{"id":24053,"date":"2019-03-18T11:36:02","date_gmt":"2019-03-18T04:36:02","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=24053"},"modified":"2022-06-01T20:50:06","modified_gmt":"2022-06-01T13:50:06","slug":"2204-dieu-le-trai-luat-lieu-co-cham-dut","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/2204-dieu-le-trai-luat-lieu-co-cham-dut\/","title":{"rendered":"2.204. \u0110i\u1ec1u l\u1ec7 tr\u00e1i lu\u1eadt, li\u1ec7u c\u00f3 ch\u1ea5m d\u1ee9t?"},"content":{"rendered":"(\u0110TCK) – Vi\u1ec7c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 C\u00f4ng ty c\u1ed5 ph\u1ea7n V\u1eadn t\u1ea3i \u00f4 t\u00f4 s\u1ed1 2 tr\u00e1i v\u1edbi quy \u0111\u1ecbnh t\u1ea1i Lu\u1eadt Doanh nghi\u1ec7p \u0111\u00e3 d\u1eabn \u0111\u1ebfn vi\u1ec7c T\u00f2a \u00e1n b\u00e1c b\u1ecf cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb (H\u0110QT), b\u00e1c b\u1ecf t\u01b0 c\u00e1ch ng\u01b0\u1eddi tri\u1ec7u t\u1eadp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng (\u0110HC\u0110) v\u00e0 tuy\u00ean h\u1ee7y Ngh\u1ecb quy\u1ebft H\u0110QT. Th\u1ef1c t\u1ebf t\u1eeb tr\u01b0\u1eddng h\u1ee3p n\u00e0y cho th\u1ea5y, \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00e1c c\u00f4ng ty tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt, c\u1ea7n c\u00f3 s\u1ef1 gi\u00e1m s\u00e1t ch\u1eb7t ch\u1ebd c\u1ee7a c\u01a1 quan qu\u1ea3n l\u00fd.\u00a0\u00a0<\/strong><\/em><\/p>\n

T\u00f2a tuy\u00ean h\u1ee7y ngh\u1ecb quy\u1ebft H\u00d0QT<\/strong><\/p>\n

M\u1ed9t c\u1ed5 \u0111\u00f4ng ph\u00e1p nh\u00e2n s\u1edf h\u1eefu h\u01a1n 73% v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a m\u1ed9t c\u00f4ng ty \u0111\u00e3 g\u1eb7p nguy c\u01a1 c\u1ed5 phi\u1ebfu pha lo\u00e3ng khi kh\u00f4ng nh\u1eadn \u0111\u01b0\u1ee3c th\u01b0 m\u1eddi, do \u0111\u00f3, kh\u00f4ng tham gia bi\u1ec3u quy\u1ebft \u0111\u01b0\u1ee3c trong \u00d0HC\u00d0 n\u0103m 2018. \u00d0\u00f3 l\u00e0 tr\u01b0\u1eddng h\u1ee3p C\u00f4ng ty TNHH V\u1eadn t\u1ea3i v\u00e0 du l\u1ecbch Hoa Vi\u1ec7t (Khu c\u00f4ng nghi\u1ec7p Li\u00ean Ph\u01b0\u01a1ng, x\u00e3 Li\u00ean Ph\u01b0\u01a1ng, Th\u01b0\u1eddng T\u00edn, H\u00e0 N\u1ed9i) n\u1eafm gi\u1eef 73,54% v\u1ed1n \u0111i\u1ec1u l\u1ec7 C\u00f4ng ty c\u1ed5 ph\u1ea7n V\u1eadn t\u1ea3i \u00f4 t\u00f4 s\u1ed1 2 (tr\u1ee5 s\u1edf t\u1ea1i ph\u01b0\u1eddng Vi\u1ec7t H\u01b0ng, qu\u1eadn Long Bi\u00ean, H\u00e0 N\u1ed9i).<\/p>\n

Theo \u0111\u00f3, Ngh\u1ecb quy\u1ebft \u00d0HC\u00d0 c\u00f3 2 n\u1ed9i dung \u1ea3nh h\u01b0\u1edfng l\u1edbn \u0111\u1ebfn quy\u1ec1n l\u1ee3i c\u1ee7a C\u00f4ng ty Hoa Vi\u1ec7t bao g\u1ed3m t\u0103ng v\u1ed1n \u0111i\u1ec1u l\u1ec7 l\u00ean g\u1ea5p \u0111\u00f4i cho c\u1ed5 \u0111\u00f4ng hi\u1ec7n h\u1eefu v\u00e0 mi\u1ec5n nhi\u1ec7m th\u00e0nh vi\u00ean H\u00d0QT, Ban ki\u1ec3m so\u00e1t. V\u1edbi vi\u1ec7c t\u0103ng v\u1ed1n \u0111i\u1ec1u l\u1ec7 l\u00ean g\u1ea5p \u0111\u00f4i, trong t\u00ecnh tr\u1ea1ng C\u00f4ng ty Hoa Vi\u1ec7t kh\u00f4ng th\u1ec3 mua th\u00eam, t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ee7a c\u1ed5 \u0111\u00f4ng n\u00e0y s\u1ebd gi\u1ea3m xu\u1ed1ng ch\u1ec9 c\u00f2n h\u01a1n 36%, m\u1ea5t quy\u1ec1n chi ph\u1ed1i. \u00d0HC\u00d0 c\u0169ng mi\u1ec5n nhi\u1ec7m th\u00e0nh vi\u00ean H\u00d0QT, Ban ki\u1ec3m so\u00e1t l\u00e0 ng\u01b0\u1eddi c\u1ee7a C\u00f4ng ty Hoa Vi\u1ec7t ho\u1eb7c c\u00f3 li\u00ean quan \u0111\u1ebfn C\u00f4ng ty Hoa Vi\u1ec7t.<\/p>\n

Tr\u01b0\u1edbc vi\u1ec7c n\u00e0y, C\u00f4ng ty Hoa Vi\u1ec7t \u0111\u00e3 c\u00f3 \u0111\u01a1n y\u00eau c\u1ea7u \u0111\u1ec1 ngh\u1ecb T\u00f2a \u00e1n h\u1ee7y Ngh\u1ecb quy\u1ebft \u00d0HC\u00d0 n\u0103m 2018 c\u1ee7a C\u00f4ng ty c\u1ed5 ph\u1ea7n V\u1eadn t\u1ea3i \u00f4 t\u1ed1 s\u1ed1 2 v\u00ec cho r\u1eb1ng, vi\u1ec7c t\u1ed5 ch\u1ee9c \u00d0HC\u00d0 kh\u00f4ng \u0111\u1ea3m b\u1ea3o tr\u00ecnh t\u1ef1 v\u00e0 th\u1ee7 t\u1ee5c quy \u0111\u1ecbnh t\u1ea1i Lu\u1eadt Doanh nghi\u1ec7p, \u0111i\u1ec1u l\u1ec7 C\u00f4ng ty; n\u1ed9i dung Ngh\u1ecb quy\u1ebft \u00d0HC\u00d0 vi ph\u1ea1m quy \u0111\u1ecbnh c\u1ee7a lu\u1eadt v\u00e0 \u0111i\u1ec1u l\u1ec7 C\u00f4ng ty.<\/p>\n

C\u1ee5 th\u1ec3, ng\u01b0\u1eddi k\u00fd gi\u1ea5y tri\u1ec7u t\u1eadp \u00d0HC\u00d0 l\u00e0 \u00f4ng Nguy\u1ec5n \u00d0\u0103ng Hi\u1ebfu kh\u00f4ng \u0111\u1ee7 t\u01b0 c\u00e1ch. \u00d4ng Hi\u1ebfu \u0111\u01b0\u1ee3c b\u1ea7u l\u00e0m Ch\u1ee7 t\u1ecbch H\u00d0QT C\u00f4ng ty V\u1eadn t\u1ea3i \u00f4 t\u00f4 s\u1ed1 2 t\u1eeb m\u1ed9t cu\u1ed9c h\u1ecdp H\u00d0QT kh\u00f4ng h\u1ee3p ph\u00e1p, ch\u1ec9 c\u00f3 m\u1eb7t 5\/7 th\u00e0nh vi\u00ean H\u00d0QT, ch\u01b0a \u0111\u1ee7 t\u1ef7 l\u1ec7 \u00be theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 kh\u00f4ng m\u1eddi c\u00e1c ki\u1ec3m so\u00e1t vi\u00ean c\u1ee7a C\u00f4ng ty.<\/p>\n

B\u00ean c\u1ea1nh \u0111\u00f3, C\u00f4ng ty V\u1eadn t\u1ea3i \u00f4 t\u00f4 s\u1ed1 2 kh\u00f4ng g\u1eedi cho c\u1ed5 \u0111\u00f4ng t\u00e0i li\u1ec7u v\u1ec1 c\u00e1c n\u1ed9i dung h\u1ecdp, d\u1ef1 th\u1ea3o ngh\u1ecb quy\u1ebft v\u00e0 phi\u1ebfu bi\u1ec3u quy\u1ebft. Nhi\u1ec1u n\u1ed9i dung trong Ngh\u1ecb quy\u1ebft \u00d0HC\u00d0 kh\u00f4ng c\u00f3 trong ch\u01b0\u01a1ng tr\u00ecnh \u00d0HC\u00d0 g\u1eedi cho c\u1ed5 \u0111\u00f4ng nh\u01b0: T\u0103ng v\u1ed1n \u0111i\u1ec1u l\u1ec7; c\u00e1c b\u00e1o c\u00e1o k\u1ebft qu\u1ea3 kinh doanh, b\u00e1o c\u00e1o t\u00e0i ch\u00ednh, b\u00e1o c\u00e1o \u0111\u00e1nh gi\u00e1 c\u00f4ng t\u00e1c qu\u1ea3n l\u00fd \u0111i\u1ec1u h\u00e0nh, kh\u00f4ng \u0111\u01b0\u1ee3c Ban ki\u1ec3m so\u00e1t th\u00f4ng qua….<\/p>\n

M\u1ed9t v\u1ea5n \u0111\u1ec1 \u0111\u00e1ng ch\u00fa \u00fd l\u00e0 C\u00f4ng ty V\u1eadn t\u1ea3i \u00f4 t\u00f4 s\u1ed1 2 \u0111\u00e3 3 l\u1ea7n g\u1eedi th\u01b0 m\u1eddi \u0111\u1ebfn \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf c\u1ee7a C\u00f4ng ty Hoa Vi\u1ec7t v\u00e0 c\u1ea3 3 l\u1ea7n th\u01b0 chuy\u1ec3n ph\u00e1t nhanh, c\u00f3 b\u1ea3o \u0111\u1ea3m \u0111\u1ec1u kh\u00f4ng \u0111\u1ebfn tay ng\u01b0\u1eddi nh\u1eadn do C\u00f4ng ty Hoa Vi\u1ec7t \u0111\u00e3 chuy\u1ec3n tr\u1ee5 s\u1edf.<\/p>\n

X\u00e1c minh c\u1ee7a T\u00f2a \u00e1n cho th\u1ea5y, C\u00f4ng ty V\u1eadn t\u1ea3i \u00f4 t\u00f4 s\u1ed1 2 \u0111\u00e3 g\u1eedi 3 th\u01b0 ph\u00e1t m\u1eddi h\u1ecdp v\u00e0o th\u00e1ng 3, 4, 5\/2018, c\u00f3 ch\u1ec9 d\u1eabn y\u00eau c\u1ea7u b\u01b0u c\u1ee5c khi kh\u00f4ng ph\u00e1t \u0111\u01b0\u1ee3c th\u00ec chuy\u1ec3n ho\u00e0n tr\u1ea3 ngay. Ngay khi b\u01b0u t\u00e1 kh\u00f4ng chuy\u1ec3n ph\u00e1t \u0111\u01b0\u1ee3c, B\u01b0u c\u1ee5c \u0111\u00e3 g\u1ecdi \u0111i\u1ec7n y\u00eau c\u1ea7u C\u00f4ng ty V\u1eadn t\u1ea3i \u00f4 t\u00f4 s\u1ed1 2 \u0111\u1ebfn nh\u1eadn l\u1ea1i nh\u01b0ng C\u00f4ng ty kh\u00f4ng c\u1eed nh\u00e2n vi\u00ean \u0111\u1ebfn v\u00e0 c\u1ea3 3 th\u01b0 m\u1eddi \u0111\u1ec1u c\u00f2n l\u01b0u gi\u1eef \u1edf b\u01b0u c\u1ee5c cho \u0111\u1ebfn khi T\u00f2a \u00e1n \u0111\u1ebfn.<\/p>\n

M\u1eb7c d\u00f9 vi\u1ec7c c\u1ed5 \u0111\u00f4ng thay \u0111\u1ed5i \u0111\u1ecba ch\u1ec9 m\u00e0 kh\u00f4ng th\u00f4ng b\u00e1o l\u00e0 l\u1ed7i c\u1ee7a c\u1ed5 \u0111\u00f4ng, nh\u01b0ng c\u00f3 th\u1ec3 th\u1ea5y m\u1ed9t s\u01a1 s\u00f3t nh\u1ecf c\u0169ng c\u00f3 th\u1ec3 tr\u1edf th\u00e0nh \u0111i\u1ec3m y\u1ebfu b\u1ecb khai th\u00e1c v\u00e0 d\u1eabn \u0111\u1ebfn nguy c\u01a1 v\u1eafng m\u1eb7t t\u1ea1i cu\u1ed9c h\u1ecdp \u00d0HC\u00d0.<\/p>\n

M\u1ed9t v\u1ea5n \u0111\u1ec1 kh\u00e1c, \u00f4ng Nguy\u1ec5n Tu\u1ea5n Anh l\u00e0 Ch\u1ee7 t\u1ecbch H\u00d0QT c\u1ee7a C\u00f4ng ty V\u1eadn t\u1ea3i \u00f4 t\u00f4 s\u1ed1 2 \u0111\u00e3 b\u1ecb mi\u1ec5n nhi\u1ec7m trong m\u1ed9t cu\u1ed9c h\u1ecdp H\u00d0QT di\u1ec5n ra tr\u01b0\u1edbc \u00d0HC\u00d0. \u00d4ng Nguy\u1ec5n \u00d0\u0103ng Hi\u1ebfu l\u00e0 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c b\u1ea7u thay th\u1ebf. Cu\u1ed9c h\u1ecdp H\u00d0QT kh\u00f4ng c\u00f3 th\u00e0nh vi\u00ean Ban ki\u1ec3m so\u00e1t tham gia v\u00e0 ch\u1ec9 c\u00f3 m\u1eb7t 5\/7 th\u00e0nh vi\u00ean H\u00d0QT.<\/p>\n

Theo \u00d0i\u1ec1u l\u1ec7 C\u00f4ng ty, cu\u1ed9c h\u1ecdp H\u00d0QT \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh khi c\u00f3 m\u1eb7t 5\/7 th\u00e0nh vi\u00ean (71%). Nh\u01b0ng \u00d0i\u1ec1u 153 Lu\u1eadt Doanh nghi\u1ec7p quy \u0111\u1ecbnh cu\u1ed9c h\u1ecdp H\u00d0QT \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh khi c\u00f3 t\u1eeb 3\/4 (75%) s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp.<\/p>\n

Quy \u0111\u1ecbnh n\u00e0y c\u1ee7a \u00d0i\u1ec1u l\u1ec7 C\u00f4ng ty kh\u00f4ng \u0111\u1ea3m b\u1ea3o t\u1ef7 l\u1ec7 \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 do \u0111\u00f3 cu\u1ed9c h\u1ecdp H\u00d0QT kh\u00f4ng h\u1ee3p ph\u00e1p. \u00d0\u00e2y l\u00e0 c\u0103n c\u1ee9 \u0111\u1ec3 T\u00f2a \u00e1n x\u00e1c \u0111\u1ecbnh \u00f4ng Nguy\u1ec5n \u00d0\u0103ng Hi\u1ebfu kh\u00f4ng \u0111\u1ee7 t\u01b0 c\u00e1ch tri\u1ec7u t\u1eadp cu\u1ed9c h\u1ecdp H\u00d0QT.<\/p>\n

C\u00f9ng v\u1edbi m\u1ed9t s\u1ed1 vi ph\u1ea1m v\u1ec1 tr\u00ecnh t\u1ef1 th\u1ee7 t\u1ee5c h\u1ecdp \u00d0HC\u00d0, n\u1ed9i dung ngh\u1ecb quy\u1ebft, T\u00f2a \u00e1n \u0111\u00e3 quy\u1ebft \u0111\u1ecbnh h\u1ee7y Ngh\u1ecb quy\u1ebft \u00d0HC\u00d0 c\u1ee7a C\u00f4ng ty V\u1eadn t\u1ea3i \u00f4 t\u00f4 s\u1ed1 2 v\u00e0 ph\u00e1n quy\u1ebft c\u1ee7a T\u00f2a \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c.<\/p>\n

\u00d0i\u1ec1u l\u1ec7 tr\u00e1i lu\u1eadt – li\u1ec7u c\u00f3 ch\u1ea5m d\u1ee9t?<\/strong><\/p>\n

M\u1ed9t \u0111i\u1ec3m \u0111\u00e1ng ch\u00fa \u00fd trong v\u1ee5 vi\u1ec7c n\u00f3i tr\u00ean l\u00e0 T\u00f2a \u00e1n \u0111\u00e3 b\u00e1c b\u1ecf cu\u1ed9c h\u1ecdp H\u00d0QT v\u00ec quy \u0111\u1ecbnh t\u1ea1i \u00d0i\u1ec1u l\u1ec7 C\u00f4ng ty V\u1eadn t\u1ea3i \u00f4 t\u00f4 s\u1ed1 2 tr\u00e1i v\u1edbi quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p. Tuy nhi\u00ean, trong nh\u1eefng tr\u01b0\u1eddng h\u1ee3p t\u01b0\u01a1ng t\u1ef1, kh\u00f4ng ph\u1ea3i c\u1ed5 \u0111\u00f4ng n\u00e0o c\u0169ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n v\u1ec1 th\u1eddi gian v\u00e0 chi ph\u00ed \u0111\u1ec3 theo \u0111u\u1ed5i c\u00e1c v\u1ee5 ki\u1ec7n t\u1ea1i T\u00f2a \u00e1n h\u00f2ng \u0111\u1ea1t \u0111\u01b0\u1ee3c ph\u00e1n quy\u1ebft t\u00e2m ph\u1ee5c kh\u1ea9u ph\u1ee5c.<\/p>\n

Th\u1ef1c t\u1ebf, kh\u00f4ng \u00edt tr\u01b0\u1eddng h\u1ee3p c\u1ed5 \u0111\u00f4ng k\u00eau than v\u1ec1 vi\u1ec7c \u0111i\u1ec1u l\u1ec7 c\u00f4ng ty tr\u00e1i quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt v\u00e0 g\u1eedi \u0111\u01a1n th\u01b0 ki\u1ebfn ngh\u1ecb t\u1edbi nhi\u1ec1u c\u01a1 quan ch\u1ee9c n\u0103ng, nh\u01b0ng ki\u1ebfn ngh\u1ecb c\u1ee7a c\u1ed5 \u0111\u00f4ng kh\u00f4ng ph\u1ea3i l\u00fac n\u00e0o c\u0169ng \u0111\u1ea1t k\u1ebft qu\u1ea3.<\/p>\n

\u00d0\u01a1n c\u1eed tr\u01b0\u1eddng h\u1ee3p C\u00f4ng ty c\u1ed5 ph\u1ea7n C\u1ea5p n\u01b0\u1edbc Nh\u01a1n Tr\u1ea1ch m\u00e0 \u00d0\u1ea7u t\u01b0 Ch\u1ee9ng kho\u00e1n \u0111\u00e3 t\u1eebng ph\u1ea3n \u00e1nh. N\u0103m 2018, t\u1ea1i \u00d0HC\u00d0 th\u01b0\u1eddng ni\u00ean, C\u00f4ng ty \u0111\u00e3 \u0111\u01b0a ra n\u1ed9i dung s\u1eeda \u00d0i\u1ec1u l\u1ec7 trong \u0111\u00f3 c\u00f3 m\u1ed9t s\u1ed1 quy \u0111\u1ecbnh v\u1ec1 t\u1ef7 l\u1ec7 \u1ee9ng c\u1eed, quy \u0111\u1ecbnh m\u1ed9t s\u1ed1 th\u1eddi h\u1ea1n g\u1eedi th\u01b0 m\u1eddi, th\u00f4ng b\u00e1o… ng\u1eafn h\u01a1n so v\u1edbi lu\u1eadt \u0111\u1ecbnh, b\u1ecf quy \u0111\u1ecbnh v\u1ec1 thanh to\u00e1n qua chuy\u1ec3n kho\u1ea3n ng\u00e2n h\u00e0ng.<\/p>\n

Theo c\u1ed5 \u0111\u00f4ng, C\u00f4ng ty C\u1ea5p n\u01b0\u1edbc Nh\u01a1n Tr\u1ea1ch l\u00e0 c\u00f4ng ty \u0111\u1ea1i ch\u00fang, \u0111\u00e3 \u0111\u0103ng k\u00fd giao d\u1ecbch UPCoM, do \u0111\u00f3 ph\u1ea3i tu\u00e2n th\u1ee7 c\u00e1c quy \u0111\u1ecbnh v\u1ec1 c\u00f4ng ty \u0111\u1ea1i ch\u00fang. C\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec1u l\u1ec7 C\u00f4ng ty tr\u00e1i v\u1edbi quy \u0111\u1ecbnh t\u1ea1i \u00d0i\u1ec1u l\u1ec7 m\u1eabu ban h\u00e0nh k\u00e8m theo Th\u00f4ng t\u01b0 95\/2017\/TT-BTC h\u01b0\u1edbng d\u1eabn qu\u1ea3n tr\u1ecb c\u00f4ng ty \u0111\u1ea1i ch\u00fang. Do \u0111\u00f3, c\u1ed5 \u0111\u00f4ng \u0111\u00e3 nhi\u1ec1u l\u1ea7n \u0111\u01a1n th\u01b0 ki\u1ebfn ngh\u1ecb l\u00ean \u1ee6y ban Ch\u1ee9ng kho\u00e1n, B\u1ed9 T\u00e0i ch\u00ednh… \u0111\u1ec1 ngh\u1ecb x\u1eed l\u00fd vi ph\u1ea1m n\u00e0y.<\/p>\n

Trong khi \u0111\u00f3, Ban l\u00e3nh \u0111\u1ea1o doanh nghi\u1ec7p cho r\u1eb1ng, quy \u0111\u1ecbnh t\u1ef7 l\u1ec7 \u1ee9ng c\u1eed 10% l\u00e0 ph\u00f9 h\u1ee3p v\u1edbi Lu\u1eadt Doanh nghi\u1ec7p, Th\u00f4ng t\u01b0 95 (quy \u0111\u1ecbnh t\u1ef7 l\u1ec7 \u1ee9ng c\u1eed 5%) ch\u1ec9 c\u00f3 gi\u00e1 tr\u1ecb tham chi\u1ebfu, kh\u00f4ng b\u1eaft bu\u1ed9c. M\u1ed9t s\u1ed1 quy \u0111\u1ecbnh nh\u01b0 quy \u0111\u1ecbnh thanh to\u00e1n qua t\u00e0i kho\u1ea3n ng\u00e2n h\u00e0ng kh\u00f4ng ph\u00f9 h\u1ee3p n\u00ean C\u00f4ng ty kh\u00f4ng \u0111\u01b0a v\u00e0o \u0111i\u1ec1u l\u1ec7.<\/p>\n

Cho t\u1edbi nay, \u1ee6y ban Ch\u1ee9ng kho\u00e1n \u0111\u00e3 c\u00f3 v\u0103n b\u1ea3n y\u00eau c\u1ea7u C\u00f4ng ty C\u1ea5p n\u01b0\u1edbc Nh\u01a1n Tr\u1ea1ch gi\u1ea3i tr\u00ecnh nh\u01b0ng doanh nghi\u1ec7p v\u1eabn ch\u01b0a c\u00f3 v\u0103n b\u1ea3n tr\u1ea3 l\u1eddi c\u1ed5 \u0111\u00f4ng. M\u1ed9t c\u1ed5 \u0111\u00f4ng c\u1ee7a C\u00f4ng ty cho bi\u1ebft, h\u1ecd mong ch\u1edd c\u00e2u tr\u1ea3 l\u1eddi c\u0169ng nh\u01b0 bi\u1ec7n ph\u00e1p x\u1eed l\u00fd c\u1ee7a \u1ee6y ban Ch\u1ee9ng kho\u00e1n, b\u1edfi \u0111\u00e2y l\u00e0 v\u1ea5n \u0111\u1ec1 ph\u00e1p l\u00fd \u0111\u00e3 r\u00f5: ngo\u00e0i Lu\u1eadt Doanh nghi\u1ec7p, c\u00f4ng ty \u0111\u1ea1i ch\u00fang ph\u1ea3i tu\u00e2n th\u1ee7 c\u00e1c v\u0103n b\u1ea3n ph\u00e1p lu\u1eadt chuy\u00ean ng\u00e0nh, trong \u0111\u00f3 c\u00f3 Th\u00f4ng t\u01b0 95\/2017\/TT-BTC (k\u00e8m theo \u00d0i\u1ec1u l\u1ec7 m\u1eabu v\u00e0 Quy ch\u1ebf m\u1eabu).<\/p>\n

M\u1ed9t tr\u01b0\u1eddng h\u1ee3p kh\u00e1c, C\u00f4ng ty c\u1ed5 ph\u1ea7n Xi m\u0103ng La Hi\u00ean (m\u00e3 CLH –\u00a0 s\u00e0n HNX) t\u1eebng \u0111\u01b0a ra quy ch\u1ebf b\u1ea7u c\u1eed H\u00d0QT v\u00e0 Ban ki\u1ec3m so\u00e1t v\u1edbi quy \u0111\u1ecbnh c\u1ed5 \u0111\u00f4ng\/nh\u00f3m c\u1ed5 \u0111\u00f4ng n\u1eafm gi\u1eef t\u1eeb 10 – 20% s\u1ed1 c\u1ed5 ph\u1ea7n li\u00ean t\u1ee5c 6 th\u00e1ng c\u00f3 th\u1ec3 g\u1ed9p c\u1ed5 phi\u1ebfu \u0111\u1ec3 c\u00f9ng \u0111\u1ec1 c\u1eed 1 \u1ee9ng vi\u00ean H\u00d0QT\/Ban ki\u1ec3m so\u00e1t. T\u1eeb 20 – 40% \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed 2 \u1ee9ng vi\u00ean, t\u1eeb 40 – 60% \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed t\u1ed1i \u0111a 3 \u1ee9ng vi\u00ean, t\u1eeb 60 – 75% \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed t\u1ed1i \u0111a 4 \u1ee9ng vi\u00ean, t\u1eeb 75% tr\u1edf l\u00ean \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed \u0111\u1ee7 s\u1ed1 \u1ee9ng vi\u00ean.<\/p>\n

Quy ch\u1ebf b\u1ea7u c\u1eed n\u00e0y \u0111\u00e3 khi\u1ebfn m\u1ed9t nh\u00f3m c\u1ed5 \u0111\u00f4ng nh\u1ecf ph\u1ea3n \u1ee9ng v\u00ec cho r\u1eb1ng, quy \u0111\u1ecbnh v\u1ec1 t\u1ef7 l\u1ec7 tr\u00e1i v\u1edbi \u00d0i\u1ec1u l\u1ec7 m\u1eabu – v\u1ed1n b\u1eaft bu\u1ed9c \u00e1p d\u1ee5ng \u0111\u1ed1i v\u1edbi c\u00e1c c\u00f4ng ty \u0111\u1ea1i ch\u00fang v\u00e0 vi\u1ec7c \u0111\u01b0a ra m\u1ed9t t\u1ef7 l\u1ec7 cao h\u01a1n so v\u1edbi \u0111i\u1ec1u l\u1ec7 m\u1eabu \u0111\u00e3 l\u00e0m kh\u00f3 cho c\u00e1c c\u1ed5 \u0111\u00f4ng nh\u1ecf l\u1ebb, h\u1ea1n ch\u1ebf kh\u1ea3 n\u0103ng \u0111\u1ec1 c\u1eed\/\u1ee9ng c\u1eed v\u00e0o H\u00d0QT. C\u00e1c c\u1ed5 \u0111\u00f4ng \u0111\u00e3 c\u00f9ng l\u00e0m \u0111\u01a1n ki\u1ebfn ngh\u1ecb t\u1edbi \u1ee6y ban Ch\u1ee9ng kho\u00e1n v\u00e0 T\u1eadp \u0111o\u00e0n Than kho\u00e1ng s\u1ea3n Vi\u1ec7t Nam – Vinacomin.<\/p>\n

\u1ee6y ban Ch\u1ee9ng kho\u00e1n \u0111\u00e3 c\u00f3 c\u00f4ng v\u0103n y\u00eau c\u1ea7u doanh nghi\u1ec7p ph\u1ea3i th\u1ef1c hi\u1ec7n \u0111\u00fang c\u00e1c quy \u0111\u1ecbnh c\u00f3 li\u00ean quan v\u00e0 sau \u0111\u00f3 Xi m\u0103ng La Hi\u00ean \u0111\u00e3 ch\u1ec9nh s\u1eeda quy ch\u1ebf b\u1ea7u c\u1eed. Theo \u0111\u00f3, c\u1ed5 \u0111\u00f4ng\/nh\u00f3m c\u1ed5 \u0111\u00f4ng n\u1eafm gi\u1eef t\u1eeb 5 – 10% s\u1ed1 c\u1ed5 ph\u1ea7n li\u00ean t\u1ee5c trong 6 th\u00e1ng \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed 1 \u1ee9ng vi\u00ean. C\u00e1c t\u1ef7 l\u1ec7 s\u1edf h\u1eefu cao h\u01a1n s\u1ebd \u0111\u01b0\u1ee3c \u0111\u1ec1 c\u1eed th\u00eam nhi\u1ec1u \u1ee9ng vi\u00ean.<\/p>\n

C\u00f3 th\u1ec3 th\u1ea5y, b\u00ean c\u1ea1nh c\u01a1 ch\u1ebf gi\u1ea3i quy\u1ebft t\u1ea1i T\u00f2a \u00e1n – n\u01a1i m\u00e0 kh\u00f4ng ph\u1ea3i c\u1ed5 \u0111\u00f4ng c\u00e1 nh\u00e2n n\u00e0o c\u0169ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n theo \u0111u\u1ed5i t\u1ed1 t\u1ee5ng th\u00ec s\u1ef1 gi\u00e1m s\u00e1t c\u1ee7a c\u01a1 quan qu\u1ea3n l\u00fd c\u00f3 vai tr\u00f2 r\u1ea5t l\u1edbn trong vi\u1ec7c \u0111\u1ea3m b\u1ea3o doanh nghi\u1ec7p tu\u00e2n th\u1ee7 c\u00e1c quy \u0111\u1ecbnh v\u1ec1 qu\u1ea3n tr\u1ecb c\u00f4ng ty \u0111\u1ea1i ch\u00fang, qua \u0111\u00f3 \u0111\u1ea3m b\u1ea3o s\u1ef1 minh b\u1ea1ch tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n.<\/p>\n

T\u1ea1i cu\u1ed9c h\u1ed9i th\u1ea3o l\u1ea5y \u00fd ki\u1ebfn s\u1eeda Lu\u1eadt Doanh nghi\u1ec7p do VCCI t\u1ed5 ch\u1ee9c g\u1ea7n \u0111\u00e2y, lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c nh\u1ea5n m\u1ea1nh r\u1eb1ng, c\u00f4ng ty \u0111\u1ea1i ch\u00fang ngo\u00e0i vi\u1ec7c tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p s\u1ebd ph\u1ea3i tu\u00e2n th\u1ee7 c\u00e1c quy \u0111\u1ecbnh chuy\u00ean ng\u00e0nh, trong \u0111\u00f3 c\u00f3 c\u00e1c quy \u0111\u1ecbnh v\u1ec1 qu\u1ea3n tr\u1ecb c\u00f4ng ty \u0111\u1ea1i ch\u00fang.<\/em><\/p>\n

B\u00f9i Trang<\/strong><\/p>\n

\n

\u0110\u1ea7u t\u01b0 Ch\u1ee9ng kho\u00e1n (Ph\u00e1p lu\u1eadt) 18-3-2019:<\/em><\/strong><\/p>\n

https:\/\/tinnhanhchungkhoan.vn\/phap-luat\/dieu-le-trai-luat-lieu-co-cham-dut-260338.html<\/em><\/a><\/p>\n

(61\/1.838)<\/em>","protected":false},"excerpt":{"rendered":"

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