{"id":3359,"date":"2022-01-11T17:13:29","date_gmt":"2022-01-11T10:13:29","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=3359"},"modified":"2022-01-27T16:24:16","modified_gmt":"2022-01-27T09:24:16","slug":"3-598-co-the-thu-hoi-chung-khoan-ong-trinh-van-quyet-da-ban-chui-tra-lai-tien-cho-nha-dau-tu","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/3-598-co-the-thu-hoi-chung-khoan-ong-trinh-van-quyet-da-ban-chui-tra-lai-tien-cho-nha-dau-tu\/","title":{"rendered":"3.598. C\u00f3 th\u1ec3 thu h\u1ed3i ch\u1ee9ng kho\u00e1n \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft \u0111\u00e3 ‘b\u00e1n chui’, tr\u1ea3 l\u1ea1i ti\u1ec1n cho nh\u00e0 \u0111\u1ea7u t\u01b0."},"content":{"rendered":"

(TT) – Trao \u0111\u1ed5i v\u1edbi Tu\u1ed5i Tr\u1ebb Online v\u1ec1 vi\u1ec7c \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft, ch\u1ee7 t\u1ecbch T\u1eadp \u0111o\u00e0n FLC, ‘b\u00e1n chui’ 74,8 tri\u1ec7u c\u1ed5 phi\u1ebfu, lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c cho r\u1eb1ng c\u00f3 th\u1ec3 thu h\u1ed3i ch\u1ee9ng kho\u00e1n \u0111\u00e3 ch\u00e0o b\u00e1n, ho\u00e0n tr\u1ea3 nh\u00e0 \u0111\u1ea7u t\u01b0 ti\u1ec1n mua ch\u1ee9ng kho\u00e1n, ti\u1ec1n c\u1ecdc.<\/em><\/h4>\n

\"\"<\/p>\n

\u00d4ng Tr\u1ecbnh V\u0103n Quy\u1ebft, ch\u1ee7 t\u1ecbch T\u1eadp \u0111o\u00e0n FLC – \u1ea2nh: B.N.<\/p>\n

Theo lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c, gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt TNHH ANVI, vi\u1ec7c ch\u1ee7 t\u1ecbch T\u1eadp \u0111o\u00e0n FLC th\u1ef1c hi\u1ec7n giao d\u1ecbch b\u00e1n 74,8 tri\u1ec7u c\u1ed5 phi\u1ebfu nh\u01b0ng kh\u00f4ng th\u1ef1c hi\u1ec7n c\u00f4ng b\u1ed1 th\u00f4ng tin sai ph\u1ea1m \u0111\u00e3 r\u1ea5t r\u00f5 r\u00e0ng.<\/em><\/p>\n

Theo quy \u0111\u1ecbnh t\u1ea1i ngh\u1ecb \u0111\u1ecbnh 156 n\u0103m 2020 c\u1ee7a Ch\u00ednh ph\u1ee7 v\u1ec1 x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n, c\u00e1 nh\u00e2n vi ph\u1ea1m c\u00f3 th\u1ec3 b\u1ecb x\u1eed ph\u1ea1t h\u00e0nh ch\u00ednh t\u1ed1i \u0111a 1,5 t\u1ec9 \u0111\u1ed3ng, \u0111\u00ecnh ch\u1ec9 giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u00f3 th\u1eddi h\u1ea1n t\u1eeb 1 th\u00e1ng \u0111\u1ebfn 12 th\u00e1ng.<\/em><\/p>\n

Quan tr\u1ecdng h\u01a1n, c\u00e1 nh\u00e2n vi ph\u1ea1m t\u00f9y theo t\u00ednh ch\u1ea5t, m\u1ee9c \u0111\u1ed9 vi ph\u1ea1m, t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n c\u00f3 h\u00e0nh vi vi ph\u1ea1m c\u00f3 th\u1ec3 \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p kh\u1eafc ph\u1ee5c h\u1eadu qu\u1ea3. Trong \u0111\u00f3, c\u00e1 nh\u00e2n vi ph\u1ea1m ph\u1ea3i thu h\u1ed3i ch\u1ee9ng kho\u00e1n \u0111\u00e3 ch\u00e0o b\u00e1n, ph\u00e1t h\u00e0nh, ho\u00e0n tr\u1ea3 cho nh\u00e0 \u0111\u1ea7u t\u01b0 ti\u1ec1n mua ch\u1ee9ng kho\u00e1n ho\u1eb7c ti\u1ec1n \u0111\u1eb7t c\u1ecdc (n\u1ebfu c\u00f3) c\u1ed9ng th\u00eam ti\u1ec1n l\u00e3i t\u00ednh theo l\u00e3i su\u1ea5t ghi tr\u00ean tr\u00e1i phi\u1ebfu ho\u1eb7c l\u00e3i su\u1ea5t ti\u1ec1n g\u1eedi kh\u00f4ng k\u1ef3 h\u1ea1n c\u1ee7a ng\u00e2n h\u00e0ng m\u00e0 t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n vi ph\u1ea1m m\u1edf t\u00e0i kho\u1ea3n thu ti\u1ec1n mua ch\u1ee9ng kho\u00e1n ho\u1eb7c ti\u1ec1n \u0111\u1eb7t c\u1ecdc.\u00a0<\/em><\/p>\n

C\u00e1 nh\u00e2n vi ph\u1ea1m c\u0169ng ph\u1ea3i n\u1ed9p l\u1ea1i s\u1ed1 l\u1ee3i b\u1ea5t h\u1ee3p ph\u00e1p ho\u1eb7c kho\u1ea3n thu tr\u00e1i lu\u1eadt c\u00f3 \u0111\u01b0\u1ee3c do th\u1ef1c hi\u1ec7n h\u00e0nh vi vi ph\u1ea1m, lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c nh\u1ea5n m\u1ea1nh.<\/em><\/p>\n

C\u00f2n theo lu\u1eadt s\u01b0 Nguy\u1ec5n Ti\u1ebfn L\u1eadp, \u0110o\u00e0n lu\u1eadt s\u01b0 TP H\u00e0 N\u1ed9i, v\u1ec1 nguy\u00ean t\u1eafc, c\u1ed5 phi\u1ebfu c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1ee7a m\u1ed9t doanh nghi\u1ec7p r\u1ea5t nh\u1ea1y c\u1ea3m, b\u1edfi h\u1ecd n\u1eafm \u0111\u01b0\u1ee3c th\u00f4ng tin c\u1ee7a doanh nghi\u1ec7p n\u00ean r\u1ea5t c\u00f3 th\u1ec3 d\u1eabn t\u1edbi h\u00e0nh vi b\u00e1n \u0111\u1ec3 tr\u1ee5c l\u1ee3i. V\u00ec th\u1ebf vi\u1ec7c b\u00e1n c\u1ed5 phi\u1ebfu c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, ban \u0111i\u1ec1u h\u00e0nh doanh nghi\u1ec7p theo quy \u0111\u1ecbnh lu\u00f4n \u0111i k\u00e8m v\u1edbi c\u00e1c \u0111i\u1ec1u ki\u1ec7n nh\u01b0 ph\u1ea3i \u0111\u0103ng k\u00fd v\u1edbi \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc, c\u00e1c s\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n.<\/p>\n

Vi\u1ec7c giao d\u1ecbch c\u1ed5 phi\u1ebfu c\u1ee7a th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, ban \u0111i\u1ec1u h\u00e0nh doanh nghi\u1ec7p \u0111\u1ea1i ch\u00fang b\u1ecb h\u1ea1n ch\u1ebf ch\u1ee9 kh\u00f4ng gi\u1ed1ng c\u1ed5 phi\u1ebfu do c\u00e1c c\u1ed5 \u0111\u00f4ng th\u00f4ng th\u01b0\u1eddng n\u1eafm gi\u1eef. Quy \u0111\u1ecbnh n\u00e0y nh\u1eb1m b\u1ea3o v\u1ec7 c\u00e1c c\u1ed5 \u0111\u00f4ng, nh\u00e0 \u0111\u1ea7u t\u01b0 nh\u1ecf l\u1ebb.\u00a0H\u01a1n n\u1eefa, c\u00e1c c\u00f4ng ty c\u1ed5 ph\u1ea7n, c\u00f4ng ty \u0111\u1ea1i ch\u00fang s\u1ed1 l\u01b0\u1ee3ng ch\u1ee7 s\u1edf h\u1eefu r\u1ea5t l\u1edbn, s\u1eed d\u1ee5ng v\u1ed1n \u0111\u1ea1i ch\u00fang \u0111\u1ec3 kinh doanh n\u00ean c\u00f4ng khai, minh b\u1ea1ch l\u00e0 nguy\u00ean t\u1eafc t\u1ed1i quan tr\u1ecdng, lu\u1eadt s\u01b0 Nguy\u1ec5n Ti\u1ebfn L\u1eadp ph\u00e2n t\u00edch.<\/p>\n

V\u00ec th\u1ebf, lu\u1eadt s\u01b0 Nguy\u1ec5n Ti\u1ebfn L\u1eadp cho r\u1eb1ng vi ph\u1ea1m c\u1ee7a ch\u1ee7 t\u1ecbch T\u1eadp \u0111o\u00e0n FLC kh\u00f4ng th\u1ec3 coi l\u00e0 vi ph\u1ea1m th\u1ee7 t\u1ee5c h\u00e0nh ch\u00ednh \u0111\u01a1n thu\u1ea7n \u0111\u01b0\u1ee3c. Vi ph\u1ea1m b\u00e1n c\u1ed5 phi\u1ebfu “chui” c\u1ee7a ch\u1ee7 t\u1ecbch FLC \u0111\u1ec3 l\u1ea1i h\u1eadu qu\u1ea3 v\u1eadt ch\u1ea5t n\u00ean l\u00fd do s\u01a1 su\u1ea5t kh\u00f4ng c\u00f4ng b\u1ed1 th\u00f4ng tin tr\u01b0\u1edbc khi ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu FLC r\u1ea5t kh\u00f3 ch\u1ea5p nh\u1eadn.<\/p>\n

Thi\u1ec7t h\u1ea1i \u0111\u00e3 x\u1ea3y ra r\u1ed3i, gi\u1edd FLC l\u00e0m th\u1ee7 t\u1ee5c th\u00f4ng b\u00e1o c\u0169ng kh\u00f4ng kh\u1eafc ph\u1ee5c \u0111\u01b0\u1ee3c thi\u1ec7t h\u1ea1i \u0111\u00e3 x\u1ea3y ra. Vi ph\u1ea1m b\u00e1n “chui” c\u1ed5 phi\u1ebfu FLC c\u1ea7n c\u0103n c\u1ee9 quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt doanh nghi\u1ec7p, \u0111i\u1ec1u l\u1ec7 c\u1ee7a T\u1eadp \u0111o\u00e0n FLC \u0111\u1ec3 x\u1eed l\u00fd.<\/p>\n

C\u00f2n v\u1ec1 nguy\u00ean t\u1eafc c\u1ed5 \u0111\u00f4ng n\u1eafm gi\u1eef c\u1ed5 phi\u1ebfu, FLC c\u00f3 quy\u1ec1n kh\u1edfi ki\u1ec7n, y\u00eau c\u1ea7u b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i trong tr\u01b0\u1eddng h\u1ee3p c\u00e1c th\u00e0nh vi\u00ean trong ban \u0111i\u1ec1u h\u00e0nh t\u1eadp \u0111o\u00e0n thi\u1ebfu tr\u00e1ch nhi\u1ec7m, g\u00e2y thi\u1ec7t h\u1ea1i cho c\u00e1c c\u1ed5 \u0111\u00f4ng n\u1eafm gi\u1eef c\u1ed5 phi\u1ebfu, lu\u1eadt s\u01b0 Nguy\u1ec5n Ti\u1ebfn L\u1eadp kh\u1eb3ng \u0111\u1ecbnh.<\/p>\n

Tr\u01b0\u1edbc \u0111\u00f3, trong \u0111\u01a1n gi\u1ea3i tr\u00ecnh g\u1eedi t\u1edbi \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc, S\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n TP.HCM, \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft – ch\u1ee7 t\u1ecbch T\u1eadp \u0111o\u00e0n FLC – cho hay v\u1ee5 vi\u1ec7c ‘b\u00e1n chui’ c\u1ed5 phi\u1ebfu FLC \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n trong th\u1eddi gian \u00f4ng \u0111ang \u0111i c\u00f4ng t\u00e1c.<\/p>\n

Tr\u01b0\u1edbc khi \u0111i c\u00f4ng t\u00e1c, \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft c\u00f3 giao cho b\u1ed9 ph\u1eadn th\u01b0 k\u00fd g\u1eedi th\u00f4ng b\u00e1o \u0111\u0103ng k\u00fd giao d\u1ecbch b\u00e1n 175 tri\u1ec7u c\u1ed5 phi\u1ebfu t\u1eeb ng\u00e0y 10-1 \u0111\u1ebfn ng\u00e0y 17-1 cho b\u1ed9 ph\u1eadn ph\u1ee5 tr\u00e1ch c\u00f4ng b\u1ed1 th\u00f4ng tin c\u1ee7a C\u00f4ng ty CP T\u1eadp \u0111o\u00e0n FLC. Nh\u01b0ng do b\u1ed9 ph\u1eadn th\u01b0 k\u00fd s\u01a1 su\u1ea5t trong qu\u00e1 tr\u00ecnh x\u1eed l\u00fd c\u00f4ng vi\u1ec7c n\u00ean \u0111\u00e3 qu\u00ean kh\u00f4ng g\u1eedi th\u00f4ng b\u00e1o \u0111\u0103ng k\u00fd giao d\u1ecbch c\u1ed5 phi\u1ebfu FLC do \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft s\u1edf h\u1eefu \u0111\u00fang quy \u0111\u1ecbnh.<\/p>\n

B.NG\u1eccC<\/p>\n

—————–<\/p>\n

Tu\u1ed5i tr\u1ebb 11-02-2022 (296\/838):<\/em><\/p>\n

https:\/\/tuoitre.vn\/co-the-thu-hoi-chung-khoan-ong-trinh-van-quyet-da-ban-chui-tra-lai-tien-cho-nha-dau-tu-20220111114931645.htm<\/a><\/em><\/p>\n

(296\/838)<\/em><\/p>\n

\u00a0<\/em><\/p>\n

 <\/p>\n

 ","protected":false},"excerpt":{"rendered":"

(TT) – Trao \u0111\u1ed5i v\u1edbi Tu\u1ed5i Tr\u1ebb Online v\u1ec1 vi\u1ec7c \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft, ch\u1ee7 t\u1ecbch T\u1eadp \u0111o\u00e0n FLC, ‘b\u00e1n chui’ 74,8 tri\u1ec7u c\u1ed5 phi\u1ebfu, lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c cho r\u1eb1ng c\u00f3 th\u1ec3 thu h\u1ed3i ch\u1ee9ng kho\u00e1n \u0111\u00e3 ch\u00e0o b\u00e1n, ho\u00e0n tr\u1ea3 nh\u00e0 \u0111\u1ea7u t\u01b0 ti\u1ec1n mua ch\u1ee9ng kho\u00e1n, ti\u1ec1n c\u1ecdc. \u00d4ng Tr\u1ecbnh V\u0103n […]<\/p>\n","protected":false},"author":1,"featured_media":3360,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[27,26],"tags":[],"class_list":["post-3359","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-interviews","category-legal-media"],"acf":[],"yoast_head":"\n3.598. 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