{"id":33860,"date":"2022-08-30T18:37:20","date_gmt":"2022-08-30T11:37:20","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=33860"},"modified":"2025-01-20T10:36:40","modified_gmt":"2025-01-20T03:36:40","slug":"3-854-vu-nang-khong-co-phieu-ros-vai-tro-giam-sat-co-long-leo","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/3-853-vu-nang-khong-co-phieu-ros-vai-tro-giam-sat-co-long-leo\/","title":{"rendered":"3.853. V\u1ee5 n\u00e2ng kh\u1ed1ng c\u1ed5 phi\u1ebfu ROS: Vai tr\u00f2 gi\u00e1m s\u00e1t c\u00f3 l\u1ecfng l\u1ebbo?"},"content":{"rendered":"

V\u1ee5 n\u00e2ng kh\u1ed1ng c\u1ed5 phi\u1ebfu ROS: Vai tr\u00f2 gi\u00e1m s\u00e1t c\u00f3 l\u1ecfng l\u1ebbo?<\/span><\/h4>\n
(BN) \u2013 Qua v\u1ee5 t\u0103ng v\u1ed1n kh\u1ed1ng cho FLC Faros, nhi\u1ec1u chuy\u00ean gia r\u1eb1ng vai tr\u00f2 gi\u00e1m s\u00e1t c\u1ee7a c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd v\u1eabn c\u00f2n l\u1ecfng l\u1ebbo khi \u0111\u1ec3 “con voi chui l\u1ecdt l\u1ed7 kim”.<\/h5>\n

M\u1edbi \u0111\u00e2y c\u01a1 quan \u0111i\u1ec1u tra kh\u1edfi t\u1ed1 b\u1ed5 sung b\u1ecb can Tr\u1ecbnh V\u0103n Quy\u1ebft v\u1ec1 t\u1ed9i “L\u1eeba \u0111\u1ea3o chi\u1ebfm \u0111o\u1ea1t t\u00e0i s\u1ea3n” v\u1edbi vi\u1ec7c t\u0103ng v\u1ed1n kh\u1ed1ng cho C\u00f4ng ty c\u1ed5 ph\u1ea7n X\u00e2y d\u1ef1ng\u00a0FLC\u00a0Faros (m\u00e3 ch\u1ee9ng kho\u00e1n: ROS) v\u00e0 \u0111\u01b0a h\u00e0ng tr\u0103m tri\u1ec7u c\u1ed5 phi\u1ebfu l\u00ean s\u00e0n chi\u1ebfm l\u1ee3i 6.400 t\u1ef7 \u0111\u1ed3ng.<\/p>\n

T\u1eeb v\u1ee5 vi\u1ec7c tr\u00ean, nhi\u1ec1u chuy\u00ean gia r\u1eb1ng vai tr\u00f2 gi\u00e1m s\u00e1t c\u1ee7a c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd v\u1eabn c\u00f2n l\u1ecfng l\u1ebbo khi \u0111\u1ec3 “con voi chui l\u1ecdt l\u1ed7 kim”.<\/p>\n

\u0110\u1ec3 t\u00ecm hi\u1ec3u r\u00f5 h\u01a1n, TTXVN tr\u00edch d\u1eabn \u00fd ki\u1ebfn c\u1ee7a m\u1ed9t s\u1ed1 lu\u1eadt s\u01b0, chuy\u00ean gia\u00a0v\u1ec1 v\u1ee5 vi\u1ec7c tr\u00ean.<\/p>\n

\"V\u1ee5

\u00d4ng\u00a0Tr\u1ecbnh V\u0103n Quy\u1ebft. \u1ea2nh: TTXVN\/ph\u00e1t<\/p><\/div>\n

*Lu\u1eadt s\u01b0 Nguy\u1ec5n Thanh H\u00e0, Ch\u1ee7 t\u1ecbch C\u00f4ng ty lu\u1eadt SBLAW: C\u01a1 quan qu\u1ea3n l\u00fd ch\u01b0a h\u00e0nh \u0111\u1ed9ng k\u1ecbp th\u1eddi<\/strong>\u00a0<\/strong><\/h5>\n

T\u1eeb n\u0103m 2014 \u0111\u1ebfn 2016, \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft c\u00f9ng 3 b\u1ecb can kh\u00e1c “th\u1ed5i” v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a C\u00f4ng ty c\u1ed5 ph\u1ea7n X\u00e2y d\u1ef1ng FLC Faros t\u1eeb 1,5 t\u1ef7 \u0111\u1ed3ng l\u00ean t\u1eadn 4.300 t\u1ef7 \u0111\u1ed3ng, t\u01b0\u01a1ng \u1ee9ng v\u1edbi 430 tri\u1ec7u c\u1ed5 ph\u1ea7n, tr\u01b0\u1edbc khi ni\u00eam y\u1ebft tr\u00ean s\u00e0n ch\u1ee9ng kho\u00e1n.<\/p>\n

\u00d4ng Quy\u1ebft v\u00e0 nh\u1eefng ng\u01b0\u1eddi li\u00ean quan th\u00e0nh l\u1eadp 20 c\u00f4ng ty; s\u1eed d\u1ee5ng CMND c\u1ee7a 25 ng\u01b0\u1eddi th\u00e2n \u0111\u1ec3 m\u1edf 450 t\u00e0i kho\u1ea3n ch\u1ee9ng kho\u00e1n \u0111\u1ee9ng t\u00ean m\u00ecnh, nh\u1eb1m \u0111\u1ea9y gi\u00e1 c\u00e1c m\u00e3 ch\u1ee9ng kho\u00e1n FLC, ROS, ART, HAI, AMD, GAB. Khi FLC Faros ni\u00eam y\u1ebft gi\u00e1 c\u1ed5 phi\u1ebfu, \u00f4ng Quy\u1ebft c\u00f9ng c\u00e1c \u0111\u1ed3ng ph\u1ea1m b\u00e1n c\u1ed5 phi\u1ebfu, chi\u1ebfm \u0111o\u1ea1t ti\u1ec1n c\u1ee7a ng\u01b0\u1eddi mua, thu \u0111\u01b0\u1ee3c h\u01a1n 6.400 t\u1ef7 \u0111\u1ed3ng.
\nCh\u00ednh v\u00ec v\u1eady, ng\u00e0y 25\/8, C\u01a1 quan c\u1ea3nh s\u00e1t \u0111i\u1ec1u tra (C01) B\u1ed9 C\u00f4ng an \u0111\u00e3 ra quy\u1ebft \u0111\u1ecbnh kh\u1edfi t\u1ed1 b\u1ed5 sung \u0111\u1ec3 \u0111i\u1ec1u tra v\u1ec1 t\u1ed9i “l\u1eeba \u0111\u1ea3o chi\u1ebfm \u0111o\u1ea1t t\u00e0i s\u1ea3n” \u0111\u1ed1i v\u1edbi b\u1ecb can Tr\u1ecbnh V\u0103n Quy\u1ebft, c\u1ef1u Ch\u1ee7 t\u1ecbch T\u1eadp \u0111o\u00e0n FLC v\u00e0 c\u00e1c c\u00e1 nh\u00e2n kh\u00e1c li\u00ean quan.
\nTheo Kho\u1ea3n 4, \u0110i\u1ec1u 174, B\u1ed9 lu\u1eadt H\u00ecnh s\u1ef1 2015 (\u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung n\u0103m 2017) quy \u0111\u1ecbnh t\u1ed9i l\u1eeba \u0111\u1ea3o chi\u1ebfm \u0111o\u1ea1t t\u00e0i s\u1ea3n nh\u01b0 sau: “Ph\u1ea1m t\u1ed9i thu\u1ed9c m\u1ed9t trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y, th\u00ec b\u1ecb ph\u1ea1t t\u00f9 t\u1eeb 12 n\u0103m \u0111\u1ebfn 20 n\u0103m ho\u1eb7c t\u00f9 chung th\u00e2n: a) Chi\u1ebfm \u0111o\u1ea1t t\u00e0i s\u1ea3n tr\u1ecb gi\u00e1 500.000.000 \u0111\u1ed3ng tr\u1edf l\u00ean; c) L\u1ee3i d\u1ee5ng ho\u00e0n c\u1ea3nh chi\u1ebfn tranh, t\u00ecnh tr\u1ea1ng kh\u1ea9n c\u1ea5p”. V\u1edbi t\u1ed5ng s\u1ed1 ti\u1ec1n b\u1ecb chi\u1ebfm \u0111o\u1ea1t tr\u00ean, \u00f4ng Quy\u1ebft v\u00e0 c\u00e1c b\u1ecb can c\u00f3 th\u1ec3 s\u1ebd ph\u1ea3i \u0111\u1ed1i di\u1ec7n v\u1edbi m\u1ee9c \u00e1n ph\u1ea1t t\u00f9 12 t\u1edbi 20 n\u0103m ho\u1eb7c ph\u1ea1t t\u00f9 chung th\u00e2n.
\nT\u1eeb v\u1ee5 vi\u1ec7c tr\u00ean, nhi\u1ec1u ng\u01b0\u1eddi cho r\u1eb1ng vai tr\u00f2 c\u1ee7a c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd \u1edf \u0111\u00e2u? Thi\u1ebft ngh\u0129, \u1edf v\u1ee5 vi\u1ec7c tr\u00ean c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd ch\u01b0a h\u00e0nh \u0111\u1ed9ng k\u1ecbp th\u1eddi \u0111\u1ec3 b\u1ea3o v\u1ec7 quy\u1ec1n l\u1ee3i, t\u1ed5n th\u1ea5t cho ng\u01b0\u1eddi mua c\u1ed5 phi\u1ebfu. Hai c\u01a1 quan c\u00f3 tr\u00e1ch nhi\u1ec7m gi\u00e1m s\u00e1t, ki\u1ec3m tra s\u00e0n ch\u1ee9ng kho\u00e1n l\u00e0 Trung t\u00e2m l\u01b0u k\u00fd B\u1ed9 T\u00e0i ch\u00ednh v\u00e0 \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc. Nh\u1eadn th\u1ea5y gi\u00e1 c\u1ed5 phi\u1ebfu l\u1edbn m\u1ea1nh b\u1ea5t th\u01b0\u1eddng, c\u00e1c c\u01a1 quan \u0111\u00e1ng l\u1ebd ra ph\u1ea3i c\u00f3 tr\u00e1ch nhi\u1ec7m ng\u0103n ch\u1eb7n, x\u1eed l\u00fd.<\/p>\n

Ngo\u00e0i ra, do \u00f4ng Quy\u1ebft c\u00f9ng c\u00e1c \u0111\u1ed3ng ph\u1ea1m t\u1ea1o ra nhi\u1ec1u t\u00e0i kho\u1ea3n ch\u1ee9ng kho\u00e1n gi\u1ea3 \u0111\u1ec3 “th\u1ed5i” gi\u00e1 c\u1ed5 phi\u1ebfu, c\u00e1c c\u01a1 quan \u0111\u00e1ng l\u1ebd ra c\u0169ng ph\u1ea3i ki\u1ec3m tra ho\u1ea1t \u0111\u1ed9ng, h\u00e0nh vi b\u1ea5t th\u01b0\u1eddng c\u1ee7a nh\u1eefng t\u00e0i kho\u1ea3n n\u00e0y; x\u00e1c th\u1ef1c ch\u1ee7 s\u1edf h\u1eefu c\u1ee7a t\u00e0i kho\u1ea3n, ng\u0103n ch\u1eb7n doanh nghi\u1ec7p kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty \u0111\u1ea1i ch\u00fang tham gia ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p.<\/p>\n

Nay v\u1ee5 vi\u1ec7c \u0111\u00e3 di\u1ec5n ra r\u1ed3i, ng\u01b0\u1eddi mua c\u1ed5 phi\u1ebfu \u0111\u00e3 ph\u1ea3i ch\u1ecbu t\u1ed5n th\u1ea5t, c\u00e1c c\u01a1 quan n\u00e0y c\u00f3 tr\u00e1ch nhi\u1ec7m ph\u1ed1i h\u1ee3p v\u1edbi C\u01a1 quan c\u1ea3nh s\u00e1t \u0111i\u1ec1u tra B\u1ed9 C\u00f4ng an \u0111\u1ec3 \u0111i\u1ec1u tra, x\u00e9t x\u1eed c\u00e1c b\u1ecb can; t\u1ea1m d\u1eebng c\u00e1c ho\u1ea1t \u0111\u1ed9ng chuy\u1ec3n nh\u01b0\u1ee3ng, mua, b\u00e1n c\u1ed5 phi\u1ebfu v\u1edbi t\u00e0i s\u1ea3n c\u1ee7a c\u00e1c b\u1ecb can; \u0111i\u1ec1u tra, xem x\u00e9t thi\u1ec7t h\u1ea1i g\u00e2y ra \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi mua c\u1ed5 phi\u1ebfu. B\u1ed9 C\u00f4ng an c\u0169ng \u0111ang trong qu\u00e1 tr\u00ecnh \u0111\u1ec1 ngh\u1ecb ng\u00e2n h\u00e0ng cung c\u1ea5p h\u1ed3 s\u01a1, th\u00f4ng tin t\u00e0i kho\u1ea3n, s\u1ed1 ti\u1ec1n vay, ti\u1ebft ki\u1ec7m\u2026 c\u1ee7a c\u00e1c b\u1ecb c\u00e1o.
\nT\u1eeb s\u1ef1 vi\u1ec7c tr\u00ean, thi\u1ebft ngh\u0129, c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd c\u1ea7n th\u1ef1c hi\u1ec7n gi\u00e1m s\u00e1t, ki\u1ec3m tra ho\u1ea1t \u0111\u1ed9ng ch\u1ee9ng kho\u00e1n nghi\u00eam ng\u1eb7t h\u01a1n; kh\u00f4ng cho ph\u00e9p m\u1ed9t doanh nghi\u1ec7p, c\u00e1 nh\u00e2n t\u1ea1o ra nhi\u1ec1u t\u00e0i kho\u1ea3n ch\u1ee9ng kho\u00e1n kh\u00e1c nhau; x\u00e1c th\u1ef1c gi\u1ea5y t\u1edd t\u00f9y th\u00e2n c\u00e1 nh\u00e2n nh\u1eb1m tr\u00e1nh tr\u01b0\u1eddng h\u1ee3p gi\u1ea3 m\u1ea1o gi\u1ea5y t\u1edd \u0111\u1ec3 l\u1eadp t\u00e0i kho\u1ea3n ch\u1ee9ng kho\u00e1n nh\u01b0 tr\u00ean; ng\u0103n ch\u1eb7n c\u00e1c doanh nghi\u1ec7p kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty \u0111\u1ea1i ch\u00fang tham gia ho\u1ea1t \u0111\u1ed9ng ch\u1ee9ng kho\u00e1n.
\nNgo\u00e0i ra, \u0111\u1ed1i v\u1edbi c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0, doanh nghi\u1ec7p, c\u00e1 nh\u00e2n khi mua ch\u1ee9ng kho\u00e1n c\u0169ng c\u1ea7n \u0111\u1ec1 cao c\u1ea3nh gi\u00e1c. Kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ea5y gi\u00e1 c\u1ed5 phi\u1ebfu “th\u1ed5i” m\u1ea1nh m\u00e0 ch\u1ea1y theo \u0111\u00e1m \u0111\u00f4ng; lu\u00f4n nghi\u00ean c\u1ee9u th\u1ecb tr\u01b0\u1eddng, theo s\u00e1t l\u1eddi khuy\u00ean, c\u1ea3nh b\u00e1o c\u1ee7a c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd; kh\u00f4ng b\u1ecb ng\u01b0\u1eddi quen d\u1ee5 d\u1ed7, ch\u00e0o m\u1eddi m\u00e0 ch\u01b0a c\u00f3 s\u1ef1 hi\u1ec3u bi\u1ebft; c\u00f3 k\u1ebf ho\u1ea1ch \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n l\u00e2u d\u00e0i, danh m\u1ee5c \u0111\u1ea7u t\u01b0 \u0111a d\u1ea1ng gi\u00fap gi\u1ea3m thi\u1ec3u r\u1ee7i ro.<\/p>\n

*PGS.TS \u0110inh Tr\u1ecdng Th\u1ecbnh, Gi\u1ea3ng vi\u00ean Cao c\u1ea5p H\u1ecdc vi\u1ec7n T\u00e0i ch\u00ednh: C\u1ea7n th\u00eam t\u1ed5 ch\u1ee9c gi\u00e1m s\u00e1t, b\u1ea3o v\u1ec7 quy\u1ec1n l\u1ee3i nh\u00e0 \u0111\u1ea7u t\u01b0<\/strong>\u00a0<\/strong><\/h5>\n

Qua s\u1ef1 vi\u1ec7c n\u00e2ng kh\u1ed1ng c\u1ed5 phi\u1ebfu ROS, c\u00f3 2 kh\u00eda c\u1ea1nh c\u1ea7n b\u00e0n t\u1edbi: Th\u1ee9 nh\u1ea5t, n\u1ebfu vi\u1ec7c n\u00e2ng kh\u1ed1ng c\u1ed5 phi\u1ebfu x\u1ea3y ra tr\u01b0\u1edbc khi l\u00ean s\u00e0n ch\u1ee9ng kho\u00e1n th\u00ec tr\u00e1ch nhi\u1ec7m l\u1edbn thu\u1ed9c v\u1ec1 c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd, \u0111\u1eb7c bi\u1ec7t l\u00e0 S\u1edf K\u1ebf ho\u1ea1ch v\u00e0 \u0110\u1ea7u t\u01b0, \u0111\u01a1n v\u1ecb c\u1ea5p ph\u00e9p cho doanh nghi\u1ec7p.<\/p>\n

B\u1edfi trong quy \u0111\u1ecbnh v\u1ec1 \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p c\u00f3 m\u1ed9t kho\u1ea3ng th\u1eddi gian nh\u1ea5t \u0111\u1ecbnh sau khi \u0111\u0103ng k\u00fd v\u1ed1n ph\u00e1p \u0111\u1ecbnh, doanh nghi\u1ec7p m\u1edbi ph\u1ea3i ch\u1ee9ng minh \u0111\u00e3 n\u1ed9p \u0111\u1ee7 ti\u1ec1n \u0111\u1ec3 h\u00ecnh th\u00e0nh n\u00ean doanh nghi\u1ec7p. Do \u0111\u00f3, trong kho\u1ea3ng th\u1eddi gian n\u00e0y, doanh nghi\u1ec7p c\u00f3 th\u1ec3 “n\u00f3i” v\u1ed1n ph\u00e1p \u0111\u1ecbnh l\u00e0 bao nhi\u00eau c\u0169ng kh\u00f3 ki\u1ec3m ch\u1ee9ng. \u0110\u00e3 t\u1eebng x\u1ea3y ra t\u00ecnh tr\u1ea1ng doanh nghi\u1ec7p \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp v\u1edbi v\u1ed1n h\u00e0ng t\u1ef7 USD nh\u01b0ng r\u1ed3i kh\u00f4ng g\u00f3p \u0111\u01b0\u1ee3c nh\u01b0 \u0111\u0103ng k\u00fd.
\nTh\u1ee9 hai, n\u1ebfu vi\u1ec7c t\u0103ng gi\u00e1 c\u1ed5 phi\u1ebfu th\u1ef1c hi\u1ec7n khi doanh nghi\u1ec7p \u0111\u00e3 ni\u00eam y\u1ebft tr\u00ean s\u00e0n ch\u1ee9ng kho\u00e1n th\u00ec tr\u00e1ch nhi\u1ec7m qu\u1ea3n l\u00fd gi\u00e1m s\u00e1t vi\u1ec7c t\u0103ng gi\u00e1 c\u1ed5 phi\u1ebfu n\u00e0y l\u1ea1i n\u1eb1m trong tay c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n v\u00e0 \u1ee6y ban ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc. Th\u1ef1c t\u1ebf, doanh nghi\u1ec7p mu\u1ed1n t\u0103ng gi\u00e1 tr\u1ecb c\u1ed5 phi\u1ebfu ph\u1ea3i c\u00f3 \u0111\u0103ng k\u00fd v\u1edbi c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd. Theo l\u1ebd th\u01b0\u1eddng, khi gi\u00e1 c\u1ed5 phi\u1ebfu t\u0103ng \u0111\u1ed9t bi\u1ebfn ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u1eb7t trong v\u00f2ng ki\u1ec3m so\u00e1t v\u00e0 nghi ng\u1edd c\u1ee7a c\u01a1 quan qu\u1ea3n l\u00fd. Nh\u01b0ng trong tr\u01b0\u1eddng h\u1ee3p n\u00e0y, d\u01b0\u1eddng nh\u01b0 \u0111\u00e3 c\u00f3 s\u1ef1 bu\u00f4ng l\u1ecfng qu\u1ea3n l\u00fd.
\n\u0110\u1ec3 ng\u0103n ch\u1eb7n c\u00e1c v\u1ee5 t\u01b0\u01a1ng t\u1ef1, c\u1ea7n c\u00f3 s\u1ef1 qu\u1ea3n l\u00fd, gi\u00e1m s\u00e1t v\u00e0 nh\u1eefng quy \u0111\u1ecbnh v\u1ec1 ph\u00e1p l\u00fd ch\u1eb7t ch\u1ebd h\u01a1n. Nh\u00e0 n\u01b0\u1edbc cho doanh nghi\u1ec7p quy\u1ec1n k\u00ea khai \u0111\u0103ng k\u00fd, n\u1ed9p \u0111\u1ee7 v\u1ed1n ph\u00e1p \u0111\u1ecbnh \u0111\u0103ng k\u00fd sau m\u1ed9t kho\u1ea3ng th\u1eddi gian nh\u1ea5t \u0111\u1ecbnh. Nh\u01b0ng c\u1ea7n ph\u1ea3i ki\u1ec3m tra gi\u00e1m s\u00e1t vi\u1ec7c th\u1ef1c hi\u1ec7n v\u1ed1n n\u00e0y c\u1ee7a doanh nghi\u1ec7p \u0111\u1ec3 tr\u00e1nh hi\u1ec7n t\u01b0\u1ee3ng \u0111\u0103ng k\u00fd v\u1ed1n \u00e0o \u00e0o, b\u1eeba b\u00e3i.
\nM\u1eb7t kh\u00e1c, tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n c\u0169ng c\u1ea7n tr\u00e1ch nhi\u1ec7m gi\u00e1m s\u00e1t cao h\u01a1n t\u1eeb c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd \u0111\u1ec3 c\u00e1c doanh nghi\u1ec7p c\u00f3 thay \u0111\u1ed5i \u0111\u1ed9t bi\u1ebfn v\u1ec1 v\u1ed1n, t\u00e0i s\u1ea3n th\u00ec c\u00e1c c\u01a1 quan n\u00e0y v\u1eabn ph\u1ea3i qu\u1ea3n l\u00fd \u0111\u01b0\u1ee3c m\u1ed9t c\u00e1ch \u0111\u1ea7y \u0111\u1ee7, nghi\u00eam t\u00fac.<\/p>\n

C\u1ed5 phi\u1ebfu ROS b\u1ecb h\u1ee7y ni\u00eam y\u1ebft. \u1ea2nh: FLCFaros<\/em><\/h6>\n

Ngo\u00e0i ra, c\u0169ng c\u1ea7n c\u00f3 c\u00e1c quy \u0111\u1ecbnh v\u1ec1 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u1ea7y \u0111\u1ee7 v\u00e0 ch\u1eb7t ch\u1ebd, h\u00ecnh th\u00e0nh c\u00e1c t\u1ed5 ch\u1ee9c, hi\u1ec7p h\u1ed9i c\u1ee7a c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0, c\u00f3 ch\u1ee9c n\u0103ng ki\u1ec3m tra gi\u00e1m s\u00e1t ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p ni\u00eam y\u1ebft. Th\u1ef1c t\u1ebf trong giai \u0111o\u1ea1n c\u1ed5 phi\u1ebfu ROS c\u00f3 nhi\u1ec1u \u0111i\u1ec1u ch\u1ec9nh t\u0103ng n\u00f3ng, kh\u00f4ng \u00edt nh\u00e0 \u0111\u1ea7u t\u01b0 t\u1ecf ra nghi ng\u1edd nh\u01b0ng c\u0169ng kh\u00f4ng th\u1ec3 t\u1ef1 ki\u1ec3m ch\u1ee9ng hay \u0111i\u1ec1u tra v\u00e0 c\u0169ng kh\u00f4ng c\u00f3 ai \u0111\u1ee9ng ra gi\u00e1m s\u00e1t v\u00e0 ki\u1ec3m tra.
\nV\u1ec1 ph\u00eda nh\u00e0 \u0111\u1ea7u t\u01b0, khi b\u1ecf ti\u1ec1n v\u00e0o \u0111\u1ea7u t\u01b0 c\u1ea7n t\u1ec9nh t\u00e1o, lu\u00f4n nghi\u00ean c\u1ee9u th\u1ecb tr\u01b0\u1eddng, c\u00f3 c\u00e1ch th\u1ee9c n\u1eafm \u0111\u01b0\u1ee3c ho\u1ea1t \u0111\u1ed9ng doanh nghi\u1ec7p, theo s\u00e1t l\u1eddi khuy\u00ean, c\u1ea3nh b\u00e1o c\u1ee7a c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd, tr\u00e1nh t\u00e2m l\u00fd ch\u1ea1y theo \u0111\u00e1m \u0111\u00f4ng…<\/p>\n

*Lu\u1eadt s\u01b0<\/span><\/a> Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c<\/a>, Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt<\/a> ANVI<\/a>: Tr\u00e1ch nhi\u1ec7m gi\u00e1m s\u00e1t c\u00f2n l\u1ecfng<\/em><\/strong>\u00a0<\/em><\/strong><\/h5>\n

V\u1ec1 lu\u1eadt ph\u00e1p v\u00e0 c\u00e1c c\u01a1 ch\u1ebf ch\u00ednh s\u00e1ch li\u00ean quan hi\u1ec7n kh\u00e1 \u0111\u1ea7y \u0111\u1ee7 v\u00e0 ch\u1eb7t ch\u1ebd tuy nhi\u00ean n\u1ebfu \u0111\u1ed1i t\u01b0\u1ee3ng c\u1ed1 t\u00ecnh ph\u1ea1m ph\u00e1p th\u00ec v\u1eabn kh\u00f3 tr\u00e1nh kh\u1ecfi.
\nTuy nhi\u00ean n\u1ebfu nh\u00ecn t\u1eeb kh\u00eda c\u1ea1nh t\u0103ng v\u1ed1n th\u00ec v\u1eabn c\u00f2n v\u1ea5n \u0111\u1ec1 trong kh\u00e2u th\u1ea9m \u0111\u1ecbnh, \u0111\u00e1nh gi\u00e1. T\u1eeb n\u0103m 2014, ph\u00e1p lu\u1eadt Vi\u1ec7t Nam \u0111\u00e3 cho ph\u00e9p doanh nghi\u1ec7p \u0111\u01b0\u1ee3c thay \u0111\u1ed5i \u0111\u0103ng k\u00fd v\u1ed1n \u0111i\u1ec1u l\u1ec7 theo nhu c\u1ea7u ph\u00e1t tri\u1ec3n th\u1ef1c. Vi\u1ec7c t\u0103ng bao nhi\u00eau l\u00e0 t\u00f9y thu\u1ed9c v\u00e0o doanh nghi\u1ec7p nh\u01b0ng ph\u1ea3i ch\u1ee9ng minh \u0111\u01b0\u1ee3c. C\u00f2n kh\u00f4ng c\u00f3 ti\u1ec1n m\u00e0 t\u0103ng v\u1ed1n kh\u1ed1ng l\u00e0 l\u1eeba \u0111\u1ea3o. Tuy nhi\u00ean, v\u1eabn ch\u01b0a c\u00f3 ng\u01b0\u1eddi ki\u1ec3m tra, gi\u00e1m s\u00e1t vi\u1ec7c t\u0103ng v\u1ed1n th\u1ef1c hay \u1ea3o. Hi\u1ec7n c\u00f3 c\u00e1c c\u00f4ng ty ki\u1ec3m to\u00e1n v\u00e0o ki\u1ec3m to\u00e1n nh\u01b0ng v\u00ec l\u00fd do n\u00e0o \u0111\u00f3 m\u00e0 kh\u00f4ng ph\u00e1t hi\u1ec7n.
\nDoanh nghi\u1ec7p khi l\u00ean s\u00e0n ch\u1ee9ng kho\u00e1n v\u00e0 ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu ph\u1ea3i \u0111\u00e1p \u1ee9ng c\u00e1c \u0111i\u1ec1u ki\u1ec7n nh\u1ea5t \u0111\u1ecbnh. Nh\u01b0ng \u1edf tr\u01b0\u1eddng h\u1ee3p tr\u00ean v\u1edbi v\u1ed1n \u0111i\u1ec1u l\u1ec7 kh\u1ed1ng m\u00e0 v\u1eabn l\u00ean \u0111\u01b0\u1ee3c s\u00e0n th\u00ec tr\u00e1ch nhi\u1ec7m gi\u00e1m s\u00e1t thu\u1ed9c v\u1ec1 c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd nh\u01b0 B\u1ed9 T\u00e0i ch\u00ednh, \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc…
\nB\u00e1o c\u00e1o ki\u1ec3m to\u00e1n th\u1ec3 hi\u1ec7n sai ph\u1ea1m nh\u01b0ng b\u1eb1ng c\u00e1ch n\u00e0o \u0111\u00f3 \u0111\u00e3 b\u1ecb che gi\u1ea5u. Doanh nghi\u1ec7p c\u0169ng ph\u1ea3i t\u1ef1 ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 vi\u1ec7c t\u0103ng v\u1ed1n. N\u1ebfu doanh nghi\u1ec7p t\u1ef1 b\u1ecba ra vi\u1ec7c t\u0103ng v\u1ed1n, t\u0103ng v\u1ed1n kh\u1ed1ng th\u00ec l\u00e0 c\u1ed1 t\u00ecnh h\u00e0nh vi l\u1eeba \u0111\u1ea3o. \u0110i\u1ec1u n\u00e0y kh\u00f3 c\u00f3 th\u1ec3 n\u00f3i l\u00e0 l\u1ed7i c\u1ee7a c\u01a1 quan ch\u1ee9c n\u0103ng.
\nTuy nhi\u00ean, khi \u0111\u1ec3 doanh nghi\u1ec7p ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu l\u00ean s\u00e0n th\u00ec c\u01a1 quan ch\u1ee9c n\u0103ng c\u1ea7n ph\u1ea3i th\u1ea9m \u0111\u1ecbnh, \u0111\u00e1nh gi\u00e1. Trong tr\u01b0\u1eddng h\u1ee3p n\u00e0y c\u00e1c c\u01a1 quan c\u00f3 th\u1ea9m \u0111\u1ecbnh, \u0111\u00e1nh gi\u00e1 hay kh\u00f4ng th\u00ec c\u1ea7n ph\u1ea3i \u0111i\u1ec1u tra l\u00e0m r\u00f5. N\u1ebfu ch\u1ee9ng minh \u0111\u01b0\u1ee3c c\u01a1 quan qu\u1ea3n l\u00fd c\u00f3 th\u00f4ng \u0111\u1ed3ng, bao che sai ph\u1ea1m th\u00ec c\u00f3 th\u1ec3 s\u1ebd kh\u1edfi t\u1ed1 ti\u1ebfp t\u1ee5c.\/.<\/em><\/p>\n

Qu\u1ed1c Huy – L\u00ea Ph\u01b0\u01a1ng\/TTXVN<\/strong>\u00a0<\/strong><\/h5>\n

————<\/p>\n

Bnews<\/em><\/strong> (Ch\u1ee9ng kho\u00e1n) 30-8-2022:<\/em><\/strong><\/p>\n

https:\/\/bnews.vn\/vu-nang-khong-co-phieu-ros-vai-tro-giam-sat-co-long-leo\/256637.html<\/a><\/em><\/p>\n

(343\/1.811)<\/em>","protected":false},"excerpt":{"rendered":"

V\u1ee5 n\u00e2ng kh\u1ed1ng c\u1ed5 phi\u1ebfu ROS: Vai tr\u00f2 gi\u00e1m s\u00e1t c\u00f3 l\u1ecfng l\u1ebbo? (BN) \u2013 Qua v\u1ee5 t\u0103ng v\u1ed1n kh\u1ed1ng cho FLC Faros, nhi\u1ec1u chuy\u00ean gia r\u1eb1ng vai tr\u00f2 gi\u00e1m s\u00e1t c\u1ee7a c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd v\u1eabn c\u00f2n l\u1ecfng l\u1ebbo khi \u0111\u1ec3 “con voi chui l\u1ecdt l\u1ed7 kim”. M\u1edbi \u0111\u00e2y c\u01a1 quan \u0111i\u1ec1u tra […]<\/p>\n","protected":false},"author":2,"featured_media":33862,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[27,26],"tags":[39,40,37,41,34],"class_list":["post-33860","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-interviews","category-legal-media","tag-cong-ty-luat-anvi","tag-dich-vu-phap-ly","tag-kinh-doanh-sanh-luat","tag-luat-su-chung-khoan","tag-luat-su-doanh-nghiep"],"acf":[],"yoast_head":"\n3.853. 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