{"id":23989,"date":"2019-02-08T15:35:18","date_gmt":"2019-02-08T08:35:18","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=23989"},"modified":"2022-05-30T15:40:36","modified_gmt":"2022-05-30T08:40:36","slug":"2-132-xu-ly-nghiem-cac-hanh-vi-vi-pham-tren-thi-truong-chung-khoan","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/2-132-xu-ly-nghiem-cac-hanh-vi-vi-pham-tren-thi-truong-chung-khoan\/","title":{"rendered":"2.132. X\u1eed l\u00fd nghi\u00eam c\u00e1c h\u00e0nh vi vi ph\u1ea1m tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n"},"content":{"rendered":"(TCTC) – C\u00e1c vi ph\u1ea1m tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam hi\u1ec7n \u0111ang c\u00f3 nh\u1eefng di\u1ec5n bi\u1ebfn ph\u1ee9c t\u1ea1p, nh\u01b0ng ch\u1ebf t\u00e0i x\u1eed l\u00fd c\u00e1c h\u00e0nh vi n\u00e0y ch\u01b0a \u0111\u1ee7 s\u1ee9c r\u0103n \u0111e. Do v\u1eady, c\u1ea7n c\u00f3 nh\u1eefng gi\u1ea3i ph\u00e1p m\u1ea1nh \u0111\u1ec3 kh\u1eafc ph\u1ee5c t\u00ecnh tr\u1ea1ng n\u00e0y, nh\u1ea5t l\u00e0 trong b\u1ed1i c\u1ea3nh Lu\u1eadt Ch\u1ee9ng kho\u00e1n \u0111ang \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung nh\u1eb1m c\u1ee7ng c\u1ed1 v\u00e0 gia t\u0103ng t\u00ednh minh b\u1ea1ch, c\u00f4ng b\u1eb1ng tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. Nh\u1eefng y\u1ebfu t\u1ed1 n\u00e0y \u0111\u01b0\u1ee3c xem l\u00e0 n\u1ec1n t\u1ea3ng \u0111\u1ea3m b\u1ea3o cho th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n ph\u00e1t tri\u1ec3n l\u00e0nh m\u1ea1nh, b\u1ec1n v\u1eefng.\u00a0<\/strong><\/p>\n

C\u00e1c h\u00e0nh vi vi ph\u1ea1m ph\u00e1p lu\u1eadt tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n (TTCK) ng\u00e0y c\u00e0ng tinh vi, ph\u1ee9c t\u1ea1p, trong khi c\u00f4ng t\u00e1c ki\u1ec3m tra, thanh tra, x\u1eed l\u00fd c\u00e1c h\u00e0nh vi giao d\u1ecbch nghi v\u1ea5n c\u00f2n g\u1eb7p nhi\u1ec1u kh\u00f3 kh\u0103n, trong \u0111\u00f3, m\u1ed9t ph\u1ea7n c\u00f3 nguy\u00ean nh\u00e2n t\u1eeb th\u1ea9m quy\u1ec1n c\u1ee7a \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCKNN) c\u00f2n h\u1ea1n ch\u1ebf theo th\u00f4ng l\u1ec7 qu\u1ed1c t\u1ebf… Trong s\u1ed1 c\u00e1c h\u00e0nh vi vi ph\u1ea1m tr\u00ean TTCK, h\u00e0nh vi thao t\u00fang gi\u00e1 ch\u1ee9ng kho\u00e1n, giao d\u1ecbch c\u00f3 d\u1ea5u hi\u1ec7u n\u1ed9i gi\u00e1n khi kh\u00f4ng b\u00e1o c\u00e1o tr\u01b0\u1edbc th\u1eddi \u0111i\u1ec3m ti\u1ebfn h\u00e0nh giao d\u1ecbch\u2026 l\u00e0 nh\u1eefng h\u00e0nh vi vi ph\u1ea1m di\u1ec5n ra ng\u00e0y c\u00e0ng nhi\u1ec1u v\u00e0 ph\u1ee9c t\u1ea1p.<\/p>\n

\u0110\u1ed1i v\u1edbi h\u00e0nh vi vi ph\u1ea1m v\u1ec1 thao t\u00fang gi\u00e1 ch\u1ee9ng kho\u00e1n, m\u1eb7c d\u00f9, t\u1eeb \u0111\u1ea7u n\u0103m 2018 \u0111\u1ebfn nay, UBCKNN \u0111\u00e3 x\u1eed ph\u1ea1t nhi\u1ec1u tr\u01b0\u1eddng h\u1ee3p, nh\u01b0ng t\u00ednh ch\u1ea5t v\u00e0 m\u1ee9c \u0111\u1ed9 c\u00e1c vi ph\u1ea1m v\u1eabn ch\u01b0a c\u00f3 chi\u1ec1u h\u01b0\u1edbng gi\u1ea3m. G\u1ea7n \u0111\u00e2y, UBCKNN \u0111\u00e3 x\u1eed ph\u1ea1t m\u1ed9t s\u1ed1 tr\u01b0\u1eddng h\u1ee3p, c\u1ee5 th\u1ec3: Ng\u00e0y 6\/11\/2018, c\u0103n c\u1ee9 k\u1ebft qu\u1ea3 ki\u1ec3m tra c\u1ee7a UBCKNN v\u00e0 k\u1ebft qu\u1ea3 x\u00e1c minh c\u1ee7a c\u01a1 quan C\u00f4ng an, UBCKNN \u0111\u00e3 ph\u1ea1t g\u1ea7n 700 tri\u1ec7u \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi \u00f4ng B\u00f9i Ng\u1ecdc B\u00fat (s\u1ed1 12, ng\u00f5 68 Tri\u1ec1u Kh\u00fac, qu\u1eadn Thanh Xu\u00e2n, H\u00e0 N\u1ed9i) v\u00ec \u0111\u00e3 th\u1ef1c hi\u1ec7n h\u00e0nh vi thao t\u00fang c\u1ed5 phi\u1ebfu IBC c\u1ee7a C\u00f4ng ty C\u1ed5 ph\u1ea7n \u0110\u1ea7u t\u01b0 Apax Holdings ni\u00eam y\u1ebft tr\u00ean S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n TP. H\u1ed3 Ch\u00ed Minh (HOSE). \u00d4ng B\u00f9i Ng\u1ecdc B\u00fat \u0111\u00e3 s\u1eed d\u1ee5ng 38 t\u00e0i kho\u1ea3n \u0111\u1ec3 li\u00ean t\u1ee5c mua, b\u00e1n, t\u1ea1o cung – c\u1ea7u gi\u1ea3, thao t\u00fang c\u1ed5 phi\u1ebfu IBC. \u0110\u00e1ng ch\u00fa \u00fd, ngo\u00e0i m\u1ee9c ph\u1ea1t ch\u00ednh 550 tri\u1ec7u \u0111\u1ed3ng, UBCKNN c\u00f2n bu\u1ed9c \u00f4ng B\u00fat n\u1ed9p l\u1ea1i s\u1ed1 l\u1ee3i nhu\u1eadn b\u1ea5t h\u1ee3p ph\u00e1p c\u00f3 \u0111\u01b0\u1ee3c do th\u1ef1c hi\u1ec7n h\u00e0nh vi vi ph\u1ea1m l\u00e0 g\u1ea7n 150 tri\u1ec7u \u0111\u1ed3ng\u2026<\/p>\n

\"\"<\/p>\n

Tr\u01b0\u1edbc \u0111\u00f3, th\u00e1ng 11\/2018, UBCKNN \u0111\u00e3 x\u1eed l\u00fd vi ph\u1ea1m \u0111\u1ed1i v\u1edbi \u00f4ng V\u0169 Huy S\u01a1n (308 l\u00f4 D, Chung c\u01b0 79D, Ph\u01b0\u1eddng 19, qu\u1eadn B\u00ecnh Th\u1ea1nh, TP. H\u1ed3 Ch\u00ed Minh) s\u1ed1 ti\u1ec1n 550 tri\u1ec7u \u0111\u1ed3ng, v\u00ec \u0111\u00e3 th\u1ef1c hi\u1ec7n h\u00e0nh vi thao t\u00fang c\u1ed5 phi\u1ebfu KVC c\u1ee7a C\u00f4ng ty C\u1ed5 ph\u1ea7n S\u1ea3n xu\u1ea5t Xu\u1ea5t nh\u1eadp kh\u1ea9u Inox Kim V\u0129 ni\u00eam y\u1ebft tr\u00ean S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n H\u00e0 N\u1ed9i. \u00d4ng V\u0169 Huy S\u01a1n \u0111\u00e3 s\u1eed d\u1ee5ng 31 t\u00e0i kho\u1ea3n \u0111\u1ec3 li\u00ean t\u1ee5c mua, b\u00e1n, t\u1ea1o cung – c\u1ea7u gi\u1ea3 t\u1ea1o, thao t\u00fang c\u1ed5 phi\u1ebfu KVC.<\/p>\n

Ngo\u00e0i thao t\u00fang gi\u00e1 ch\u1ee9ng kho\u00e1n, m\u1ed9t h\u00e0nh vi vi ph\u1ea1m ph\u1ed5 bi\u1ebfn kh\u00e1c g\u00e2y quan ng\u1ea1i tr\u00ean th\u1ecb tr\u01b0\u1eddng l\u00e0 Ban l\u00e3nh \u0111\u1ea1o doanh nghi\u1ec7p (DN), c\u0169ng nh\u01b0 ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a h\u1ecd t\u1eadn d\u1ee5ng l\u1ee3i th\u1ebf n\u1eafm b\u1eaft th\u00f4ng tin s\u1edbm t\u1eeb DN \u0111\u1ec3 giao d\u1ecbch ch\u1ee9ng kho\u00e1n, nh\u01b0ng kh\u00f4ng b\u00e1o c\u00e1o UBCKNN, S\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n theo quy \u0111\u1ecbnh\u2026<\/p>\n

C\u0169ng li\u00ean quan \u0111\u1ebfn KVC, t\u1eeb \u0111\u1ea7u n\u0103m \u0111\u1ebfn nay, nhi\u1ec1u l\u00e3nh \u0111\u1ea1o c\u1ee7a KVC li\u00ean ti\u1ebfp b\u1ecb UBCKNN x\u1eed ph\u1ea1t v\u00ec vi ph\u1ea1m. Th\u00e1ng 6\/2018, UBCKNN \u0111\u00e3 ph\u1ea1t 55 tri\u1ec7u \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi \u00f4ng \u0110\u1ed7 H\u00f9ng – Ch\u1ee7 t\u1ecbch H\u0110QT KVC, b\u00e0 L\u00ea Th\u1ecb H\u1ed3ng H\u1ea1nh – Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c, Th\u00e0nh vi\u00ean H\u0110QT KVC, v\u00ec kh\u00f4ng b\u00e1o c\u00e1o UBCKNN v\u00e0 HNX v\u1ec1 d\u1ef1 ki\u1ebfn giao d\u1ecbch, v\u1ec1 k\u1ebft qu\u1ea3 th\u1ef1c hi\u1ec7n giao d\u1ecbch quy\u1ec1n mua c\u1ed5 phi\u1ebfu KVC trong \u0111\u1ee3t ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu l\u1ea7n \u0111\u1ea7u ra c\u00f4ng ch\u00fang (IPO) n\u0103m 2016 c\u1ee7a KVC\u2026<\/p>\n

G\u1ea7n \u0111\u00e2y, UBCKNN c\u0169ng \u0111\u00e3 \u0111\u01b0a ra nhi\u1ec1u quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t \u0111\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c v\u00e0 c\u00e1 nh\u00e2n. Theo \u0111\u00f3, UBCKNN \u0111\u00e3 ban h\u00e0nh quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t 130 tri\u1ec7u \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi DFJ Vinacapital Venture Investment Ltd (British Virgin Islands), v\u00ec kh\u00f4ng b\u00e1o c\u00e1o v\u1ec1 vi\u1ec7c d\u1ef1 ki\u1ebfn giao d\u1ecbch. C\u1ee5 th\u1ec3, ng\u00e0y 18\/5\/2018, DFJ Vinacapital Venture Investment Ltd – T\u1ed5 ch\u1ee9c c\u00f3 li\u00ean quan v\u1edbi \u00f4ng Ho\u00e0ng \u0110\u1ee9c Trung, Gi\u00e1m \u0111\u1ed1c c\u1ee7a DFJ Vinacapital Venture Investment Ltd, \u0111\u1ed3ng th\u1eddi l\u00e0 th\u00e0nh vi\u00ean H\u0110QT c\u1ee7a YEG \u0111\u00e3 chuy\u1ec3n nh\u01b0\u1ee3ng 7.820.000 c\u1ed5 phi\u1ebfu YEG, nh\u01b0ng kh\u00f4ng b\u00e1o c\u00e1o UBCKNN v\u1ec1 d\u1ef1 ki\u1ebfn giao d\u1ecbch. UBCKNN ph\u1ea1t 65 tri\u1ec7u \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi \u00f4ng Nguy\u1ec5n \u1ea2nh Nh\u01b0\u1ee3ng T\u1ed1ng, Ch\u1ee7 t\u1ecbch H\u0110QT c\u1ee7a YEG, v\u00ec kh\u00f4ng b\u00e1o c\u00e1o v\u1ec1 d\u1ef1 ki\u1ebfn giao d\u1ecbch. C\u1ee5 th\u1ec3, ng\u00e0y 18\/5\/2018, \u00f4ng T\u1ed1ng \u0111\u00e3 nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng 7.820.000 c\u1ed5 phi\u1ebfu YEG, \u0111\u1ed3ng th\u1eddi c\u00f9ng ng\u00e0y, \u00f4ng Nguy\u1ec5n \u1ea2nh Nh\u01b0\u1ee3ng T\u1ed1ng \u0111\u00e3 chuy\u1ec3n nh\u01b0\u1ee3ng 7.820.000 c\u1ed5 phi\u1ebfu YEG nh\u01b0ng kh\u00f4ng b\u00e1o c\u00e1o UBCKNN v\u1ec1 d\u1ef1 ki\u1ebfn giao d\u1ecbch\u2026<\/p>\n

M\u1ed9t trong nh\u1eefng nguy\u00ean nh\u00e2n khi\u1ebfn c\u00e1c h\u00e0nh vi vi ph\u1ea1m, nh\u1ea5t l\u00e0 c\u00e1c vi ph\u1ea1m c\u00f3 t\u00ednh ch\u1ea5t nghi\u00eam tr\u1ecdng nh\u01b0 th\u00e1o t\u00fang gi\u00e1 ch\u1ee9ng kho\u00e1n, giao d\u1ecbch n\u1ed9i gi\u00e1n ti\u1ebfp t\u1ee5c di\u1ec5n bi\u1ebfn ph\u1ee9c t\u1ea1p, theo c\u00e1c chuy\u00ean gia ph\u00e1p l\u00fd, ngo\u00e0i nguy\u00ean nh\u00e2n l\u00e0 UBCKNN c\u00f3 th\u1ea9m quy\u1ec1n h\u1ea1n ch\u1ebf, th\u00ec ch\u1ebf t\u00e0i x\u1eed ph\u1ea1t ch\u01b0a ph\u00f9 h\u1ee3p v\u1edbi b\u1ed1i c\u1ea3nh hi\u1ec7n t\u1ea1i v\u00e0 \u0111\u1eb7c th\u00f9 c\u1ee7a l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n, n\u00ean ch\u01b0a \u0111\u1ee7 s\u1ee9c r\u0103n \u0111e.<\/p>\n

Theo Lu\u1eadt s\u01b0 L\u00ea Thanh S\u01a1n, V\u0103n ph\u00f2ng lu\u1eadt s\u01b0 AIC, m\u1ee9c ph\u1ea1t 500- 600 tri\u1ec7u \u0111\u1ed3ng\/l\u1ea7n vi ph\u1ea1m \u0111\u1ed1i v\u1edbi c\u00e1c \u0111\u1ed1i t\u01b0\u1ee3ng c\u00f3 h\u00e0nh vi thao t\u00fang gi\u00e1 ch\u1ee9ng kho\u00e1n l\u00e0 r\u1ea5t nh\u1eb9 so v\u1edbi m\u1ee9c \u0111\u1ed9 c\u00e1c vi ph\u1ea1m trong b\u1ed1i c\u1ea3nh hi\u1ec7n nay. M\u1ee9c ph\u1ea1t n\u00e0y ch\u1ec9 ph\u00f9 h\u1ee3p v\u1edbi c\u00e1ch \u0111\u00e2y 10 n\u0103m, c\u00f2n b\u00e2y gi\u1edd th\u00ec kh\u00f4ng. \u0110\u1ec3 t\u0103ng t\u00ednh r\u0103n \u0111e \u0111\u1ed1i v\u1edbi c\u00e1c h\u00e0nh vi vi ph\u1ea1m, c\u01a1 quan qu\u1ea3n l\u00fd kh\u00f4ng ch\u1ec9 t\u0103ng m\u1ee9c ph\u1ea1t ti\u1ec1n, m\u00e0 \u0111i\u1ec1u quan tr\u1ecdng l\u00e0 c\u1ea7n \u00e1p d\u1ee5ng th\u00eam c\u00e1c ch\u1ebf t\u00e0i x\u1eed ph\u1ea1t kh\u00e1c theo th\u00f4ng l\u1ec7 qu\u1ed1c t\u1ebf\u2026<\/p>\n

\u0110\u1ec1 xu\u1ea5t m\u1ed9t s\u1ed1 gi\u1ea3i ph\u00e1p<\/strong><\/p>\n

\u0110\u1ec3 \u0111\u1ea5u tranh c\u00f3 hi\u1ec7u qu\u1ea3 v\u1edbi c\u00e1c vi ph\u1ea1m tr\u00ean TTCK, qua \u0111\u00f3 \u0111\u01b0a th\u1ecb tr\u01b0\u1eddng ph\u00e1t tri\u1ec3n l\u00e0nh m\u1ea1nh, b\u1ec1n v\u1eefng, c\u1ea7n quan t\u00e2m \u0111\u1ebfn m\u1ed9t s\u1ed1 gi\u1ea3i ph\u00e1p sau:<\/p>\n

Th\u1ee9 nh\u1ea5t,\u00a0<\/em>t\u0103ng c\u01b0\u1eddng ph\u00f2ng ng\u1eeba.<\/p>\n

\u0110\u1ec3 \u0111\u1ea1t m\u1ee5c ti\u00eau ph\u00f2ng ng\u1eeba vi ph\u1ea1m, theo Lu\u1eadt s\u01b0 Tr\u1ea7n H\u1eefu Hu\u1ef3nh, Ch\u1ee7 t\u1ecbch Trung t\u00e2m tr\u1ecdng t\u00e0i qu\u1ed1c t\u1ebf Vi\u1ec7t Nam (VIAC), \u0111i\u1ec1u quan tr\u1ecdng l\u00e0 ph\u1ea3i c\u00f3 h\u1ec7 th\u1ed1ng quy \u0111\u1ecbnh ph\u00e1p l\u00fd \u0111\u1ed3ng b\u1ed9, kh\u1ea3 thi \u0111\u1ec3 n\u00e2ng cao ch\u1ea5t l\u01b0\u1ee3ng minh b\u1ea1ch th\u00f4ng tin c\u1ee7a c\u00e1c DN, c\u0169ng nh\u01b0 c\u00e1c b\u00ean tham gia TTCK. \u0110\u00e2y l\u00e0 m\u1ed9t qu\u00e1 tr\u00ecnh v\u00e0 ph\u1ea3i \u0111\u01b0\u1ee3c c\u1ee5 th\u1ec3 h\u00f3a b\u1eb1ng c\u00e1c quy \u0111\u1ecbnh, nh\u1eb1m n\u00e2ng cao ch\u1ea5t l\u01b0\u1ee3ng minh b\u1ea1ch th\u00f4ng tin v\u1ec1: B\u00e1o c\u00e1o t\u00e0i ch\u00ednh, b\u1ea3n c\u00e1o b\u1ea1ch khi ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n…\u00a0 \u0110\u1ec3 ph\u00f2ng ng\u1eeba c\u00e1c h\u00e0nh vi vi ph\u1ea1m v\u1ec1 giao d\u1ecbch n\u1ed9i gi\u00e1n, t\u1eeb th\u1ef1c t\u1ebf vi ph\u1ea1m th\u1eddi gian qua cho th\u1ea5y, vi\u1ec7c minh b\u1ea1ch m\u1ed1i quan h\u1ec7 gi\u1eefa ban l\u00e3nh \u0111\u1ea1o DN v\u1edbi nh\u1eefng ng\u01b0\u1eddi c\u00f3 li\u00ean quan l\u00e0 r\u1ea5t quan tr\u1ecdng.<\/p>\n

T\u1eeb th\u1ef1c t\u1ebf tr\u00ean, c\u1ea7n t\u0103ng c\u01b0\u1eddng gi\u00e1m s\u00e1t t\u1eeb c\u1ea3 ph\u00eda c\u01a1 quan qu\u1ea3n l\u00fd, t\u1ed5 ch\u1ee9c v\u00e0 v\u1eadn h\u00e0nh th\u1ecb tr\u01b0\u1eddng l\u1eabn c\u00e1c th\u00e0nh vi\u00ean th\u1ecb tr\u01b0\u1eddng c\u00f3 li\u00ean quan. \u0110\u1ec3 n\u00e2ng cao hi\u1ec7u qu\u1ea3 c\u1ee7a l\u1edbp gi\u00e1m s\u00e1t l\u00e0 c\u00f4ng ty ch\u1ee9ng kho\u00e1n, c\u1ea7n quy \u0111\u1ecbnh c\u1ee5 th\u1ec3 ngh\u0129a v\u1ee5, tr\u00e1ch nhi\u1ec7m c\u1ee7a kh\u1ed1i c\u00f4ng ty n\u00e0y; \u0111\u1ed3ng th\u1eddi, ho\u00e0n thi\u1ec7n l\u1edbp gi\u00e1m s\u00e1t l\u00e0 c\u00e1c s\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n. Theo \u0111\u00f3, c\u1ea7n t\u0103ng c\u01b0\u1eddng s\u1ef1 ph\u1ed1i h\u1ee3p, chia s\u1ebb th\u00f4ng tin trong gi\u00e1m s\u00e1t ho\u1ea1t \u0111\u1ed9ng thao t\u00fang li\u00ean th\u1ecb tr\u01b0\u1eddng c\u1ee7a c\u00e1c khu v\u1ef1c th\u1ecb tr\u01b0\u1eddng gi\u1eefa HNX v\u00e0 HOSE…<\/p>\n

Th\u1ee9 hai<\/em>, t\u0103ng c\u01b0\u1eddng ch\u1ebf t\u00e0i x\u1eed ph\u1ea1t.<\/p>\n

C\u00f9ng v\u1edbi t\u0103ng c\u01b0\u1eddng c\u00e1c gi\u1ea3i ph\u00e1p ph\u00f2ng ng\u1eeba vi ph\u1ea1m, vi\u1ec7c t\u0103ng c\u01b0\u1eddng c\u00e1c ch\u1ebf t\u00e0i x\u1eed ph\u1ea1t theo h\u01b0\u1edbng t\u0103ng n\u1eb7ng \u0111\u00f3ng vai tr\u00f2 quan tr\u1ecdng trong \u0111\u1ea3m b\u1ea3o ng\u0103n ng\u1eb7n c\u00e1c h\u00e0nh vi vi ph\u1ea1m, qua \u0111\u00f3, \u0111\u1ea3m b\u1ea3o cho TTCK ph\u00e1t tri\u1ec3n l\u00e0nh m\u1ea1nh, c\u00f4ng b\u1eb1ng. Y\u00eau c\u1ea7u n\u00e0y \u0111\u00e3 \u0111\u01b0\u1ee3c B\u1ed9 T\u00e0i ch\u00ednh \u0111\u1ec1 xu\u1ea5t t\u1ea1i D\u1ef1 th\u1ea3o Lu\u1eadt Ch\u1ee9ng kho\u00e1n s\u1eeda \u0111\u1ed5i. Theo \u0111\u00f3, D\u1ef1 th\u1ea3o \u0111\u1ec1 xu\u1ea5t n\u00e2ng m\u1ee9c ph\u1ea1t ti\u1ec1n t\u1ed1i \u0111a trong x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh l\u00ean 3 t\u1ef7 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c v\u00e0 1,5 t\u1ef7 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi c\u00e1 nh\u00e2n, thay v\u00ec m\u1ee9c ph\u1ea1t l\u1ea7n l\u01b0\u1ee3t theo quy \u0111\u1ecbnh hi\u1ec7n h\u00e0nh l\u00e0 2 t\u1ef7 \u0111\u1ed3ng v\u00e0 1 t\u1ef7 \u0111\u1ed3ng.<\/p>\n

Tuy nhi\u00ean, t\u0103ng m\u1ee9c ph\u1ea1t ti\u1ec1n l\u00e0 ch\u01b0a \u0111\u1ee7, vi\u1ec7c t\u0103ng c\u01b0\u1eddng c\u00e1c ch\u1ebf t\u00e0i x\u1eed ph\u1ea1t c\u1ea7n \u0111\u01b0\u1ee3c tri\u1ec3n khai theo hai h\u01b0\u1edbng l\u00e0 v\u1eeba t\u0103ng m\u1ee9c ph\u1ea1t ti\u1ec1n, v\u1eeba gia t\u0103ng c\u00e1c h\u00ecnh th\u1ee9c x\u1eed ph\u1ea1t b\u1ed5 sung mang t\u00ednh r\u0103n \u0111e cao, \u0111\u1ec3 kh\u1eafc ch\u1ebf t\u00ecnh tr\u1ea1ng c\u1ee9 n\u1ed9p ti\u1ec1n ph\u1ea1t l\u00e0 xong, t\u1eeb \u0111\u00f3 gia t\u0103ng t\u00ednh r\u0103n \u0111e.<\/p>\n

V\u1ec1 t\u0103ng m\u1ee9c ph\u1ea1t ti\u1ec1n, Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c, Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt ANVI cho r\u1eb1ng, vi\u1ec7c Ban so\u1ea1n th\u1ea3o D\u1ef1 th\u1ea3o Lu\u1eadt Ch\u1ee9ng kho\u00e1n s\u1eeda \u0111\u1ed5i \u0111\u1ec1 xu\u1ea5t n\u00e2ng m\u1ee9c ph\u1ea1t ti\u1ec1n t\u1ed1i \u0111a t\u1eeb 2 t\u1ef7 \u0111\u1ed3ng l\u00ean 3 t\u1ef7 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c, t\u1eeb 1 t\u1ef7 \u0111\u1ed3ng l\u00ean 1,5 t\u1ef7 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi c\u00e1 nh\u00e2n l\u00e0 c\u00f2n th\u1ea5p. Do \u0111\u00f3, n\u00ean t\u00ednh to\u00e1n n\u00e2ng l\u00ean 10 t\u1ef7 \u0111\u1ed3ng, th\u1eadm ch\u00ed khi quy m\u00f4 TTCK ph\u00e1t tri\u1ec3n, t\u00ednh ch\u1ea5t nguy hi\u1ec3m c\u1ee7a c\u00e1c vi ph\u1ea1m gia t\u0103ng, \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o t\u00ednh r\u0103n \u0111e c\u00f3 th\u1ec3 t\u0103ng m\u1ee9c ph\u1ea1t l\u00ean t\u1edbi 100 t\u1ef7 \u0111\u1ed3ng.<\/em><\/p>\n

M\u1ed9t trong nh\u1eefng nguy\u00ean nh\u00e2n khi\u1ebfn c\u00e1c h\u00e0nh vi vi ph\u1ea1m, nh\u1ea5t l\u00e0 c\u00e1c vi ph\u1ea1m c\u00f3 t\u00ednh ch\u1ea5t nghi\u00eam tr\u1ecdng nh\u01b0 th\u00e1o t\u00fang gi\u00e1 ch\u1ee9ng kho\u00e1n, giao d\u1ecbch n\u1ed9i gi\u00e1n ti\u1ebfp t\u1ee5c di\u1ec5n bi\u1ebfn ph\u1ee9c t\u1ea1p, theo c\u00e1c chuy\u00ean gia ph\u00e1p l\u00fd, ngo\u00e0i nguy\u00ean nh\u00e2n l\u00e0 \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n h\u1ea1n ch\u1ebf, th\u00ec ch\u1ebf t\u00e0i x\u1eed ph\u1ea1t ch\u01b0a ph\u00f9 h\u1ee3p v\u1edbi b\u1ed1i c\u1ea3nh hi\u1ec7n t\u1ea1i v\u00e0 \u0111\u1eb7c th\u00f9 c\u1ee7a l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n, n\u00ean ch\u01b0a \u0111\u1ee7 s\u1ee9c r\u0103n \u0111e.\u00a0<\/em><\/p>\n

Li\u00ean quan \u0111\u1ebfn h\u01b0\u1edbng \u0111\u1ed5i m\u1edbi t\u01b0 duy trong thi\u1ebft k\u1ebf v\u00e0 \u00e1p d\u1ee5ng ch\u1ebf t\u00e0i x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n, Lu\u1eadt s\u01b0 L\u00ea Thanh S\u01a1n, V\u0103n ph\u00f2ng lu\u1eadt s\u01b0 AIC cho r\u1eb1ng, khung ph\u00e1p l\u00fd Vi\u1ec7t Nam ch\u01b0a \u00e1p d\u1ee5ng c\u00e1c h\u00ecnh th\u1ee9c x\u1eed ph\u1ea1t b\u1ed5 sung ngo\u00e0i h\u00ecnh th\u1ee9c ph\u1ea1t ti\u1ec1n. Ngay c\u1ea3 h\u00ecnh th\u1ee9c x\u1eed ph\u1ea1t b\u1ed5 sung hi\u1ec7n t\u1ea1i l\u00e0 thu h\u1ed3i kho\u1ea3n thu l\u1ee3i b\u1ea5t ch\u00ednh do h\u00e0nh vi vi ph\u1ea1m m\u00e0 c\u00f2n, th\u00ec v\u1eabn li\u00ean quan \u0111\u1ebfn x\u1eed ph\u1ea1t v\u1ec1 ti\u1ec1n. Do \u0111\u00f3, D\u1ef1 th\u1ea3o Lu\u1eadt Ch\u1ee9ng kho\u00e1n s\u1eeda \u0111\u1ed5i, c\u1ea7n th\u1ec3 hi\u1ec7n t\u01b0 duy m\u1edbi trong thi\u1ebft k\u1ebf h\u1ec7 th\u1ed1ng ch\u1ebf t\u00e0i theo chu\u1ea9n m\u1ef1c v\u00e0 th\u00f4ng l\u1ec7 qu\u1ed1c t\u1ebf, ph\u00f9 h\u1ee3p v\u1edbi th\u1ef1c ti\u1ec5n TTCK Vi\u1ec7t Nam. Mu\u1ed1n v\u1eady, t\u0103ng c\u01b0\u1eddng c\u00e1c h\u00ecnh th\u1ee9c x\u1eed ph\u1ea1t b\u1ed5 sung m\u00e0 th\u1ecb tr\u01b0\u1eddng qu\u1ed1c t\u1ebf, trong \u0111\u00f3, c\u00f3 c\u00e1c th\u1ecb tr\u01b0\u1eddng l\u00e2n c\u1eadn Vi\u1ec7t Nam \u0111\u00e3 \u00e1p d\u1ee5ng hi\u1ec7u qu\u1ea3, c\u00f3 t\u00e1c d\u1ee5ng t\u1ed1t trong x\u1eed l\u00fd v\u00e0 ph\u00f2ng ng\u1eeba vi ph\u1ea1m ch\u1eb3ng h\u1ea1n nh\u01b0: Treo giao d\u1ecbch c\u1ed5 phi\u1ebfu c\u1ee7a c\u00e1c DN c\u00f4ng b\u1ed1 th\u00f4ng tin gian d\u1ed1i, ban l\u00e3nh \u0111\u1ea1o c\u00f4ng ty giao d\u1ecbch n\u1ed9i gi\u00e1n; nh\u00e0 \u0111\u1ea7u t\u01b0 thao t\u00fang c\u1ed5 phi\u1ebfu b\u1ecb c\u1ea5m giao d\u1ecbch trong m\u1ed9t th\u1eddi gian nh\u1ea5t \u0111\u1ecbnh; r\u00fat gi\u1ea5y ph\u00e9p h\u00e0nh ngh\u1ec1 c\u1ee7a c\u00e1c ch\u1ee9c danh ngh\u1ec1 nghi\u1ec7p tr\u00ean TTCK khi b\u1ecb k\u1ebft lu\u1eadn l\u00e0 c\u00f3 h\u00e0nh vi thao t\u00fang gi\u00e1 ch\u1ee9ng kho\u00e1n, giao d\u1ecbch n\u1ed9i gi\u00e1n, c\u00f4ng b\u1ed1 th\u00f4ng tin sai s\u1ef1 th\u1eadt\u2026<\/p>\n

Th\u1ee9 ba,<\/em>\u00a0t\u0103ng th\u1ea9m quy\u1ec1n cho c\u01a1 quan qu\u1ea3n l\u00fd nh\u1eb1m n\u00e2ng cao t\u00ednh tu\u00e2n th\u1ee7, c\u01b0\u1ee1ng ch\u1ebf th\u1ef1c thi.<\/p>\n

M\u1ed9t n\u1ed9i dung m\u1edbi \u0111\u00e1ng ch\u00fa \u00fd t\u1ea1i D\u1ef1 th\u1ea3o Lu\u1eadt Ch\u1ee9ng kho\u00e1n s\u1eeda \u0111\u1ed5i thu h\u00fat s\u1ef1 quan t\u00e2m c\u1ee7a chuy\u00ean gia ph\u00e1p l\u00fd l\u00e0 t\u0103ng th\u1ea9m quy\u1ec1n cho UBCKNN. N\u1ed9i dung m\u1edbi n\u00e0y \u0111\u01b0\u1ee3c \u0111\u01b0a ra trong b\u1ed1i c\u1ea3nh c\u00e1c h\u00e0nh vi vi ph\u1ea1m ph\u00e1p lu\u1eadt tr\u00ean th\u1ecb tr\u01b0\u1eddng ng\u00e0y c\u00e0ng tinh vi, ph\u1ee9c t\u1ea1p, trong khi UBCKNN ch\u01b0a c\u00f3 \u0111\u1ee7 th\u1ea9m quy\u1ec1n v\u00e0 c\u01a1 s\u1edf ph\u00e1p l\u00fd \u0111\u1ec3 t\u1ed5 ch\u1ee9c v\u00e0 th\u1ef1c thi t\u1ed1t c\u00e1c ch\u1ee9c n\u0103ng thanh tra v\u00e0 c\u01b0\u1ee1ng ch\u1ebf th\u1ef1c thi nh\u01b0: Ch\u01b0a c\u00f3 th\u1ea9m quy\u1ec1n trong ki\u1ec3m so\u00e1t t\u00e0i kho\u1ea3n, d\u00f2ng ti\u1ec1n; y\u00eau c\u1ea7u t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n cung c\u1ea5p th\u00f4ng tin li\u00ean quan \u0111\u1ebfn n\u1ed9i dung thanh tra\u2026 n\u00ean k\u1ebft qu\u1ea3 thanh tra, ki\u1ec3m tra v\u00e0 x\u1eed l\u00fd vi ph\u1ea1m c\u00f2n g\u1eb7p nhi\u1ec1u kh\u00f3 kh\u0103n…<\/p>\n

Ch\u1eb3ng h\u1ea1n nh\u01b0, t\u1ea1i TTCK Trung Qu\u1ed1c, Lu\u1eadt Ch\u1ee9ng kho\u00e1n quy \u0111\u1ecbnh, UBCKNN Trung Qu\u1ed1c c\u00f3 th\u1ea9m quy\u1ec1n th\u1ef1c hi\u1ec7n c\u00e1c bi\u1ec7n ph\u00e1p: Tri\u1ec7u t\u1eadp c\u00e1c b\u00ean li\u00ean quan, c\u00e1c \u0111\u01a1n v\u1ecb v\u00e0 c\u00e1 nh\u00e2n li\u00ean quan \u0111\u1ebfn s\u1ef1 vi\u1ec7c v\u00e0 y\u00eau c\u1ea7u h\u1ecd gi\u1ea3i tr\u00ecnh; xem x\u00e9t v\u00e0 sao ch\u1ee5p sao k\u00ea giao d\u1ecbch ch\u1ee9ng kho\u00e1n, t\u00e0i li\u1ec7u \u0111\u0103ng k\u00fd v\u00e0 chuy\u1ec3n nh\u01b0\u1ee3ng, t\u00e0i li\u1ec7u t\u00e0i ch\u00ednh k\u1ebf to\u00e1n c\u1ee7a \u0111\u01a1n v\u1ecb, c\u00e1 nh\u00e2n li\u00ean quan \u0111\u1ebfn s\u1ef1 vi\u1ec7c; th\u1ea9m tra t\u00e0i kho\u1ea3n ti\u1ec1n v\u00e0 ch\u1ee9ng kho\u00e1n, t\u00e0i kho\u1ea3n ng\u00e2n h\u00e0ng c\u1ee7a c\u00e1c b\u00ean li\u00ean quan v\u00e0 c\u1ee7a \u0111\u01a1n v\u1ecb, c\u00e1 nh\u00e2n li\u00ean quan \u0111\u1ebfn s\u1ef1 vi\u1ec7c… Hay nh\u01b0 C\u01a1 quan thanh tra gi\u00e1m s\u00e1t TTCK c\u1ee7a Nh\u1eadt B\u1ea3n c\u00f3 c\u00e1c quy\u1ec1n: th\u1ea9m v\u1ea5n c\u00e1 nh\u00e2n li\u00ean quan \u0111\u1ebfn v\u1ee5 vi\u1ec7c; y\u00eau c\u1ea7u c\u00e1 nh\u00e2n n\u1ed9p t\u00e0i li\u1ec7u, th\u00f4ng tin, d\u1eef li\u1ec7u (tr\u00ean m\u00e1y t\u00ednh, \u0111i\u1ec7n tho\u1ea1i…) l\u00e0 v\u1eadt ch\u1ee9ng; kh\u00e1m x\u00e9t \u0111\u1ecba \u0111i\u1ec3m kinh doanh c\u1ee7a \u0111\u1ed1i t\u01b0\u1ee3ng t\u00ecnh nghi v\u00e0 thu gi\u1eef c\u00e1c v\u1eadt ch\u1ee9ng li\u00ean quan; y\u00eau c\u1ea7u c\u00e1c c\u01a1 quan c\u00f4ng quy\u1ec1n ho\u1eb7c t\u1ed5 ch\u1ee9c t\u01b0 nh\u00e2n ph\u1ed1i h\u1ee3p cung c\u1ea5p th\u00f4ng tin, b\u00e1o c\u00e1o v\u1ec1 c\u00e1c v\u1ea5n \u0111\u1ec1 li\u00ean quan \u0111\u1ebfn v\u1ee5 vi\u1ec7c…<\/p>\n

Tham kh\u1ea3o kinh nghi\u1ec7m qu\u1ed1c t\u1ebf, x\u00e9t b\u1ed1i c\u1ea3nh th\u1ef1c ti\u1ec5n c\u1ee7a TTCK Vi\u1ec7t Nam, \u0111\u1ed3ng th\u1eddi qua tham v\u1ea5n \u00fd ki\u1ebfn c\u1ee7a c\u00e1c chuy\u00ean gia Ng\u00e2n h\u00e0ng Th\u1ebf gi\u1edbi (WB), Ban so\u1ea1n th\u1ea3o d\u1ef1 \u00e1n Lu\u1eadt Ch\u1ee9ng kho\u00e1n s\u1eeda \u0111\u1ed5i \u0111\u1ec1 xu\u1ea5t trao th\u00eam th\u1ea9m quy\u1ec1n cho UBCKNN g\u1ed3m: Y\u00eau c\u1ea7u c\u01a1 quan, t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n c\u00f3 th\u00f4ng tin li\u00ean quan \u0111\u1ebfn n\u1ed9i dung thanh tra, ki\u1ec3m tra cung c\u1ea5p th\u00f4ng tin, t\u00e0i li\u1ec7u, \u0111\u00f3 ho\u1eb7c y\u00eau c\u1ea7u t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n gi\u1ea3i tr\u00ecnh, \u0111\u1ed1i ch\u1ea5t li\u00ean quan \u0111\u1ebfn n\u1ed9i dung thanh tra, ki\u1ec3m tra; y\u00eau c\u1ea7u t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng cung c\u1ea5p th\u00f4ng tin li\u00ean quan \u0111\u1ebfn giao d\u1ecbch tr\u00ean t\u00e0i kho\u1ea3n c\u1ee7a kh\u00e1ch h\u00e0ng \u0111\u1ed1i v\u1edbi c\u00e1c tr\u01b0\u1eddng h\u1ee3p c\u00f3 d\u1ea5u hi\u1ec7u nghi v\u1ea5n sau khi \u0111\u01b0\u1ee3c Ch\u1ee7 t\u1ecbch UBCKNN ph\u00ea duy\u1ec7t; y\u00eau c\u1ea7u DN vi\u1ec5n th\u00f4ng cung c\u1ea5p t\u00ean, \u0111\u1ecba ch\u1ec9, s\u1ed1 m\u00e1y g\u1ecdi, s\u1ed1 m\u00e1y \u0111\u01b0\u1ee3c g\u1ecdi, th\u1eddi gian g\u1ecdi \u0111\u1ec3 x\u00e1c minh, x\u1eed l\u00fd c\u00e1c h\u00e0nh vi b\u1ecb c\u1ea5m theo quy \u0111\u1ecbnh.<\/p>\n

Khi nh\u1eefng gi\u1ea3i ph\u00e1p tr\u00ean \u0111\u01b0\u1ee3c lu\u1eadt h\u00f3a v\u00e0 t\u1ed5 ch\u1ee9c tri\u1ec3n khai nghi\u00eam t\u00fac s\u1ebd t\u1ea1o ra nh\u1eefng chuy\u1ec3n bi\u1ebfn r\u00f5 n\u00e9t v\u1ec1 n\u00e2ng cao t\u00ednh hi\u1ec7u qu\u1ea3 \u0111\u1ed1i v\u1edbi ng\u0103n ng\u1eeba, x\u1eed l\u00fd c\u00e1c h\u00e0nh vi vi ph\u1ea1m tr\u00ean TTCK, qua \u0111\u00f3 g\u00f3p ph\u1ea7n quan tr\u1ecdng th\u00fac \u0111\u1ea9y th\u1ecb tr\u01b0\u1eddng ph\u00e1t tri\u1ec3n theo h\u01b0\u1edbng c\u00f4ng khai, minh b\u1ea1ch, c\u00f4ng b\u1eb1ng, s\u1edbm tr\u1edf th\u00e0nh k\u00eanh huy \u0111\u1ed9ng v\u1ed1n trung v\u00e0 d\u00e0i h\u1ea1n hi\u1ec7u qu\u1ea3 cho n\u1ec1n kinh t\u1ebf.<\/p>\n

Tr\u01b0\u01a1ng Th\u1ecb Th\u00f9y D\u01b0\u01a1ng<\/strong><\/p>\n

—————————————————————-<\/p>\n

T\u1ea1p ch\u00ed T\u00e0i ch\u00ednh (Ch\u1ee9ng kho\u00e1n) 08-02-2019:<\/em><\/strong><\/p>\n

http:\/\/tapchitaichinh.vn\/kinh-te-vi-mo\/xu-ly-nghiem-cac-hanh-vi-vi-pham-tren-thi-truong-chung-khoan-302759.html<\/em><\/a><\/p>\n

(113\/2.580)<\/em>","protected":false},"excerpt":{"rendered":"

(TCTC) – C\u00e1c vi ph\u1ea1m tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam hi\u1ec7n \u0111ang c\u00f3 nh\u1eefng di\u1ec5n bi\u1ebfn ph\u1ee9c t\u1ea1p, nh\u01b0ng ch\u1ebf t\u00e0i x\u1eed l\u00fd c\u00e1c h\u00e0nh vi n\u00e0y ch\u01b0a \u0111\u1ee7 s\u1ee9c r\u0103n \u0111e. Do v\u1eady, c\u1ea7n c\u00f3 nh\u1eefng gi\u1ea3i ph\u00e1p m\u1ea1nh \u0111\u1ec3 kh\u1eafc ph\u1ee5c t\u00ecnh tr\u1ea1ng n\u00e0y, nh\u1ea5t l\u00e0 trong b\u1ed1i c\u1ea3nh Lu\u1eadt Ch\u1ee9ng […]<\/p>\n","protected":false},"author":1,"featured_media":23990,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[17,26],"tags":[],"class_list":["post-23989","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-binh-luan-gop-y","category-legal-media"],"acf":[],"yoast_head":"\n2.132. X\u1eed l\u00fd nghi\u00eam c\u00e1c h\u00e0nh vi vi ph\u1ea1m tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n - ANVI Law Firm<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/anvilaw.com\/vi\/2-132-xu-ly-nghiem-cac-hanh-vi-vi-pham-tren-thi-truong-chung-khoan\/\" \/>\n<meta property=\"og:locale\" content=\"vi_VN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"[:vi]2.132. X\u1eed l\u00fd nghi\u00eam c\u00e1c h\u00e0nh vi vi ph\u1ea1m tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n[:] - ANVI Law Firm\" \/>\n<meta property=\"og:description\" content=\"(TCTC) – C\u00e1c vi ph\u1ea1m tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam hi\u1ec7n \u0111ang c\u00f3 nh\u1eefng di\u1ec5n bi\u1ebfn ph\u1ee9c t\u1ea1p, nh\u01b0ng ch\u1ebf t\u00e0i x\u1eed l\u00fd c\u00e1c h\u00e0nh vi n\u00e0y ch\u01b0a \u0111\u1ee7 s\u1ee9c r\u0103n \u0111e. Do v\u1eady, c\u1ea7n c\u00f3 nh\u1eefng gi\u1ea3i ph\u00e1p m\u1ea1nh \u0111\u1ec3 kh\u1eafc ph\u1ee5c t\u00ecnh tr\u1ea1ng n\u00e0y, nh\u1ea5t l\u00e0 trong b\u1ed1i c\u1ea3nh Lu\u1eadt Ch\u1ee9ng […]\" \/>\n<meta property=\"og:url\" content=\"https:\/\/anvilaw.com\/vi\/2-132-xu-ly-nghiem-cac-hanh-vi-vi-pham-tren-thi-truong-chung-khoan\/\" \/>\n<meta property=\"og:site_name\" content=\"ANVI Law Firm\" \/>\n<meta property=\"article:publisher\" content=\"https:\/\/facebook.com\/anvilawfirm\" \/>\n<meta property=\"article:published_time\" content=\"2019-02-08T08:35:18+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2022-05-30T08:40:36+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/anvilaw.com\/wp-content\/uploads\/2022\/05\/42-2.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"800\" \/>\n\t<meta property=\"og:image:height\" content=\"450\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"administrator\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:creator\" content=\"@anvilawfirm\" \/>\n<meta name=\"twitter:site\" content=\"@anvilawfirm\" \/>\n<meta name=\"twitter:label1\" content=\"\u0110\u01b0\u1ee3c vi\u1ebft b\u1edfi\" \/>\n\t<meta name=\"twitter:data1\" content=\"administrator\" \/>\n\t<meta name=\"twitter:label2\" content=\"\u01af\u1edbc t\u00ednh th\u1eddi gian \u0111\u1ecdc\" \/>\n\t<meta name=\"twitter:data2\" content=\"19 ph\u00fat\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\/\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\/\/anvilaw.com\/vi\/2-132-xu-ly-nghiem-cac-hanh-vi-vi-pham-tren-thi-truong-chung-khoan\/#article\",\"isPartOf\":{\"@id\":\"https:\/\/anvilaw.com\/vi\/2-132-xu-ly-nghiem-cac-hanh-vi-vi-pham-tren-thi-truong-chung-khoan\/\"},\"author\":{\"name\":\"administrator\",\"@id\":\"https:\/\/anvilaw.com\/vi\/#\/schema\/person\/eb3eded70711d9ebee6ffdcf3118521b\"},\"headline\":\"2.132. 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