t tr\u00ean s\u1ed1 l\u01b0\u1ee3ng giao d\u1ecbch v\u00e0 t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n c\u1ee7a doanh nghi\u1ec7p. T\u1ea5t nhi\u00ean, n\u1ebfu ph\u1ea1m t\u1ed9i th\u00ec c\u00f2n ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1.<\/p>\n

Ngo\u00e0i m\u1ee9c ph\u1ea1t, c\u00f2n nh\u1eefng \u0111i\u1ec3m n\u00e0o c\u1ea7n l\u01b0u \u00fd \u0111\u1ec3 vi\u1ec7c x\u1eed ph\u1ea1t h\u00e0nh ch\u00ednh th\u1ef1c s\u1ef1 c\u00f3 gi\u00e1 tr\u1ecb r\u0103n \u0111e?<\/em><\/strong><\/p>\n

C\u00f3 th\u1ef1c t\u1ebf \u1edf Vi\u1ec7t Nam l\u00e0 t\u01b0 duy l\u00e1ch lu\u1eadt \u0103n s\u00e2u v\u00e0o nh\u1eadn th\u1ee9c v\u00e0 \u1ee9ng x\u1eed h\u1eb1ng ng\u00e0y c\u1ee7a nhi\u1ec1u ng\u01b0\u1eddi. C\u00f3 nh\u1eefng quy \u0111\u1ecbnh c\u1ea5m \u0111o\u00e1n l\u00e0 r\u1ea5t c\u1ea7n thi\u1ebft v\u00e0 hi\u1ec3n nhi\u00ean r\u00f5 r\u00e0ng, nh\u01b0ng h\u1ecd v\u1eabn th\u01b0\u1eddng xuy\u00ean v\u00e0 c\u1ed1 t\u00ecnh vi ph\u1ea1m. D\u01b0\u1eddng nh\u01b0 t\u01b0 duy \u201cl\u00e1ch\u201d \u1edf kh\u1eafp n\u01a1i, n\u00ean kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh n\u00e0o m\u00e0 h\u1ecd ki\u00eang k\u1ef5.<\/p>\n

Trong l\u0129nh v\u1ef1c giao th\u00f4ng th\u00ec ai c\u0169ng th\u1ea5y r\u00f5. Trong l\u0129nh v\u1ef1c ng\u00e2n h\u00e0ng, t\u1eeb chuy\u1ec7n t\u0103ng v\u1ed1n, c\u1ea5m cho vay, \u0111\u1ea3o n\u1ee3, thu ph\u00ed, l\u00e3i su\u1ea5t v\u01b0\u1ee3t tr\u1ea7n \u0111\u1ec1u c\u00f3 nhi\u1ec1u vi ph\u1ea1m. Trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n c\u0169ng v\u1eady, kh\u00e1 nhi\u1ec1u vi ph\u1ea1m v\u1ec1 c\u00f4ng b\u1ed1 th\u00f4ng tin kh\u00f4ng \u0111\u1ea7y \u0111\u1ee7, giao d\u1ecbch n\u1ed9i gi\u00e1n, thao t\u00fang gi\u00e1, th\u1eadm ch\u00ed c\u00f3 c\u1ea3 chuy\u1ec7n c\u00f4ng ty d\u1eebng ho\u1ea1t \u0111\u1ed9ng nh\u01b0ng c\u1ed5 phi\u1ebfu v\u1eabn \u0111\u01b0\u1ee3c giao d\u1ecbch.<\/p>\n

M\u1eb7t kh\u00e1c, c\u00f3 nh\u1eefng quy \u0111\u1ecbnh kh\u00f4ng th\u1ef1c s\u1ef1 h\u1ee3p l\u00fd. V\u00ec v\u1eady, v\u1ea5n \u0111\u1ec1 \u0111\u1eb7t ra l\u00e0 qu\u1ea3n c\u00e1i g\u00ec, x\u1eed ph\u1ea1t c\u00e1i g\u00ec? Quy \u0111\u1ecbnh m\u00e0 ai c\u0169ng vi ph\u1ea1m l\u00e0 quy \u0111\u1ecbnh sai. Quy \u0111\u1ecbnh m\u00e0 kh\u00f4ng ai vi ph\u1ea1m l\u00e0 quy \u0111\u1ecbnh vi\u1ec3n v\u00f4ng, kh\u00f4ng c\u1ea7n thi\u1ebft. V\u00ed d\u1ee5, c\u00f4ng ty \u0111\u1ea1i ch\u00fang kh\u00f4ng \u0111\u01b0\u1ee3c b\u1ea3o l\u00e3nh cho c\u00f4ng ty con vay v\u1ed1n.<\/p>\n

\u0110\u00e2y l\u00e0 quy \u0111\u1ecbnh b\u1ea5t h\u1ee3p l\u00fd, c\u00f4ng ty m\u1eb9 – con l\u00e0 \u0111\u1ec3 h\u1ed7 tr\u1ee3 ph\u00e1t tri\u1ec3n, b\u1ea3o l\u00e3nh c\u00f3 th\u1ec3 coi l\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a c\u00f4ng ty m\u1eb9. C\u1ea7n \u0111\u1ea3m b\u1ea3o vi\u1ec7c b\u1ea3o l\u00e3nh \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n c\u00f4ng khai, minh b\u1ea1ch, kh\u00f4ng \u1ea3nh h\u01b0\u1edfng \u0111\u1ebfn quy\u1ec1n l\u1ee3i c\u1ed5 \u0111\u00f4ng c\u00f4ng ty m\u1eb9, ch\u1ee9 kh\u00f4ng n\u00ean c\u1ea5m. B\u1ea3o l\u00e3nh cho c\u00e1c c\u00f4ng ty kh\u00f4ng li\u00ean quan m\u1edbi l\u00e0 r\u1ee7i ro, g\u00e2y \u1ea3nh h\u01b0\u1edfng t\u1edbi l\u1ee3i \u00edch c\u1ee7a c\u1ed5 \u0111\u00f4ng.<\/p>\n

Quan tr\u1ecdng h\u01a1n, ph\u1ea3i ki\u1ec3m tra, gi\u00e1m s\u00e1t, ph\u00e1t hi\u1ec7n v\u00e0 x\u1eed l\u00fd k\u1ecbp th\u1eddi, h\u1ea1n ch\u1ebf t\u1ed1i \u0111a vi\u1ec7c \u0111\u1ec3 \u201cl\u1ecdt l\u01b0\u1edbi\u201d vi ph\u1ea1m. N\u1ebfu nh\u01b0 ch\u1ec9 x\u1eed l\u00fd \u0111\u01b0\u1ee3c s\u1ed1 \u00edt, t\u1ee9c kh\u1ea3 n\u0103ng \u201ctho\u00e1t t\u1ed9i\u201d l\u1edbn, th\u00ec d\u00f9 m\u1ee9c ph\u1ea1t cao, ng\u01b0\u1eddi ta c\u0169ng v\u1eabn s\u1eb5n s\u00e0ng vi ph\u1ea1m. Tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n, nh\u00e0 \u0111\u1ea7u t\u01b0 v\u1eabn th\u01b0\u1eddng r\u1ec9 tai nhau m\u00e3 n\u00e0y, m\u00e3 kia b\u1ecb l\u00e0m gi\u00e1, r\u1ed3i giao d\u1ecbch n\u1ed9i gi\u00e1n, nh\u01b0ng vi\u1ec7c ph\u00e1t hi\u1ec7n v\u00e0 x\u1eed ph\u1ea1t h\u00e0nh vi l\u00e0m gi\u00e1, giao d\u1ecbch n\u1ed9i gi\u00e1n c\u00f2n h\u1ea1n ch\u1ebf.<\/p>\n

Ngo\u00e0i ch\u1ebf t\u00e0i x\u1eed ph\u1ea1t, ph\u00e1p lu\u1eadt c\u1ea7n ti\u1ebfp t\u1ee5c \u0111\u01b0\u1ee3c ho\u00e0n thi\u1ec7n. Ch\u1eb3ng h\u1ea1n, Lu\u1eadt X\u1eed l\u00fd vi ph\u1ea1m h\u00e0nh ch\u00ednh quy \u0111\u1ecbnh, quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t ph\u1ea3i ban h\u00e0nh trong v\u00f2ng 7 ng\u00e0y, k\u1ec3 t\u1eeb ng\u00e0y l\u1eadp bi\u00ean b\u1ea3n ph\u00e1t hi\u1ec7n vi ph\u1ea1m, thay v\u00ec quy \u0111\u1ecbnh 7 ng\u00e0y l\u00e0m vi\u1ec7c.<\/p>\n

Th\u1ef1c t\u1ebf nhi\u1ec1u n\u0103m nay, ch\u00fang ta \u0111\u00e3 c\u00f3 nh\u1eefng \u0111\u1ee3t ngh\u1ec9 l\u1ec5 k\u00e9o d\u00e0i 5 – 7 ng\u00e0y, th\u1eadm ch\u00ed 9 ng\u00e0y, d\u1eabn \u0111\u1ebfn kh\u00f4ng k\u1ecbp x\u1eed ph\u1ea1t. V\u00ed d\u1ee5, v\u1ee5 vi ph\u1ea1m v\u1ec1 ni\u00eam y\u1ebft gi\u00e1 Nh\u00e2n d\u00e2n t\u1ec7 \u1edf Qu\u1ea3ng Ninh \u0111\u00e3 kh\u00f4ng th\u1ec3 x\u1eed ph\u1ea1t \u0111\u01b0\u1ee3c ch\u1ec9 v\u00ec th\u1eddi h\u1ea1n ra quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh qu\u00e1 ng\u1eafn, trong khi ph\u1ea3i chuy\u1ec3n h\u1ed3 s\u01a1 v\u1ee5 vi\u1ec7c t\u1eeb \u0111\u1ecba ph\u01b0\u01a1ng v\u1ec1 Ng\u00e2n h\u00e0ng Trung \u01b0\u01a1ng.<\/p>\n

Kh\u00f4ng \u00edt \u00fd ki\u1ebfn cho r\u1eb1ng, n\u00ean trao quy\u1ec1n \u0111i\u1ec1u tra cho c\u01a1 quan qu\u1ea3n l\u00fd th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. \u00d4ng ngh\u0129 sao v\u1ec1 v\u1ea5n \u0111\u1ec1 n\u00e0y?<\/em><\/strong><\/p>\n

T\u00f4i cho l\u00e0 c\u1ea7n thi\u1ebft, ngay c\u1ea3 ng\u00e0nh ng\u00e2n h\u00e0ng c\u0169ng c\u1ea7n \u0111\u01b0\u1ee3c trao quy\u1ec1n \u0111i\u1ec1u tra nh\u01b0 \u0111\u1ed1i v\u1edbi ki\u1ec3m l\u00e2m, h\u1ea3i quan, v\u00ec \u0111\u00f3 l\u00e0 ng\u00e0nh \u0111\u1eb7c th\u00f9. V\u1ea5n \u0111\u1ec1 l\u00e0 x\u00e1c \u0111\u1ecbnh r\u00f5 \u0111i\u1ec1u tra l\u00e0m g\u00ec, \u0111\u1ebfn \u0111\u00e2u, ch\u1ec9 l\u00e0 m\u1ed9t kh\u00e2u, m\u1ed9t giai \u0111o\u1ea1n n\u00e0o \u0111\u00f3, ch\u1ee9 kh\u00f4ng ph\u1ea3i ph\u1ea3i \u0111i\u1ec1u tra to\u00e0n b\u1ed9 v\u1ee5 \u00e1n.<\/p>\n

B\u1ed9 lu\u1eadt T\u1ed1 t\u1ee5ng h\u00ecnh s\u1ef1 v\u1eeba \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i, do \u0111\u00f3 v\u1ea5n \u0111\u1ec1 trao th\u1ea9m quy\u1ec1n \u0111i\u1ec1u tra h\u00ecnh s\u1ef1 cho \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc s\u1ebd kh\u00f4ng th\u1ec3 \u0111\u1eb7t ra cho \u0111\u1ebfn khi b\u1ed9 lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i. Tuy nhi\u00ean, c\u00f3 th\u1ec3 s\u1eeda Lu\u1eadt Ch\u1ee9ng kho\u00e1n, Lu\u1eadt X\u1eed l\u00fd vi ph\u1ea1m h\u00e0nh ch\u00ednh \u0111\u1ec3 trao quy\u1ec1n \u0111i\u1ec1u tra x\u1eed l\u00fd vi ph\u1ea1m h\u00e0nh ch\u00ednh. N\u1ebfu kh\u00f4ng c\u00f3 quy\u1ec1n \u0111i\u1ec1u tra th\u00ec \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc s\u1ebd kh\u00f3 l\u00e0m r\u00f5 \u0111\u01b0\u1ee3c c\u00e1c vi ph\u1ea1m. T\u1ea5t nhi\u00ean, th\u1ea9m quy\u1ec1n, ph\u1ea1m vi \u0111i\u1ec1u tra \u0111\u1ebfn \u0111\u00e2u ph\u1ea3i r\u1ea5t c\u1ee5 th\u1ec3, r\u00f5 r\u00e0ng, \u0111\u1ec3 tr\u00e1nh xung \u0111\u1ed9t, ch\u1ed3ng ch\u00e9o.<\/p>\n

Ho\u00e0ng Duy th\u1ef1c hi\u1ec7n.<\/strong>
\n\u0110\u1eb7c san 20 n\u0103m th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam<\/em><\/p>\n

——————————-<\/p>\n

\u0110\u1ea7u t\u01b0 Ch\u1ee9ng kho\u00e1n (\u0110\u1eb7c san 20 n\u0103m th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam) 30-12-2016:<\/em><\/strong><\/p>\n

http:\/\/tinnhanhchungkhoan.vn\/chung-khoan\/han-che-sai-pham-tren-ttck-can-tu-duy-moi-ve-che-tai-173353.html<\/em><\/a><\/p>\n

(1.644\/1.644)<\/em>","protected":false},"excerpt":{"rendered":"

(\u0110TCK) – Th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n th\u1eddi gian qua \u0111\u00e3 ch\u1ee9ng ki\u1ebfn nh\u1eefng quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t ng\u00f3t ngh\u00e9t c\u1ea3 t\u1ef7 \u0111\u1ed3ng cho m\u1ed9t v\u1ee5 vi\u1ec7c. Nh\u01b0ng li\u1ec7u th\u1ebf \u0111\u00e3 \u0111\u1ee7 \u0111\u1ec3 t\u0103ng s\u1ee9c m\u1ea1nh r\u0103n \u0111e, \u0111\u1ea3m b\u1ea3o \u0111\u01b0\u1ee3c k\u1ef7 c\u01b0\u01a1ng tr\u00ean th\u1ecb tr\u01b0\u1eddng? Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c, Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt […]<\/p>\n","protected":false},"author":1,"featured_media":19176,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[27,26],"tags":[],"class_list":["post-19175","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-interviews","category-legal-media"],"acf":[],"yoast_head":"\n1.468. 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