{"id":34792,"date":"2022-11-16T06:56:04","date_gmt":"2022-11-15T23:56:04","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=34792"},"modified":"2024-12-23T11:34:12","modified_gmt":"2024-12-23T04:34:12","slug":"3-310-trai-phieu-doanh-nghiep-nha-dau-tu-mac-ket","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/3-310-trai-phieu-doanh-nghiep-nha-dau-tu-mac-ket\/","title":{"rendered":"3.310. Tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p: Nh\u00e0 \u0111\u1ea7u t\u01b0 m\u1eafc k\u1eb9t\u00a0"},"content":{"rendered":"

Tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p: Nh\u00e0 \u0111\u1ea7u t\u01b0 m\u1eafc k\u1eb9t\u00a0<\/span><\/h4>\n
(<\/strong>TP<\/strong>)<\/strong> – Li\u00ean ti\u1ebfp c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n th\u00f4ng b\u00e1o t\u1ea1m ho\u00e3n mua l\u1ea1i tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p (TPDN). \u0110i\u1ec1u n\u00e0y khi\u1ebfn nh\u00e0 \u0111\u1ea7u t\u01b0 \u201cm\u1eafc k\u1eb9t\u201d khi nh\u1eadn ra h\u1ee3p \u0111\u1ed3ng mua TPDN m\u00e0 h\u1ecd \u0111\u00e3 k\u00fd th\u00f4ng qua t\u01b0 v\u1ea5n c\u1ee7a ng\u00e2n h\u00e0ng, c\u00f4ng ty ch\u1ee9ng kho\u00e1n kh\u00f4ng h\u1ec1 c\u00f3 th\u00f4ng tin v\u1ec1 b\u1ea3o l\u00e3nh thanh to\u00e1n v\u00e0 kh\u00e1c xa v\u1edbi t\u01b0 v\u1ea5n ban \u0111\u1ea7u.\u00a0<\/strong><\/h5>\n
\u201c\u0110em con b\u1ecf ch\u1ee3\u201d<\/strong><\/h5>\n

Chia s\u1ebb v\u1edbi PV\u00a0Ti\u1ec1n Phong<\/em>, ch\u1ecb \u0110\u1eb7ng Thanh Huy\u1ec1n (\u0110\u00e0 N\u1eb5ng) cho bi\u1ebft, ch\u1ecb mua TPDN V\u1ea1n Th\u1ecbnh Ph\u00e1t \u0111\u1ebfn h\u1ea1n thanh to\u00e1n ng\u00e0y 22\/10. Tuy nhi\u00ean, g\u1ea7n 10 ng\u00e0y kh\u00f4ng th\u1ea5y c\u00f4ng ty l\u00e0m th\u1ee7 t\u1ee5c thanh to\u00e1n. T\u00ecm \u0111\u1ebfn chi nh\u00e1nh ng\u00e2n h\u00e0ng g\u1eb7p nh\u00e2n vi\u00ean ng\u00e2n h\u00e0ng t\u1eebng m\u00f4i gi\u1edbi cho ch\u1ecb mua TPDN, th\u00ec ch\u1ecb ng\u00e3 ng\u1eeda khi nh\u1eadn \u0111\u01b0\u1ee3c c\u00e2u tr\u1ea3 l\u1eddi: Ph\u1ea3i ch\u1edd \u0111\u1ebfn khi DN ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu mua l\u1ea1i th\u00ec m\u1edbi \u0111\u01b0\u1ee3c thanh to\u00e1n. Kh\u00f4ng nh\u1eadn \u0111\u01b0\u1ee3c c\u00e2u tr\u1ea3 l\u1eddi th\u1ecfa \u0111\u00e1ng t\u1eeb ch\u00ednh nh\u00e2n vi\u00ean ng\u00e2n h\u00e0ng t\u01b0 v\u1ea5n mua TPDN cho m\u00ecnh, ch\u1ecb Huy\u1ec1n v\u00e0o c\u00e1c nh\u00f3m kh\u00e1ch h\u00e0ng c\u00f9ng mua TPDN tr\u00ean Facebook, Zalo h\u1ecfi th\u00ec ph\u00e1t hi\u1ec7n r\u1ea5t nhi\u1ec1u nh\u00f3m ng\u01b0\u1eddi \u201cc\u00f9ng c\u1ea3nh ng\u1ed9\u201d.<\/p>\n\n\n\n\n
\"\"<\/td>\n<\/tr>\n
Nh\u00e0 \u0111\u1ea7u t\u01b0 k\u00eau c\u1ee9u mong t\u1ea5t to\u00e1n TPDN \u0111\u00e3 mua<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

\u201cNh\u00e2n vi\u00ean ng\u00e2n h\u00e0ng b\u1ea3o ch\u00fang t\u00f4i ch\u1edd, b\u1edfi DN ph\u00e1t h\u00e0nh v\u01b0\u1edbng v\u00e0o m\u1ed9t s\u1ed1 v\u1ee5 \u00e1n. Ch\u00fang t\u00f4i m\u1ec7t m\u1ecfi ch\u1edd \u0111\u1ee3i v\u00e0 ch\u01b0a bi\u1ebft khi n\u00e0o \u0111\u01b0\u1ee3c t\u1ea5t to\u00e1n s\u1ed1 tr\u00e1i phi\u1ebfu n\u00e0y\u201d, ch\u1ecb Huy\u1ec1n chia s\u1ebb.<\/p>\n

Qua t\u01b0 v\u1ea5n c\u1ee7a ng\u00e2n vi\u00ean ch\u0103m s\u00f3c kh\u00e1ch h\u00e0ng VIP c\u1ee7a m\u1ed9t ng\u00e2n h\u00e0ng \u1edf \u0111\u01b0\u1eddng Ng\u00f4 Th\u00ec Nh\u1eadm, anh Ph\u1ea1m Tu\u1ea5n (qu\u1eadn Hai B\u00e0 Tr\u01b0ng, H\u00e0 N\u1ed9i) quy\u1ebft \u0111\u1ecbnh \u0111\u1ea7u t\u01b0 2 t\u1ef7 \u0111\u1ed3ng mua TPDN c\u1ee7a DN b\u1ea5t \u0111\u1ed9ng s\u1ea3n Quang Thu\u1eadn (QT). Mua b\u00e1n th\u1ef1c hi\u1ec7n qua C\u00f4ng ty C\u1ed5 ph\u1ea7n Ch\u1ee9ng kho\u00e1n T\u00e2n Vi\u1ec7t (TVSI). Khi mua TPDN, nh\u00e2n vi\u00ean c\u00f4ng ty n\u00e0y \u0111\u00e3 cam k\u1ebft, c\u00f4ng ty s\u1ebd mua l\u1ea1i TPDN khi nh\u00e0 \u0111\u1ea7u t\u01b0 mu\u1ed1n t\u1ea5t to\u00e1n. Tuy nhi\u00ean, th\u00e1ng 10\/2022, khi anh Tu\u1ea5n mu\u1ed1n t\u1ea5t to\u00e1n TPDN, v\u1edbi l\u00ed do g\u1eb7p kh\u00f3 kh\u0103n, TVSI tr\u1ea3 l\u1eddi kh\u00f4ng mua l\u1ea1i TPDN.<\/p>\n

\u201cNh\u00e2n vi\u00ean m\u00f4i gi\u1edbi t\u01b0 v\u1ea5n CTCK khi b\u00e1n TPDN cho t\u00f4i lu\u00f4n kh\u1eb3ng \u0111\u1ecbnh c\u00f4ng ty cam k\u1ebft mua l\u1ea1i TPDN. \u0110\u1ebfn gi\u1edd, h\u1ea7u h\u1ebft ng\u01b0\u1eddi mua TPDN m\u1edbi ph\u00e1t hi\u1ec7n trong h\u1ee3p \u0111\u1ed3ng mua b\u00e1n kh\u00f4ng h\u1ec1 c\u00f3 \u0111i\u1ec1u kho\u1ea3n v\u1ec1 b\u1ea3o l\u00e3nh thanh to\u00e1n. Khi t\u00f4i \u0111\u1ebfn h\u1ecfi th\u00ec nh\u00e2n vi\u00ean m\u00f4i gi\u1edbi c\u1ee7a CTCK v\u00e0 giao d\u1ecbch vi\u00ean t\u1ea1i ph\u00f2ng giao d\u1ecbch ng\u00e2n h\u00e0ng \u0111\u1ec1u \u201cph\u1ee7i tay\u201d cho r\u1eb1ng, h\u1ecd kh\u00f4ng li\u00ean quan \u0111\u1ebfn vi\u1ec7c thanh to\u00e1n. Tr\u00e1i ch\u1ee7 nh\u01b0 ch\u00fang t\u00f4i \u0111\u1ec1u c\u1ea3m th\u1ea5y \u0111\u00e3 b\u1ecb \u201cg\u00e0i b\u1eaby\u201d m\u1ed9t c\u00e1ch tinh vi\u201d, anh Tu\u1ea5n b\u1ee9c x\u00fac n\u00f3i.<\/p>\n\n\n\n\n
<\/td>\n<\/tr>\n
H\u1ee3p \u0111\u1ed3ng mua tr\u00e1i phi\u1ebfu c\u1ee7a TVSI kh\u00f4ng c\u00f3 \u0111\u01a1n v\u1ecb b\u1ea3o l\u00e3nh thanh to\u00e1n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

Ch\u00e1n n\u1ea3n, m\u1ec7t m\u1ecfi l\u00e0 t\u00e2m tr\u1ea1ng chung c\u1ee7a r\u1ea5t nhi\u1ec1u tr\u00e1i ch\u1ee7 mua TPDN c\u1ee7a c\u00e1c doanh nghi\u1ec7p: An \u0110\u00f4ng, VTP, QT, H\u01b0ng Th\u1ecbnh, Glory Vi\u1ec7t Nam…nh\u1eefng ng\u00e0y v\u1eeba qua.<\/p>\n

Ch\u1ecb Nguy\u1ec5n Thanh (H\u00e0 N\u1ed9i) cho bi\u1ebft, n\u0103m 2021, ch\u1ecb mang to\u00e0n b\u1ed9 s\u1ed1 ti\u1ec1n ti\u1ebft ki\u1ec7m c\u1ee7a gia \u0111\u00ecnh \u0111\u1ea7u t\u01b0 v\u00e0o TPDN c\u1ee7a H\u01b0ng Th\u1ecbnh v\u00e0 Glory Vi\u1ec7t Nam mong nh\u1eadn l\u00e3i su\u1ea5t cao th\u00f4ng qua nh\u00e2n vi\u00ean CTCK T\u00e2n Vi\u1ec7t m\u00f4i gi\u1edbi. Tuy nhi\u00ean, s\u1eafp \u0111\u1ebfn ng\u00e0y t\u1ea5t to\u00e1n, t\u00ecm \u0111\u1ebfn nh\u00e2n vi\u00ean \u0111\u00e3 m\u00f4i gi\u1edbi TPDN, ch\u1ecb Thanh ch\u1ec9 nh\u1eadn \u0111\u01b0\u1ee3c c\u00e2u tr\u1ea3 l\u1eddi \u201cCTCK ch\u1ec9 l\u00e0m m\u00f4i gi\u1edbi, nh\u1eadn hoa h\u1ed3ng. Khi n\u00e0o DN ph\u00e1t h\u00e0nh mua l\u1ea1i th\u00ec m\u1edbi c\u00f3 th\u1ec3 t\u1ea5t to\u00e1n \u0111\u01b0\u1ee3c h\u1ee3p \u0111\u1ed3ng. Th\u1ebf nh\u01b0ng bao l\u00e2u n\u1eefa DN m\u1edbi mua l\u1ea1i th\u00ec kh\u00f4ng c\u00f3 c\u00e2u tr\u1ea3 l\u1eddi ch\u00ednh x\u00e1c\u201d.<\/p>\n

\u0110\u1eb1ng sau \u201ct\u1ea5m m\u00e0n\u201d ph\u00e1t h\u00e0nh\u00a0<\/strong><\/h5>\n

Trao \u0111\u1ed5i v\u1edbi PV Ti\u1ec1n Phong, l\u00e3nh \u0111\u1ea1o m\u1ed9t CTCK tham gia l\u00e0m \u0111\u1ea1i l\u00fd ph\u00e1t h\u00e0nh quy m\u00f4 l\u1edbn th\u1eeba nh\u1eadn, vi\u1ec7c ph\u00e1t h\u00e0nh TPDN v\u00e0 mua b\u00e1n th\u1eddi gian qua gi\u1eefa c\u00e1c ng\u00e2n h\u00e0ng, CTCK v\u1edbi c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u1ec1u c\u00f3 nh\u1eefng \u0111i\u1ec3m sai so v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt. Theo v\u1ecb n\u00e0y, khi t\u01b0 v\u1ea5n cho nh\u00e0 \u0111\u1ea7u t\u01b0, ng\u01b0\u1eddi g\u00f3p v\u1ed1n, nh\u00e2n vi\u00ean ng\u00e2n h\u00e0ng, CTCK \u0111\u1ec1u kh\u00f4ng t\u01b0 v\u1ea5n t\u01b0\u1eddng t\u1eadn nh\u1eefng r\u1ee7i ro, th\u1eadm ch\u00ed gi\u1ea5u th\u00f4ng tin v\u1ec1 t\u00ecnh h\u00ecnh t\u00e0i ch\u00ednh c\u1ee7a doanh nghi\u1ec7p. V\u00ec v\u1eady, khi chuy\u1ec7n TPDN v\u1ee1 l\u1edf th\u00ec h\u1ea7u h\u1ebft nh\u00e0 \u0111\u1ea7u t\u01b0 m\u1edbi \u0111\u1ecdc l\u1ea1i h\u1ee3p \u0111\u1ed3ng v\u00e0 ph\u00e1t hi\u1ec7n h\u1ee3p \u0111\u1ed3ng mua b\u00e1n \u0111\u1ec1u kh\u00f4ng c\u00f3 \u0111\u01a1n v\u1ecb b\u1ea3o l\u00e3nh thanh to\u00e1n.<\/p>\n

\u201cT\u1eeb t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh d\u00f9ng ti\u1ec1n sai m\u1ee5c \u0111\u00edch cho \u0111\u1ebfn ng\u00e2n h\u00e0ng, c\u00f4ng ty ch\u1ee9ng kho\u00e1n \u0111\u1ec1u huy \u0111\u1ed9ng, b\u00e1n tr\u00e1i phi\u1ebfu lung tung, kh\u00f4ng c\u1ea7n bi\u1ebft nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00f3 chuy\u00ean nghi\u1ec7p theo quy \u0111\u1ecbnh hay kh\u00f4ng. C\u01a1 quan qu\u1ea3n l\u00fd th\u1eddi gian qua \u0111\u00e3 c\u1ea3nh b\u1ea3o nhi\u1ec1u nh\u01b0ng c\u0169ng kh\u00f4ng th\u1ec3 ki\u1ec3m so\u00e1t \u0111\u01b0\u1ee3c th\u1ecb tr\u01b0\u1eddng\u201d, v\u1ecb n\u00e0y cho hay.<\/p>\n

Trao \u0111\u1ed5i v\u1edbi PV Ti\u1ec1n Phong, PGS.TS \u0110inh Tr\u1ecdng Th\u1ecbnh (H\u1ecdc vi\u1ec7n T\u00e0i ch\u00ednh) n\u00f3i r\u1eb1ng, di\u1ec5n bi\u1ebfn tr\u00ean th\u1ecb tr\u01b0\u1eddng TPDN v\u1eeba qua cho th\u1ea5y, khi DN ph\u00e1t h\u00e0nh g\u1eb7p s\u1ef1 c\u1ed1, tr\u00e1i ch\u1ee7 ch\u1ecbu thi\u1ec7t nhi\u1ec1u nh\u1ea5t. B\u1edfi th\u1eddi gian qua, m\u1ed9t s\u1ed1 nh\u00e0 \u0111\u1ea7u t\u01b0 TPDN ri\u00eang l\u1ebb ch\u01b0a c\u00f3 \u0111\u1ee7 kinh nghi\u1ec7m n\u00ean kh\u00f4ng t\u00ecm hi\u1ec3u k\u1ef9 tr\u01b0\u1edbc khi k\u00fd h\u1ee3p \u0111\u1ed3ng mua TPDN. C\u00f9ng v\u1edbi \u0111\u00f3, v\u1edbi s\u1ef1 tham gia t\u01b0 v\u1ea5n c\u1ee7a c\u00e1c nh\u00e2n vi\u00ean ng\u00e2n h\u00e0ng, CTCK, nh\u00e0 \u0111\u1ea7u t\u01b0 b\u1ecb r\u01a1i v\u00e0o “ma tr\u1eadn” t\u01b0 v\u1ea5n m\u00e0 kh\u00f4ng ph\u00e1t hi\u1ec7n ra nh\u1eefng r\u1ee7i ro khi \u0111\u1ed5 ti\u1ec1n mua TPDN.<\/p>\n

V\u1ec1 vi\u1ec7c nh\u00e0 \u0111\u1ea7u t\u01b0 kh\u00f4ng h\u1ec1 bi\u1ebft \u0111\u1ea7y \u0111\u1ee7 v\u1ec1 n\u1ed9i dung c\u00e1c h\u1ee3p \u0111\u1ed3ng mua b\u00e1n TPDN, \u00f4ng Th\u1ecbnh ch\u1ec9 r\u00f5, m\u1ed9t trong nh\u1eefng y\u1ebfu t\u1ed1 b\u1ea3o v\u1ec7 quy\u1ec1n l\u1ee3i \u0111\u1ea7u t\u01b0 l\u00e0 ph\u00e2n bi\u1ec7t r\u00f5 b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh v\u00e0 b\u1ea3o l\u00e3nh thanh to\u00e1n. V\u1edbi b\u1ea3o l\u00e3nh thanh to\u00e1n, DN kh\u00f4ng tr\u1ea3 \u0111\u01b0\u1ee3c ti\u1ec1n cho tr\u00e1i ch\u1ee7, \u0111\u01a1n v\u1ecb nh\u01b0 ng\u00e2n h\u00e0ng \u0111\u1ee9ng ra thanh to\u00e1n. V\u1edbi b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh, c\u00e1c t\u1ed5 ch\u1ee9c n\u00e0y ch\u1ec9 b\u1ea3o l\u00e3nh cho DN ph\u00e1t h\u00e0nh, \u0111\u1ea3m b\u1ea3o ph\u00e1t h\u00e0nh theo \u0111\u00fang quy \u0111\u1ecbnh, th\u1ee7 t\u1ee5c. \u0110\u00e2y \u0111i\u1ec1u ph\u1ed5 bi\u1ebfn v\u00e0 tr\u00e1i ch\u1ee7 ph\u1ea3i x\u00e1c \u0111\u1ecbnh k\u1ef9.<\/p>\n

\u201cNhi\u1ec1u tr\u00e1i ch\u1ee7 \u0111ang li\u1ec1u l\u0129nh \u0111\u1ea7u t\u01b0 v\u00e0o l\u0129nh v\u1ef1c m\u00e0 h\u1ecd kh\u00f4ng hi\u1ec3u r\u00f5 v\u00e0 kh\u00f4ng \u0111\u1ecdc k\u1ef9 h\u1ee3p \u0111\u1ed3ng. Ng\u01b0\u1eddi ch\u1ecbu thi\u1ec7t th\u00f2i \u0111\u1ea7u ti\u00ean l\u00e0 tr\u00e1i ch\u1ee7 b\u1edfi cho d\u00f9 tr\u00e1i ch\u1ee7 c\u00f3 ghi \u00e2m l\u1eddi nh\u00e2n vi\u00ean t\u01b0 v\u1ea5n c\u1ee7a ng\u00e2n h\u00e0ng, CTCK t\u01b0 v\u1ea5n th\u00ec \u0111\u00f3 c\u0169ng kh\u00f4ng th\u1ec3 l\u00e0 b\u1eb1ng ch\u1ee9ng khi ra to\u00e0. V\u00ec v\u1eady, \u0111i\u1ec1u b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 t\u1ed1t nh\u1ea5t hi\u1ec7n nay l\u00e0 \u0111i\u1ec1u kho\u1ea3n trong h\u1ee3p \u0111\u1ed3ng mua b\u00e1n TPDN\u201d, \u00f4ng Th\u1ecbnh n\u00f3i.<\/p>\n

\u201cUBCKNN s\u1ebd \u0111\u1ea9y m\u1ea1nh thanh tra, ki\u1ec3m tra, ch\u1ea5n ch\u1ec9nh th\u1ecb tr\u01b0\u1eddng TPDN. Ch\u00fang t\u00f4i s\u1ebd tri\u1ec3n khai \u0111o\u00e0n ki\u1ec3m tra v\u1ec1 t\u00ecnh h\u00ecnh ph\u00e1t h\u00e0nh, cung c\u1ea5p d\u1ecbch v\u1ee5 li\u00ean quan \u0111\u1ebfn TPDN t\u1ea1i m\u1ed9t s\u1ed1 DN ph\u00e1t h\u00e0nh v\u00e0 CTCK, c\u00e1c c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp\u201d.<\/p>\n

\u00d4ng\u00a0L\u00ea C\u00f4ng \u0110i\u1ec1n<\/strong>, V\u1ee5 tr\u01b0\u1edfng V\u1ee5 Gi\u00e1m s\u00e1t c\u00f4ng ty \u0111\u1ea1i ch\u00fang \u2013 UBCKNN<\/p>\n

\u0110\u1ea9y m\u1ea1nh thanh tra, ch\u1ea5n ch\u1ec9nh th\u1ecb tr\u01b0\u1eddng TPDN<\/strong><\/h5>\n

Theo Lu\u1eadt s\u01b0<\/span><\/a> Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c<\/a>, Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt<\/a> ANVI<\/a><\/strong>, Tr\u1ecdng t\u00e0i vi\u00ean Trung t\u00e2m Tr\u1ecdng t\u00e0i Qu\u1ed1c t\u1ebf Vi\u1ec7t Nam, khi ng\u00e2n h\u00e0ng \u0111\u1ee9ng ra b\u00e1n TPDN, ngh\u0129a v\u1ee5 tr\u1ea3 n\u1ee3 g\u1ed1c, l\u00e3i l\u00e0 c\u1ee7a doanh nghi\u1ec7p, kh\u00f4ng ph\u1ea3i c\u1ee7a ng\u00e2n h\u00e0ng (ngo\u1ea1i tr\u1eeb ng\u00e2n h\u00e0ng b\u1ea3o l\u00e3nh thanh to\u00e1n). Khi doanh nghi\u1ec7p huy \u0111\u1ed9ng v\u1ed1n l\u00e0m \u0103n thua l\u1ed7, ph\u00e1 s\u1ea3n th\u00ec ng\u01b0\u1eddi cho vay kh\u00f3 c\u00f3 th\u1ec3 thu h\u1ed3i \u0111\u01b0\u1ee3c v\u1ed1n.\u00a0<\/em><\/p>\n

B\u1ed9 T\u00e0i ch\u00ednh c\u1ea3nh b\u00e1o nh\u00e0 \u0111\u1ea7u t\u01b0 TPDN ri\u00eang l\u1ebb th\u00f4ng qua tuy\u00ean truy\u1ec1n tr\u00ean b\u00e1o ch\u00ed, truy\u1ec1n th\u00f4ng v\u00e0 ch\u00ednh ban h\u00e0nh Ngh\u1ecb \u0111\u1ecbnh 65\/2022 s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh 153\/2022 v\u1ec1 ch\u00e0o b\u00e1n, giao d\u1ecbch TPDN ri\u00eang l\u1ebb.<\/p>\n

Theo \u00f4ng L\u00ea C\u00f4ng \u0110i\u1ec1n, V\u1ee5 tr\u01b0\u1edfng V\u1ee5 Gi\u00e1m s\u00e1t c\u00f4ng ty \u0111\u1ea1i ch\u00fang (\u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc – UBCKNN), ngo\u00e0i quy \u0111\u1ecbnh v\u1ec1 c\u01a1 ch\u1ebf qu\u1ea3n l\u00fd, gi\u00e1m s\u00e1t, Ngh\u1ecb \u0111\u1ecbnh 65 \u0111\u00e3 b\u1ed5 sung tr\u00e1ch nhi\u1ec7m c\u1ee7a c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc trong vi\u1ec7c qu\u1ea3n l\u00fd, gi\u00e1m s\u00e1t v\u00e0 thanh ki\u1ec3m tra, x\u1eed l\u00fd vi ph\u1ea1m.<\/p>\n

\u201cB\u00ean c\u1ea1nh vi\u1ec7c ho\u00e0n thi\u1ec7n khung kh\u1ed5 ph\u00e1p l\u00fd, UBCKNN s\u1ebd \u0111\u1ea9y m\u1ea1nh thanh tra, ki\u1ec3m tra, ch\u1ea5n ch\u1ec9nh th\u1ecb tr\u01b0\u1eddng TPDN. Ch\u00fang t\u00f4i s\u1ebd tri\u1ec3n khai \u0111o\u00e0n ki\u1ec3m tra v\u1ec1 t\u00ecnh h\u00ecnh ph\u00e1t h\u00e0nh, cung c\u1ea5p d\u1ecbch v\u1ee5 li\u00ean quan TPDN t\u1ea1i m\u1ed9t s\u1ed1 DN ph\u00e1t h\u00e0nh v\u00e0 c\u00f4ng ty ch\u1ee9ng kho\u00e1n, c\u00e1c c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp\u201d, \u00f4ng \u0110i\u1ec1n cho bi\u1ebft.<\/p>\n

T\u1eeb th\u00e1ng 10\/2021 \u0111\u1ebfn nay, UBCKNN ph\u1ed1i h\u1ee3p tri\u1ec3n khai 30 \u0111o\u00e0n thanh tra, ki\u1ec3m tra ho\u1ea1t \u0111\u1ed9ng ph\u00e1t h\u00e0nh, giao d\u1ecbch TPDN \u0111\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c cung c\u1ea5p d\u1ecbch v\u1ee5 t\u01b0 v\u1ea5n v\u00e0 t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh. Qua ki\u1ec3m tra 21 CTCK (7 \u0111\u1ecbnh k\u1ef3 v\u00e0 14 \u0111\u1ed9t xu\u1ea5t) cung c\u1ea5p d\u1ecbch v\u1ee5, UBCKNN ph\u00e1t hi\u1ec7n 6 tr\u01b0\u1eddng h\u1ee3p vi ph\u1ea1m li\u00ean quan cung c\u1ea5p d\u1ecbch v\u1ee5 TPDN ri\u00eang l\u1ebb. \u0110\u1ed1i v\u1edbi 5 c\u00f4ng ty ch\u1ee9ng kho\u00e1n li\u00ean quan v\u1ee5 vi\u1ec7c T\u1eadp \u0111o\u00e0n T\u00e2n Ho\u00e0ng Minh, UBCKNN \u0111\u00e3 trao \u0111\u1ed5i k\u1ebft qu\u1ea3, t\u00e0i li\u1ec7u cho C\u01a1 C\u1ea3nh s\u00e1t \u0111i\u1ec1u tra (B\u1ed9 C\u00f4ng an).<\/p>\n

Ng\u1ecdc Linh – Ph\u1ea1m Tuy\u00ean<\/strong><\/h5>\n

—————<\/p>\n

Ti\u1ec1n<\/em><\/strong> phong (Kinh t\u1ebf) 16-11-2022:<\/em><\/strong><\/p>\n

https:\/\/tienphong.vn\/trai-phieu-doanh-nghiep-nha-dau-tu-mac-ket-post1486754.tpo<\/a><\/em><\/p>\n

(70\/1.551)<\/em><\/p>\n

#andong #glory #vanthinhphat #hungthinh #traiphieu","protected":false},"excerpt":{"rendered":"

Tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p: Nh\u00e0 \u0111\u1ea7u t\u01b0 m\u1eafc k\u1eb9t\u00a0 (TP) – Li\u00ean ti\u1ebfp c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n th\u00f4ng b\u00e1o t\u1ea1m ho\u00e3n mua l\u1ea1i tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p (TPDN). \u0110i\u1ec1u n\u00e0y khi\u1ebfn nh\u00e0 \u0111\u1ea7u t\u01b0 \u201cm\u1eafc k\u1eb9t\u201d khi nh\u1eadn ra h\u1ee3p \u0111\u1ed3ng mua TPDN m\u00e0 h\u1ecd \u0111\u00e3 k\u00fd th\u00f4ng qua t\u01b0 v\u1ea5n c\u1ee7a ng\u00e2n h\u00e0ng, […]<\/p>\n","protected":false},"author":2,"featured_media":34793,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[17,26],"tags":[41,34,36],"class_list":["post-34792","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-binh-luan-gop-y","category-legal-media","tag-luat-su-chung-khoan","tag-luat-su-doanh-nghiep","tag-luat-su-ngan-hang"],"acf":[],"yoast_head":"\n3.310. 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