{"id":32313,"date":"2011-04-15T09:44:25","date_gmt":"2011-04-15T02:44:25","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=32313"},"modified":"2022-07-07T09:47:09","modified_gmt":"2022-07-07T02:47:09","slug":"187-tu-1-7-phat-hanh-rieng-le-se-khong-con-tac-ve-phap-ly","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/187-tu-1-7-phat-hanh-rieng-le-se-khong-con-tac-ve-phap-ly\/","title":{"rendered":"187. T\u1eeb 1\/7, ph\u00e1t h\u00e0nh ri\u00eang l\u1ebb s\u1ebd kh\u00f4ng c\u00f2n t\u1eafc v\u1ec1 ph\u00e1p l\u00fd"},"content":{"rendered":"<strong>(\u0110TCK) &#8211; V\u1edbi n\u1ed9i dung c\u1ee7a d\u1ef1 th\u1ea3o Ngh\u1ecb \u0111\u1ecbnh h\u01b0\u1edbng d\u1eabn Lu\u1eadt Ch\u1ee9ng kho\u00e1n \u0111ang \u0111\u01b0\u1ee3c \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCK) l\u1ea5y \u00fd ki\u1ebfn c\u00e1c th\u00e0nh vi\u00ean th\u1ecb tr\u01b0\u1eddng, th\u00ec nh\u1eefng v\u01b0\u1edbng m\u1eafc v\u1ec1 ph\u00e1t h\u00e0nh ri\u00eang l\u1ebb \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i Ngh\u1ecb \u0111\u1ecbnh 01\/2010\/N\u0110-CP m\u00e0 nhi\u1ec1u DN \u0111ang ph\u1ea3i \u0111\u1ed1i m\u1eb7t s\u1ebd \u0111\u01b0\u1ee3c th\u00e1o g\u1ee1.<br \/>\n<\/strong><\/p>\n<table style=\"height: 99px\" width=\"469\">\n<tbody>\n<tr>\n<td><img loading=\"lazy\" decoding=\"async\" class=\"alignnone size-full wp-image-32314 img-fluid img-fluid\" src=\"https:\/\/anvilaw.com\/wp-content\/uploads\/2022\/07\/75-2.jpg\" alt=\"\" width=\"200\" height=\"168\" \/><\/td>\n<\/tr>\n<tr>\n<td><em>Theo n\u1ed9i dung d\u1ef1 th\u1ea3o Ngh\u1ecb \u0111\u1ecbnh, sau khi c\u00f3 Ngh\u1ecb quy\u1ebft c\u1ee7a \u0110HC\u0110 th\u00f4ng qua ph\u01b0\u01a1ng \u00e1n t\u0103ng v\u1ed1n, DN \u0111\u1ebfn S\u1edf KH&amp;\u0110T \u0111\u1ec3 l\u00e0m th\u1ee7 t\u1ee5c \u0111i\u1ec1u ch\u1ec9nh v\u1ed1n \u0111i\u1ec1u l\u1ec7 (\u1ea2nh: Ho\u00e0i Nam)<\/em><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<p>\u0110\u1ed1i t\u01b0\u1ee3ng \u0111i\u1ec1u ch\u1ec9nh c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh 01 l\u00e0 c\u00f4ng ty c\u1ed5 ph\u1ea7n v\u00e0 c\u00e1c DN chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty c\u1ed5 ph\u1ea7n, ngo\u1ea1i tr\u1eeb c\u00e1c DN 100% v\u1ed1n nh\u00e0 n\u01b0\u1edbc chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty c\u1ed5 ph\u1ea7n. Tr\u00ean th\u1ef1c t\u1ebf, vi\u1ec7c Ngh\u1ecb \u0111\u1ecbnh 01 &#8220;bao x\u00e2y&#8221; quy \u0111\u1ecbnh lu\u00f4n ho\u1ea1t \u0111\u1ed9ng ph\u00e1t h\u00e0nh t\u0103ng v\u1ed1n c\u1ee7a c\u00e1c c\u00f4ng ty ch\u01b0a ph\u1ea3i l\u00e0 c\u00f4ng ty \u0111\u1ea1i ch\u00fang (CT\u0110C) v\u1ed1n \u0111ang \u0111\u01b0\u1ee3c \u0111i\u1ec1u ch\u1ec9nh b\u1edfi Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 c\u00e1c v\u0103n b\u1ea3n h\u01b0\u1edbng d\u1eabn li\u00ean quan, \u0111\u00e3 khi\u1ebfn h\u00e0ng ng\u00e0n DN t\u1eafc khi ph\u00e1t h\u00e0nh t\u0103ng v\u1ed1n.<\/p>\n<p>M\u1ed9t DN t\u1ea1i TP. HCM sau khi ho\u00e0n th\u00e0nh \u0111\u0103ng k\u00fd t\u0103ng v\u1ed1n t\u1eeb 250 t\u1ef7 \u0111\u1ed3ng l\u00ean 260 t\u1ef7 \u0111\u1ed3ng b\u1eb1ng ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu cho nh\u00e2n vi\u00ean ch\u1ee7 ch\u1ed1t c\u1ee7a C\u00f4ng ty theo \u0111\u00fang c\u00e1c quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 c\u00e1c v\u0103n b\u1ea3n h\u01b0\u1edbng d\u1eabn li\u00ean quan, ng\u00e0y 28\/1\/2011, C\u00f4ng ty \u0111\u00e3 c\u00f3 c\u00f4ng v\u0103n g\u1eedi S\u1edf K\u1ebf ho\u1ea1ch v\u00e0 \u0110\u1ea7u t\u01b0 (KH&amp;\u0110T) TP. HCM \u0111\u1ec1 ngh\u1ecb x\u00e1c nh\u1eadn C\u00f4ng ty ch\u01b0a ph\u1ea3i l\u00e0 CT\u0110C \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c t\u0103ng v\u1ed1n tr\u00ean, \u0111\u1ec3 ho\u00e0n ch\u1ec9nh h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd CT\u0110C v\u1edbi \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCK). Th\u1ebf nh\u01b0ng, do quy \u0111\u1ecbnh thi\u1ebfu r\u00f5 r\u00e0ng c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh 01 n\u00ean \u0111\u00e3 x\u1ea3y ra t\u00ecnh tr\u1ea1ng chuy\u1ec1n &#8220;qu\u1ea3 b\u00f3ng tr\u00e1ch nhi\u1ec7m&#8221; gi\u1eefa S\u1edf KH&amp;\u0110T TP. HCM v\u00e0 UBCK.<\/p>\n<p>C\u1ee5 th\u1ec3, sau khi nh\u1eadn \u0111\u01b0\u1ee3c c\u00f4ng v\u0103n \u0111\u1ec1 ngh\u1ecb x\u00e1c nh\u1eadn C\u00f4ng ty ch\u01b0a ph\u1ea3i l\u00e0 CT\u0110C th\u1ef1c hi\u1ec7n t\u0103ng v\u1ed1n, S\u1edf KH&amp;\u0110T TP. HCM \u0111\u00e3 c\u00f3 c\u00f4ng v\u0103n ph\u00fac \u0111\u00e1p v\u1edbi n\u1ed9i dung: &#8220;Theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 22 Ngh\u1ecb \u0111\u1ecbnh 01 ng\u00e0y 4\/1\/2010 v\u1ec1 ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ri\u00eang l\u1ebb th\u00ec B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u00e0i ch\u00ednh c\u00f3 tr\u00e1ch nhi\u1ec7m h\u01b0\u1edbng d\u1eabn thi h\u00e0nh ngh\u1ecb \u0111\u1ecbnh n\u00e0y. Tuy nhi\u00ean, \u0111\u1ebfn th\u1eddi \u0111i\u1ec3m hi\u1ec7n nay, B\u1ed9 T\u00e0i ch\u00ednh v\u1eabn ch\u01b0a c\u00f3 v\u0103n b\u1ea3n h\u01b0\u1edbng d\u1eabn th\u1ef1c hi\u1ec7n, n\u00ean S\u1edf KH&amp;\u0110T TP. HCM ch\u01b0a c\u00f3 c\u0103n c\u1ee9 \u0111\u1ec3 gi\u1ea3i quy\u1ebft h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ri\u00eang l\u1ebb c\u1ee7a C\u00f4ng ty\u2026&#8221;.<\/p>\n<p>\u1ea4m \u1ee9c v\u1edbi c\u00e1ch gi\u1ea3i quy\u1ebft n\u00e0y, C\u00f4ng ty t\u00ecm \u0111\u1ebfn &#8220;c\u1eeda&#8221; UBCK, nh\u01b0ng k\u1ebft qu\u1ea3 h\u1ecd nh\u1eadn \u0111\u01b0\u1ee3c l\u00e0 &#8220;qu\u1ea3 b\u00f3ng tr\u00e1ch nhi\u1ec7m&#8221; l\u1ea1i \u0111\u01b0\u1ee3c chuy\u1ec1n v\u1ec1 S\u1edf KH&amp;\u0110T TP. HCM. C\u1ee5 th\u1ec3, trong v\u0103n b\u1ea3n tr\u1ea3 l\u1eddi C\u00f4ng ty c\u1ee7a C\u01a1 quan \u0111\u1ea1i di\u1ec7n UBCK t\u1ea1i TP. HCM n\u00eau: &#8220;C\u0103n c\u1ee9 v\u00e0o h\u1ed3 s\u01a1, C\u01a1 quan \u0111\u1ea1i di\u1ec7n UBCK t\u1ea1i TP. HCM nh\u1eadn th\u1ea5y C\u00f4ng ty \u0111\u00e3 th\u1ef1c hi\u1ec7n ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ri\u00eang l\u1ebb cho nh\u00e2n vi\u00ean ch\u1ee7 ch\u1ed1t v\u00e0o ng\u00e0y 1\/7\/2010. T\u1ea1i th\u1eddi \u0111i\u1ec3m n\u00e0y C\u00f4ng ty ch\u01b0a ph\u1ea3i l\u00e0 CT\u0110C, n\u00ean theo quy \u0111\u1ecbnh t\u1ea1i Ngh\u1ecb \u0111\u1ecbnh 01, c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ri\u00eang l\u1ebb c\u1ee7a C\u00f4ng ty l\u00e0 S\u1edf KH&amp;\u0110T. \u0110\u1ec3 ho\u00e0n t\u1ea5t th\u1ee7 t\u1ee5c \u0111\u0103ng k\u00fd CT\u0110C, C\u01a1 quan \u0111\u1ea1i di\u1ec7n UBCK t\u1ea1i TP. HCM \u0111\u1ec1 ngh\u1ecb C\u00f4ng ty b\u1ed5 sung v\u0103n b\u1ea3n x\u00e1c nh\u1eadn c\u1ee7a c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n \u0111\u1ed1i v\u1edbi ho\u1ea1t d\u1ed9ng ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ri\u00eang l\u1ebb c\u1ee7a C\u00f4ng ty trong n\u0103m 2010\u2026&#8221;.<\/p>\n<p>V\u00ec v\u01b0\u1edbng m\u1eafc nh\u01b0 v\u1eady, n\u00ean \u0111\u1ebfn th\u1eddi \u0111i\u1ec3m n\u00e0y, c\u1ea3 vi\u1ec7c x\u00e1c nh\u1eadn t\u0103ng v\u1ed1n t\u1eeb S\u1edf KH&amp;\u0110T TP. HCM l\u1eabn ho\u00e0n ch\u1ec9nh h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd CT\u0110C c\u1ee7a C\u00f4ng ty \u0111ang b\u1ecb &#8220;treo&#8221;.<\/p>\n<p>T\u1ea1i h\u1ed9i th\u1ea3o t\u00ecm h\u01b0\u1edbng g\u1ee1 t\u1eafc cho Ngh\u1ecb \u0111\u1ecbnh 01 do Ph\u00f2ng Th\u01b0\u01a1ng m\u1ea1i v\u00e0 C\u00f4ng nghi\u1ec7p Vi\u1ec7t Nam t\u1ed5 ch\u1ee9c c\u00e1ch \u0111\u00e2y kh\u00f4ng l\u00e2u, \u0111\u1ea1i di\u1ec7n c\u00e1c DN, c\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh, c\u00e1c lu\u1eadt s\u01b0\u2026 \u0111\u1ec1 ngh\u1ecb: ho\u1eb7c l\u00e0 b\u00e3i b\u1ecf Ngh\u1ecb \u0111\u1ecbnh 01; ho\u1eb7c l\u00e0 s\u1eeda v\u0103n b\u1ea3n n\u00e0y theo h\u01b0\u1edbng \u0111\u01b0a c\u00e1c DN ch\u01b0a ph\u1ea3i l\u00e0 CT\u0110C ra kh\u1ecfi \u0111\u1ed1i t\u01b0\u1ee3ng \u0111i\u1ec1u ch\u1ec9nh c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh 01, c\u00e1c DN n\u00e0y v\u1eabn th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c t\u0103ng v\u1ed1n t\u1ea1i S\u1edf KH&amp;\u0110T nh\u01b0 quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p c\u0169ng nh\u01b0 c\u00e1c v\u0103n b\u1ea3n h\u01b0\u1edbng d\u1eabn li\u00ean quan.<\/p>\n<p>Mong \u0111\u1ee3i tr\u00ean c\u1ee7a c\u1ed9ng \u0111\u1ed3ng DN c\u00f3 hy v\u1ecdng s\u1edbm tr\u1edf th\u00e0nh hi\u1ec7n th\u1ef1c khi trong d\u1ef1 th\u1ea3o Ngh\u1ecb \u0111\u1ecbnh h\u01b0\u1edbng d\u1eabn Lu\u1eadt Ch\u1ee9ng kho\u00e1n \u0111ang \u0111\u01b0\u1ee3c UBCK l\u1ea5y \u00fd ki\u1ebfn c\u00e1c th\u00e0nh vi\u00ean th\u1ecb tr\u01b0\u1eddng \u0111\u01b0a ra h\u01b0\u1edbng x\u1eed l\u00fd: Ngh\u1ecb \u0111\u1ecbnh n\u00e0y thay th\u1ebf Ngh\u1ecb \u0111\u1ecbnh 01. K\u00e8m theo \u0111\u00f3, d\u1ef1 th\u1ea3o Ngh\u1ecb \u0111\u1ecbnh ch\u1ec9 quy \u0111\u1ecbnh vi\u1ec7c ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ri\u00eang l\u1ebb c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh l\u00e0 CT\u0110C, c\u00f2n c\u00e1c DN kh\u00f4ng ph\u1ea3i l\u00e0 CT\u0110C \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 c\u00e1c quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/p>\n<p><em>Theo Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c, Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt ANVI, n\u1ebfu d\u1ef1 th\u1ea3o Ngh\u1ecb \u0111\u1ecbnh h\u01b0\u1edbng d\u1eabn Lu\u1eadt Ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c th\u00f4ng qua v\u1edbi h\u01b0\u1edbng x\u1eed l\u00fd nh\u01b0 tr\u00ean, th\u00ec c\u00e1c v\u01b0\u1edbng m\u1eafc v\u1ec1 ph\u00e1t h\u00e0nh ri\u00eang l\u1ebb c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh 01 s\u1ebd \u0111\u01b0\u1ee3c th\u00e1o g\u1ee1 t\u1eeb ng\u00e0y 1\/7 t\u1edbi. B\u1edfi l\u1ebd, Ngh\u1ecb \u0111\u1ecbnh h\u01b0\u1edbng d\u1eabn Lu\u1eadt Ch\u1ee9ng kho\u00e1n s\u1ebd \u0111\u1ed3ng th\u1eddi c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb th\u1eddi \u0111i\u1ec3m Lu\u1eadt Ch\u1ee9ng kho\u00e1n s\u1eeda \u0111\u1ed5i c\u00f3 hi\u1ec7u l\u1ef1c. Khi \u0111\u00f3, v\u1edbi nh\u1eefng DN ch\u01b0a ph\u1ea3i l\u00e0 CT\u0110C th\u00ec v\u1eabn th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c \u0111\u0103ng k\u00fd t\u0103ng v\u1ed1n qua S\u1edf K\u0110&amp;\u0110T n\u01a1i DN \u0111\u00f3ng tr\u1ee5 s\u1edf ho\u1ea1t \u0111\u1ed9ng nh\u01b0 tr\u01b0\u1edbc khi Ngh\u1ecb \u0111\u1ecbnh 01 c\u00f3 hi\u1ec7u l\u1ef1c. Ngh\u0129a l\u00e0, sau khi c\u00f3 Ngh\u1ecb quy\u1ebft c\u1ee7a \u0110HC\u0110 th\u00f4ng qua ph\u01b0\u01a1ng \u00e1n t\u0103ng v\u1ed1n, DN \u0111\u1ebfn S\u1edf KH&amp;\u0110T \u0111\u1ec3 l\u00e0m th\u1ee7 t\u1ee5c \u0111i\u1ec1u ch\u1ec9nh v\u1ed1n \u0111i\u1ec1u l\u1ec7. Sau khi th\u1ef1c hi\u1ec7n xong k\u1ebf ho\u1ea1ch t\u0103ng v\u1ed1n, DN b\u00e1o c\u00e1o k\u1ebft qu\u1ea3 v\u1edbi S\u1edf KH&amp;\u0110T.\u00a0\u00a0\u00a0 <\/em><\/p>\n<p><strong>H\u1eefu \u0110\u1ea1o<\/strong><\/p>\n<p>&#8212;&#8212;&#8212;&#8212;&#8212;&#8212;&#8212;&#8212;&#8212;&#8212;&#8212;&#8212;&#8212;&#8212;&#8212;&#8211;<\/p>\n<p><strong>\u0110\u1ea7u t\u01b0 Ch\u1ee9ng kho\u00e1n\u00a0 <\/strong><strong>15\/04\/2011<\/strong><\/p>\n<p><a href=\"http:\/\/tinnhanhchungkhoan.vn\/RC\/N\/CGBJCG\/tu-1-7-phat-hanh-rieng-le-se-khong-con-tac-ve-phap-ly.html\">http:\/\/tinnhanhchungkhoan.vn\/RC\/N\/CGBJCG\/tu-1-7-phat-hanh-rieng-le-se-khong-con-tac-ve-phap-ly.html<\/a>","protected":false},"excerpt":{"rendered":"<p>(\u0110TCK) &#8211; V\u1edbi n\u1ed9i dung c\u1ee7a d\u1ef1 th\u1ea3o Ngh\u1ecb \u0111\u1ecbnh h\u01b0\u1edbng d\u1eabn Lu\u1eadt Ch\u1ee9ng kho\u00e1n \u0111ang \u0111\u01b0\u1ee3c \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCK) l\u1ea5y \u00fd ki\u1ebfn c\u00e1c th\u00e0nh vi\u00ean th\u1ecb tr\u01b0\u1eddng, th\u00ec nh\u1eefng v\u01b0\u1edbng m\u1eafc v\u1ec1 ph\u00e1t h\u00e0nh ri\u00eang l\u1ebb \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i Ngh\u1ecb \u0111\u1ecbnh 01\/2010\/N\u0110-CP m\u00e0 nhi\u1ec1u DN \u0111ang ph\u1ea3i \u0111\u1ed1i m\u1eb7t [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":32314,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[17,26],"tags":[],"class_list":["post-32313","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-binh-luan-gop-y","category-legal-media"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.3 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>187. 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