{"id":20834,"date":"2016-03-25T15:18:05","date_gmt":"2016-03-25T08:18:05","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=20834"},"modified":"2022-05-11T15:20:22","modified_gmt":"2022-05-11T08:20:22","slug":"1-015-go-kho-cho-noi-room-coi-chung-trai-luat","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/1-015-go-kho-cho-noi-room-coi-chung-trai-luat\/","title":{"rendered":"1.015. G\u1ee1 kh\u00f3 cho n\u1edbi room, coi ch\u1eebng tr\u00e1i lu\u1eadt."},"content":{"rendered":"(\u0110TCK) – \u201cVi\u1ec7c \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCK) \u0111\u1ec1 xu\u1ea5t ph\u01b0\u01a1ng \u00e1n th\u00e1o g\u1ee1 v\u01b0\u1edbng m\u1eafc cho vi\u1ec7c \u00e1p d\u1ee5ng quy \u0111\u1ecbnh n\u1edbi room t\u1ea1i D\u1ef1 th\u1ea3o Ngh\u1ecb \u0111\u1ecbnh quy \u0111\u1ecbnh m\u1ed9t s\u1ed1 \u0111i\u1ec1u ki\u1ec7n \u0111\u1ea7u t\u01b0 kinh doanh ch\u1ee9ng kho\u00e1n, kh\u00f4ng c\u1ea9n th\u1eadn l\u00e0 tr\u00e1i v\u1edbi Lu\u1eadt \u0110\u1ea7u t\u01b0\u201d, lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c c\u1ea3nh b\u00e1o.\u00a0<\/strong><\/p>\n

\"\"<\/p>\n

CTCK n\u1ed9i \u0111\u1ecba kh\u00f4ng th\u1ec3 \u0111\u00f2i h\u01b0\u1edfng l\u1ee3i c\u1ea3 hai \u0111\u1ea7u: v\u1eeba h\u00fat th\u00eam v\u1ed1n t\u1eeb N\u0110T n\u01b0\u1edbc ngo\u00e0i, v\u1eeba \u0111\u01b0\u1ee3c coi l\u00e0 c\u00f4ng ty trong n\u01b0\u1edbc<\/em><\/p>\n

L\u00fd l\u1ebd n\u00e0o \u0111\u1ec3 \u00f4ng \u0111\u01b0a ra c\u1ea3nh b\u00e1o h\u01b0\u1edbng \u0111\u1ec1 xu\u1ea5t g\u1ee1 kh\u00f3 cho \u00e1p d\u1ee5ng quy \u0111\u1ecbnh n\u1edbi room c\u1ee7a UBCK kh\u00f4ng c\u1ea9n th\u1eadn l\u00e0 tr\u00e1i v\u1edbi quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt \u0110\u1ea7u t\u01b0?<\/strong><\/em><\/p>\n

Lu\u1eadt \u0110\u1ea7u t\u01b0 quy \u0111\u1ecbnh r\u1ea5t r\u00f5 r\u1eb1ng, m\u1ed9t DN Vi\u1ec7t Nam m\u00e0 c\u00f3 N\u0110T n\u01b0\u1edbc ngo\u00e0i n\u1eafm gi\u1eef t\u1eeb 51% v\u1ed1n \u0111i\u1ec1u l\u1ec7 tr\u1edf l\u00ean, th\u00ec \u1ee9ng x\u1eed l\u00e0 N\u0110T n\u01b0\u1edbc ngo\u00e0i. Do \u0111\u00f3, \u1edf c\u1ea5p ngh\u1ecb \u0111\u1ecbnh m\u00e0 UBCK \u0111ang d\u1ef1 th\u1ea3o theo h\u01b0\u1edbng: trong c\u00e1c ho\u1ea1t \u0111\u1ed9ng \u0111\u1ea7u t\u01b0, kinh doanh ch\u1ee9ng kho\u00e1n, tuy N\u0110T n\u01b0\u1edbc ngo\u00e0i s\u1edf h\u1eefu t\u1eeb 51% tr\u1edf l\u00ean c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p thu\u1ed9c s\u1edf h\u1eefu c\u1ee7a c\u00f4ng ty ni\u00eam y\u1ebft, c\u00f4ng ty \u0111\u1ea1i ch\u00fang \u0111\u0103ng k\u00fd giao d\u1ecbch tr\u00ean S\u1edf GDCK, nh\u01b0ng v\u1eabn \u0111\u01b0\u1ee3c coi l\u00e0 N\u0110T trong n\u01b0\u1edbc, kh\u00f4ng c\u1ea9n th\u1eadn l\u00e0 tr\u00e1i v\u1edbi quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt \u0110\u1ea7u t\u01b0.<\/p>\n

Lu\u1eadt kh\u00f4ng th\u1ec3 v\u00e0 c\u0169ng kh\u00f4ng n\u00ean ph\u00e2n bi\u1ec7t N\u0110T n\u01b0\u1edbc ngo\u00e0i s\u1edf h\u1eefu t\u1eeb 51% v\u1ed1n \u0111i\u1ec1u l\u1ec7 tr\u1edf l\u00ean c\u1ee7a c\u00f4ng ty Vi\u1ec7t Nam ch\u1ec9 v\u1edbi m\u1ee5c \u0111\u00edch l\u00e0 mua b\u00e1n c\u1ed5 ph\u1ea7n, c\u1ed5 phi\u1ebfu, ch\u1ee9 kh\u00f4ng ph\u1ea3i v\u00ec m\u1ee5c ti\u00eau th\u00e2u t\u00f3m, s\u1edf h\u1eefu c\u00f4ng ty Vi\u1ec7t Nam. Ai d\u00e1m kh\u1eb3ng \u0111\u1ecbnh, sau khi mua c\u1ed5 phi\u1ebfu \u0111\u1ebfn m\u1ee9c s\u1edf h\u1eefu t\u1eeb 51% v\u1ed1n \u0111i\u1ec1u l\u1ec7 tr\u1edf l\u00ean c\u1ee7a c\u00f4ng ty ni\u00eam y\u1ebft, b\u00ean n\u01b0\u1edbc ngo\u00e0i kh\u00f4ng th\u00e2u t\u00f3m, t\u00ecm c\u00e1ch ki\u1ec3m so\u00e1t c\u00f4ng ty n\u00e0y?<\/p>\n

C\u00e1i l\u00fd c\u1ee7a c\u01a1 quan so\u1ea1n th\u1ea3o khi \u0111\u01b0a ra \u0111\u1ec1 xu\u1ea5t tr\u00ean l\u00e0 th\u1ef1c t\u1ebf tri\u1ec3n khai quy \u0111\u1ecbnh n\u1edbi room t\u1ea1i Ngh\u1ecb \u0111\u1ecbnh 60\/2015 \u0111\u1ed1i v\u1edbi c\u00f4ng ty \u0111\u1ea1i ch\u00fang, t\u1ed5 ch\u1ee9c kinh doanh ch\u1ee9ng kho\u00e1n \u0111\u0103ng k\u00fd giao d\u1ecbch ho\u1eb7c ni\u00eam y\u1ebft tr\u00ean S\u1edf GDCK, t\u1ef7 l\u1ec7 s\u1edf h\u1eefu n\u01b0\u1edbc ngo\u00e0i thay \u0111\u1ed5i li\u00ean t\u1ee5c, th\u1eadm ch\u00ed h\u00e0ng gi\u1edd khi c\u00f3 N\u0110T mua v\u00e0o, ho\u1eb7c b\u00e1n ra c\u1ed5 phi\u1ebfu, n\u00ean vi\u1ec7c x\u00e1c \u0111\u1ecbnh khi n\u00e0o t\u1ed5 ch\u1ee9c \u0111\u00f3 c\u00f3 s\u1edf h\u1eefu n\u01b0\u1edbc ngo\u00e0i t\u1eeb 51% v\u1ed1n \u0111i\u1ec1u l\u1ec7 tr\u1edf l\u00ean l\u00e0 kh\u00f3 kh\u1ea3 thi?<\/em><\/strong><\/p>\n

Kh\u00f4ng n\u00ean \u0111\u01b0a ra l\u00fd l\u1ebd \u1ea5y \u0111\u1ec3 \u0111\u1ec1 xu\u1ea5t h\u01b0\u1edbng g\u1ee1 tr\u00ean cho c\u00e2u chuy\u1ec7n n\u1edbi room \u0111ang g\u1eb7p v\u01b0\u1edbng m\u1eafc. Kh\u00f4ng c\u1ea9n th\u1eadn nh\u00e0 qu\u1ea3n l\u00fd \u0111ang l\u00e0m r\u1ed1i th\u00eam c\u01a1 ch\u1ebf n\u1edbi room.<\/p>\n

V\u1eady theo \u00f4ng gi\u1ea3i ph\u00e1p n\u00e0o l\u00e0 th\u1ecfa \u0111\u00e1ng?<\/em><\/strong><\/p>\n

\u00a0lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c<\/em><\/p>\n

Tr\u00ean c\u01a1 s\u1edf quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt \u0110\u1ea7u t\u01b0 l\u00e0 b\u1ea5t k\u1ec3 DN ni\u00eam y\u1ebft hay kh\u00f4ng ni\u00eam y\u1ebft, khi c\u00f3 N\u0110T n\u01b0\u1edbc ngo\u00e0i s\u1edf h\u1eefu t\u1eeb 51% v\u1ed1n \u0111i\u1ec1u l\u1ec7 tr\u1edf l\u00ean, th\u00ec \u0111\u1ec1u \u0111\u01b0\u1ee3c coi l\u00e0 N\u0110T n\u01b0\u1edbc ngo\u00e0i.<\/p>\n

\u0110i\u1ec1u n\u00e0y \u0111\u1ea3m b\u1ea3o c\u00f4ng b\u1eb1ng, b\u00ecnh \u0111\u1eb3ng, tr\u00e1nh ph\u00e2n bi\u1ec7t \u0111\u1ed1i x\u1eed gi\u1eefa DN ni\u00eam y\u1ebft v\u00e0 kh\u00f4ng ni\u00eam y\u1ebft. H\u01a1n n\u1eefa, c\u00e0ng l\u00e0 c\u00f4ng ty \u0111\u1ea1i ch\u00fang, DN ni\u00eam y\u1ebft, th\u00ec c\u00e0ng ph\u1ea3i qu\u1ea3n l\u00fd ch\u1eb7t ch\u1ebd t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ee7a b\u00ean n\u01b0\u1edbc ngo\u00e0i, ch\u1ee9 kh\u00f4ng ph\u1ea3i theo h\u01b0\u1edbng n\u1edbi l\u1ecfng nh\u01b0 \u0111\u1ec1 xu\u1ea5t c\u1ee7a UBCK.<\/p>\n

V\u00ec l\u00fd do \u0111\u00f3, vi\u1ec7c \u00e1p d\u1ee5ng t\u1ef7 l\u1ec7 s\u1edf h\u1eefu n\u01b0\u1edbc ngo\u00e0i n\u00ean tri\u1ec7t \u0111\u1ec3 tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt \u0110\u1ea7u t\u01b0 v\u00e0 c\u00e1c quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt chuy\u00ean ng\u00e0nh theo h\u01b0\u1edbng: t\u1ef7 l\u1ec7 s\u1edf h\u1eefu t\u1ed1i \u0111a \u1edf ng\u00e0nh n\u00e0o, th\u00ec nghi\u00eam t\u00fac tu\u00e2n th\u1ee7, ch\u1eb3ng h\u1ea1n nh\u01b0 v\u1edbi l\u0129nh v\u1ef1c ng\u00e2n h\u00e0ng l\u00e0 t\u1ed1i \u0111a 30%, ch\u1ee9 kh\u00f4ng n\u00ean t\u00ecm c\u00e1ch ph\u00e1 tr\u1ea7n t\u1ef7 l\u1ec7 n\u00e0y v\u1edbi l\u00fd l\u1ebd: n\u1ed7 l\u1ef1c thu h\u00fat v\u1ed1n ngo\u1ea1i v\u00e0o TTCK.<\/p>\n

M\u1eb7t kh\u00e1c, c\u1ea7n ph\u1ea3i nh\u00ecn nh\u1eadn r\u1eb1ng, Lu\u1eadt \u0110\u1ea7u t\u01b0 quy \u0111\u1ecbnh DN Vi\u1ec7t Nam c\u00f3 N\u0110T s\u1edf h\u1eefu t\u1eeb 51% v\u1ed1n \u0111i\u1ec1u l\u1ec7 tr\u1edf l\u00ean b\u1ecb \u0111\u1ed1i x\u1eed l\u00e0 N\u0110T n\u01b0\u1edbc ngo\u00e0i l\u00e0 m\u1ed9t b\u01b0\u1edbc m\u1edf \u0111\u00e1ng k\u1ec3, t\u1ea1o thu\u1eadn l\u1ee3i cho DN thu h\u00fat v\u1ed1n ngo\u1ea1i. Tr\u01b0\u1edbc khi c\u00f3 quy \u0111\u1ecbnh n\u00e0y, th\u1eadm ch\u00ed DN ch\u1ec9 c\u00f3 1% s\u1edf h\u1eefu n\u01b0\u1edbc ngo\u00e0i, th\u00ec c\u0169ng b\u1ecb coi l\u00e0 DN c\u00f3 v\u1ed1n \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i v\u00e0 b\u1ecb \u0111\u1ed1i x\u1eed nh\u01b0 N\u0110T n\u01b0\u1edbc ngo\u00e0i.<\/p>\n

Nhi\u1ec1u doanh nghi\u1ec7p, nh\u1ea5t l\u00e0 c\u00e1c CTCK \u1ee7ng h\u1ed9 \u0111\u1ec1 xu\u1ea5t c\u1ee7a UBCK r\u1eb1ng, m\u1eb7c d\u00f9 t\u1ef7 l\u1ec7 s\u1edf h\u1eefu v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a n\u01b0\u1edbc ngo\u00e0i t\u1eeb 51% tr\u1edf l\u00ean nh\u01b0ng v\u1eabn \u0111\u01b0\u1ee3c coi l\u00e0 c\u00f4ng ty n\u1ed9i \u0111\u1ecba, v\u00ec nh\u01b0 th\u1ebf h\u1ecd \u0111\u01b0\u1ee3c h\u01b0\u1edfng c\u00e1c quy\u1ec1n l\u1ee3i nhi\u1ec1u h\u01a1n so v\u1edbi CTCK ngo\u1ea1i. \u00d4ng nh\u00ecn nh\u1eadn g\u00ec v\u1ec1 v\u1ea5n \u0111\u1ec1 n\u00e0y?<\/em><\/strong><\/p>\n

Nh\u01b0 th\u1ebf l\u00e0 kh\u00f4ng s\u00f2ng ph\u1eb3ng. CTCK n\u1ed9i \u0111\u1ecba kh\u00f4ng th\u1ec3 \u0111\u00f2i h\u01b0\u1edfng l\u1ee3i c\u1ea3 hai \u0111\u1ea7u: v\u1eeba \u0111\u01b0\u1ee3c h\u00fat th\u00eam v\u1ed1n t\u1eeb N\u0110T n\u01b0\u1edbc ngo\u00e0i, v\u1eeba \u0111\u01b0\u1ee3c coi l\u00e0 c\u00f4ng ty trong n\u01b0\u1edbc.<\/p>\n

\u0110\u00e3 ch\u1ea5p nh\u1eadn cho N\u0110T n\u01b0\u1edbc ngo\u00e0i s\u1edf h\u1eefu t\u1eeb 51% v\u1ed1n \u0111i\u1ec1u l\u1ec7 tr\u1edf l\u00ean, th\u00ec CTCK ph\u1ea3i ch\u1ea5p nh\u1eadn b\u1ecb \u0111\u1ed1i x\u1eed l\u00e0 N\u0110T n\u01b0\u1edbc ngo\u00e0i. C\u00f2n n\u1ebfu mu\u1ed1n l\u00e0 c\u00f4ng ty n\u1ed9i \u0111\u1ecba \u0111\u1ec3 \u0111\u01b0\u1ee3c h\u01b0\u1edfng c\u00e1c quy\u1ec1n l\u1ee3i m\u00e0 CTCK n\u01b0\u1edbc ngo\u00e0i kh\u00f4ng c\u00f3, th\u00ec h\u1ecd ph\u1ea3i ch\u1ea5p nh\u1eadn \u0111\u1ec3 n\u01b0\u1edbc ngo\u00e0i s\u1edf h\u1eefu d\u01b0\u1edbi 51% v\u1ed1n \u0111i\u1ec1u l\u1ec7.<\/p>\n

H\u1eefu \u0110\u1ea1o th\u1ef1c hi\u1ec7n<\/strong><\/p>\n

\n

\u0110\u1ea7u t\u01b0 Ch\u1ee9ng kho\u00e1n (Ch\u1ee9ng kho\u00e1n) 25-3-2016:<\/em><\/strong><\/p>\n

http:\/\/tinnhanhchungkhoan.vn\/chung-khoan\/go-kho-cho-noi-room-coi-chung-trai-luat-146553.html<\/em><\/a><\/p>\n

(918\/918)","protected":false},"excerpt":{"rendered":"

(\u0110TCK) – \u201cVi\u1ec7c \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCK) \u0111\u1ec1 xu\u1ea5t ph\u01b0\u01a1ng \u00e1n th\u00e1o g\u1ee1 v\u01b0\u1edbng m\u1eafc cho vi\u1ec7c \u00e1p d\u1ee5ng quy \u0111\u1ecbnh n\u1edbi room t\u1ea1i D\u1ef1 th\u1ea3o Ngh\u1ecb \u0111\u1ecbnh quy \u0111\u1ecbnh m\u1ed9t s\u1ed1 \u0111i\u1ec1u ki\u1ec7n \u0111\u1ea7u t\u01b0 kinh doanh ch\u1ee9ng kho\u00e1n, kh\u00f4ng c\u1ea9n th\u1eadn l\u00e0 tr\u00e1i v\u1edbi Lu\u1eadt \u0110\u1ea7u t\u01b0\u201d, lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng […]<\/p>\n","protected":false},"author":7,"featured_media":20835,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[27,26],"tags":[],"class_list":["post-20834","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-interviews","category-legal-media"],"acf":[],"yoast_head":"\n1.015. 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