{"id":36149,"date":"2023-03-08T14:39:37","date_gmt":"2023-03-08T07:39:37","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=36149"},"modified":"2024-12-02T10:21:16","modified_gmt":"2024-12-02T03:21:16","slug":"3-424-lieu-co-thieu-sot-khi-hoan-xep-hang-tin-nhiem-doi-voi-nha-phat-hanh-trai-phieu","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/3-424-lieu-co-thieu-sot-khi-hoan-xep-hang-tin-nhiem-doi-voi-nha-phat-hanh-trai-phieu\/","title":{"rendered":"3.424. Li\u1ec7u c\u00f3 thi\u1ebfu s\u00f3t khi ho\u00e3n x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m \u0111\u1ed1i v\u1edbi nh\u00e0 ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu?"},"content":{"rendered":"

Li\u1ec7u c\u00f3 thi\u1ebfu s\u00f3t khi ho\u00e3n x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m \u0111\u1ed1i v\u1edbi nh\u00e0 ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu?<\/span><\/h4>\n
(CL) – Trong Ngh\u1ecb \u0111\u1ecbnh 08, m\u1ed9t trong nh\u1eefng n\u1ed9i dung quan tr\u1ecdng \u0111ang c\u00f3 \u00fd ki\u1ebfn tr\u00e1i chi\u1ec1u, \u0111\u00f3 l\u00e0 ho\u00e3n n\u00e2ng quy \u0111\u1ecbnh nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p v\u00e0 quy \u0111\u1ecbnh x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m c\u00e1c nh\u00e0 ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu.<\/h5>\n
\"ho\u00e3n

C\u00f3 \u00fd ki\u1ebfn cho r\u1eb1ng s\u1ebd l\u00e0 thi\u1ebfu s\u00f3t khi ho\u00e3n x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m \u0111\u1ed1i v\u1edbi nh\u00e0 ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu. (\u1ea2nh: MM)<\/p><\/div>\n

Li\u00ean quan t\u1edbi vi\u1ec7c Ch\u00ednh ph\u1ee7 ban h\u00e0nh Ngh\u1ecb \u0111\u1ecbnh 08, s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 quy \u0111\u1ecbnh v\u1ec1 ch\u00e0o b\u00e1n, giao d\u1ecbch tr\u00e1i phi\u1ebfu ra th\u1ecb tr\u01b0\u1eddng, b\u00ean c\u1ea1nh m\u1ed9t s\u1ed1 quan \u0111i\u1ec3m \u0111\u1ed3ng t\u00ecnh Ngh\u1ecb \u0111\u1ecbnh n\u00e0y ch\u00ednh l\u00e0 c\u01a1 h\u1ed9i s\u1eeda sai cho c\u00e1c nh\u00e0 ph\u00e1t h\u00e0nh. Tuy nhi\u00ean, c\u0169ng c\u00f3 m\u1ed9t s\u1ed1 quan \u0111i\u1ec3m tr\u00e1i chi\u1ec1u.<\/p>\n

Trong Ngh\u1ecb \u0111\u1ecbnh 08, m\u1ed9t trong nh\u1eefng n\u1ed9i dung quan tr\u1ecdng \u0111\u01b0\u1ee3c \u0111i\u1ec1u ch\u1ec9nh l\u00e0 ho\u00e3n n\u00e2ng quy \u0111\u1ecbnh nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p v\u00e0\u00a0 quy \u0111\u1ecbnh x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m c\u00e1c nh\u00e0 ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu.<\/p>\n

Trao \u0111\u1ed5i v\u1edbi ph\u00f3ng vi\u00ean B\u00e1o Nh\u00e0 b\u00e1o v\u00e0 C\u00f4ng lu\u1eadn, Lu\u1eadt s\u01b0<\/span><\/a> Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c<\/a>, Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt<\/a> ANVI<\/a><\/strong>\u00a0cho r\u1eb1ng, ch\u1eadm x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m l\u00e0 m\u1ed9t thi\u1ebfu s\u00f3t.<\/em><\/p>\n

Theo \u00f4ng \u0110\u1ee9c, quy \u0111\u1ecbnh n\u00e0y n\u1eb7ng v\u1ec1 t\u00ednh \u0111\u1ec1 cao vai tr\u00f2 qu\u1ea3n l\u00fd Nh\u00e0 n\u01b0\u1edbc, c\u00f2n trong tr\u01b0\u1eddng h\u1ee3p n\u00e0y kh\u00f4ng c\u00f3 nhi\u1ec1u t\u00e1c d\u1ee5ng. V\u00ec \u0111\u00e2y x\u00e9t v\u1ec1 b\u1ea3n ch\u1ea5t l\u00e0 th\u1ecfa thu\u1eadn d\u00e2n s\u1ef1, ngh\u0129a l\u00e0 gi\u1eefa b\u00ean ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu v\u00e0 b\u00ean mua (ng\u01b0\u1eddi vay – nh\u00e0 \u0111\u1ea7u t\u01b0), ph\u1ea3i tr\u00ean c\u01a1 s\u1edf th\u1ecfa thu\u1eadn v\u00e0 \u0111\u1ed3ng thu\u1eadn gi\u1eefa c\u00e1c b\u00ean, ch\u1ee9 kh\u00f4ng th\u1ec3 \u00e1p \u0111\u1eb7t.<\/em><\/p>\n

Th\u1ee9 hai, \u0111\u00f3 l\u00e0 v\u1ea5n \u0111\u1ec1 quy \u0111\u1ed5i n\u1ee3, \u0111\u00e2y c\u0169ng l\u00e0 v\u1ea5n \u0111\u1ec1 thu\u1ed9c v\u1ec1 th\u1ecfa thu\u1eadn d\u00e2n s\u1ef1. T\u1eeb x\u01b0a \u0111\u1ebfn nay v\u1eabn x\u1ea3y ra nh\u01b0 th\u1ebf, \u0111\u00f3 l\u00e0 th\u1ecfa thu\u1eadn gi\u1eefa hai b\u00ean (vay n\u1ee3 v\u00e0 ch\u1ee7 n\u1ee3), c\u00f3 th\u1ec3 l\u00e0 c\u1ea7m c\u1ed1 n\u1ee3, g\u00e1n n\u1ee3, tr\u1ea3 n\u1ee3, x\u00f3a n\u1ee3\u2026 c\u00f3 g\u00ec sai \u0111\u00e2u. C\u00f2n \u0111\u1ed5i bao nhi\u00eau \u0111\u00f3 l\u00e0 b\u00ean th\u1ecfa thu\u1eadn. B\u1ea5t c\u1eadp \u1edf \u0111\u00e2y \u0111\u00f3 l\u00e0 th\u1ecfa thu\u1eadn v\u1ec1 gia h\u1ea1n n\u1ee3. <\/em><\/p>\n

\u201cHai th\u1ecfa thu\u1eadn n\u00e0y \u0111\u00e3 th\u00e0nh \u201ch\u00e0nh ch\u00ednh h\u00f3a\u201d quan h\u1ec7 kinh t\u1ebf d\u00e2n s\u1ef1. M\u1ea5u ch\u1ed1t b\u1ea5t c\u1eadp c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh 65 tr\u01b0\u1edbc \u0111\u00f3 l\u00e0 g\u00ec? \u0110\u00f3 l\u00e0 b\u1ea3n ch\u1ea5t Ngh\u1ecb \u0111\u1ecbnh 65 \u0111\u00e3 kh\u00f4ng c\u00f2n \u0111\u1ed9c l\u1eadp n\u1eefa, m\u00e0 l\u00e0 h\u00f2a quy\u1ec7n v\u00e0o nhau khi ti\u1ebfp n\u1ed1i Ngh\u1ecb \u0111\u1ecbnh 153, thay v\u00ec lo\u1ea1i b\u1ecf ho\u00e0n to\u00e0n\u201d, \u00f4ng \u0110\u1ee9c n\u00f3i.<\/em><\/p>\n

C\u0169ng theo \u00f4ng \u0110\u1ee9c, trong Ngh\u1ecb \u0111\u1ecbnh 08 th\u00ec c\u00e1c quy \u0111\u1ecbnh r\u1ea5t l\u1ed9n x\u1ed9n, ch\u1ed7 th\u00ec s\u1eeda quy \u0111\u1ecbnh c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh 65, ch\u1ed7 th\u00ec s\u1eeda quy \u0111\u1ecbnh t\u1eeb Ngh\u1ecb \u0111\u1ecbnh 153, m\u00e0 b\u1ea3n ch\u1ea5t Ngh\u1ecb \u0111\u1ecbnh 08 th\u00ec l\u1ea1i s\u1eeda quy \u0111\u1ecbnh trong Ngh\u1ecb \u0111\u1ecbnh 153 nhi\u1ec1u h\u01a1n. <\/em><\/p>\n

\u201c\u0110\u1ec3 gi\u1ea3i quy\u1ebft m\u1ed9t v\u1ea5n \u0111\u1ec1 l\u00e0 ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p m\u00e0 c\u00f3 t\u1edbi t\u1eadn 3 ngh\u1ecb \u0111\u1ecbnh song song, r\u1ea5t r\u1ed1i r\u1eafm. \u0110\u00e1ng l\u1ebd ra c\u00e1i c\u1ea7n thi\u1ebft c\u1ee7a s\u1eeda \u0111\u1ed5i ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu l\u1ea7n n\u00e0y l\u00e0 c\u1ea7n ph\u1ea3i c\u00f3 s\u1ef1 \u0111\u00e1nh gi\u00e1, x\u1ebfp h\u1ea1ng v\u1ec1 t\u00edn nhi\u1ec7m, th\u00ec trong Ngh\u1ecb \u0111\u1ecbnh 08 l\u1ea7n n\u00e0y l\u1ea1i b\u1ecf qua vi\u1ec7c n\u00e0y, l\u1ea1i l\u00f9i v\u1ec1 th\u1eddi h\u1ea1n x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m. Ti\u00eau ch\u00ed l\u00e0 c\u00e1i c\u1ea7n thi\u1ebft, th\u00ec gi\u1edd l\u1ea1i thi\u1ebfu, \u0111\u00e2y l\u00e0 \u0111i\u1ec1u \u0111\u00e1ng ti\u1ebfc\u201d, Lu\u1eadt s\u01b0<\/span><\/a> Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c<\/a>\u00a0n\u00f3i.<\/em><\/p>\n

Trong khi \u0111\u00f3, \u00f4ng Nguy\u1ec5n \u0110\u1ee9c Chi, Th\u1ee9 tr\u01b0\u1edfng B\u1ed9 T\u00e0i ch\u00ednh cho r\u1eb1ng, khi x\u00e2y d\u1ef1ng Ngh\u1ecb \u0111\u1ecbnh, B\u1ed9 T\u00e0i ch\u00ednh c\u0169ng \u0111\u00e3 c\u00f9ng v\u1edbi c\u00e1c b\u1ed9, ng\u00e0nh li\u00ean quan b\u00e1o c\u00e1o v\u1edbi Ch\u00ednh ph\u1ee7 r\u1ea5t k\u1ef9 l\u01b0\u1ee1ng.<\/em><\/p>\n

Theo \u00f4ng Chi, b\u00ean c\u1ea1nh vi\u1ec7c t\u1ea1m th\u1eddi cho ng\u01b0ng quy \u0111\u1ecbnh v\u1ec1 x\u00e1c \u0111\u1ecbnh t\u01b0 c\u00e1ch nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p l\u00e0 c\u00e1 nh\u00e2n v\u00e0 x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m \u0111\u1ed1i v\u1edbi doanh nghi\u1ec7p ph\u00e1t h\u00e0nh th\u00ec doanh nghi\u1ec7p khi ph\u00e1t h\u00e0nh ra th\u1ecb tr\u01b0\u1eddng v\u1eabn ph\u1ea3i tu\u00e2n th\u1ee7 c\u00e1c quy \u0111\u1ecbnh kh\u00e1c c\u00f3 li\u00ean quan.<\/p>\n

Trong \u0111\u00f3, doanh nghi\u1ec7p v\u1eabn ph\u1ea3i c\u00f4ng b\u1ed1 th\u00f4ng tin cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 m\u1ed9t c\u00e1ch r\u00f5 r\u00e0ng, minh b\u1ea1ch, trong \u0111\u00f3 c\u00f3 x\u00e1c nh\u1eadn c\u1ee7a b\u00ean th\u1ee9 ba l\u00e0 ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp. \u0110\u1eb7c bi\u1ec7t, doanh nghi\u1ec7p ph\u1ea3i th\u1ef1c hi\u1ec7n c\u00f4ng b\u1ed1 th\u00f4ng tin v\u1ec1 vi\u1ec7c s\u1eed d\u1ee5ng ti\u1ec1n tr\u00e1i phi\u1ebfu \u0111\u00e3 huy \u0111\u1ed9ng.<\/p>\n

B\u00ean c\u1ea1nh \u0111\u00f3 th\u00ec nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n c\u0169ng v\u1eabn c\u1ea7n ph\u1ea3i th\u1ef1c hi\u1ec7n c\u00e1c quy \u0111\u1ecbnh kh\u00e1c t\u1ea1i Ngh\u1ecb \u0111\u1ecbnh 65 nh\u01b0 nh\u00e0 \u0111\u1ea7u t\u01b0 ph\u1ea3i hi\u1ec3u v\u1ec1 doanh nghi\u1ec7p, ph\u1ea3i hi\u1ec3u c\u00e1c r\u1ee7i ro c\u00f3 li\u00ean quan khi tham gia \u0111\u1ea7u t\u01b0 v\u00e0 k\u00fd cam k\u1ebft ch\u1ea5p nh\u1eadn t\u1ea5t c\u1ea3 r\u1ee7i ro ph\u00e1t sinh n\u1ebfu c\u00f3.<\/p>\n

Tr\u00ean th\u1ef1c t\u1ebf, hi\u1ec7n nay ch\u00fang ta m\u1edbi c\u00f3 2 doanh nghi\u1ec7p \u0111\u01b0\u1ee3c c\u1ea5p ph\u00e9p trong n\u01b0\u1edbc \u0111\u1ec3 th\u1ef1c hi\u1ec7n \u0111\u1ecbnh gi\u00e1 x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m, cho n\u00ean vi\u1ec7c t\u1ea1m ng\u01b0ng quy \u0111\u1ecbnh x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m c\u0169ng ho\u00e0n to\u00e0n ph\u00f9 h\u1ee3p v\u1edbi \u0111i\u1ec1u ki\u1ec7n th\u1ecb tr\u01b0\u1eddng hi\u1ec7n nay.<\/p>\n

Theo Th\u1ee9 tr\u01b0\u1edfng Nguy\u1ec5n \u0110\u1ee9c Chi, nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p v\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 t\u1ed5 ch\u1ee9c \u0111\u00f3ng vai tr\u00f2 quan tr\u1ecdng v\u00e0 g\u1ea7n nh\u01b0 l\u00e0 quy\u1ebft \u0111\u1ecbnh cho s\u1ef1 ph\u00e1t tri\u1ec3n b\u1ec1n v\u1eefng c\u1ee7a th\u1ecb tr\u01b0\u1eddng tr\u00e1i phi\u1ebfu c\u1ee7a doanh nghi\u1ec7p Vi\u1ec7t Nam.<\/p>\n

\u201cCh\u00fang t\u00f4i c\u00f3 r\u1ea5t nhi\u1ec1u gi\u1ea3i ph\u00e1p kh\u00e1c nhau \u0111\u1ec3 ph\u00e1t tri\u1ec3n c\u00e1c c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9 v\u00e0 c\u00e1c c\u00f4ng ty \u0111\u1ea7u t\u01b0 t\u00e0i ch\u00ednh chuy\u00ean nghi\u1ec7p kh\u00e1c, tr\u00ean c\u01a1 s\u1edf \u0111\u00f3 th\u00ec th\u00e0nh l\u1eadp c\u00e1c qu\u1ef9 \u0111\u1ea7u t\u01b0 tr\u00e1i phi\u1ebfu chuy\u00ean nghi\u1ec7p. Qua \u0111\u00f3, c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n ho\u00e0n to\u00e0n c\u00f3 th\u1ec3 \u0111\u1ea7u t\u01b0 v\u00e0o c\u00e1c qu\u1ef9 \u0111\u1ea7u t\u01b0 tr\u00e1i phi\u1ebfu chuy\u00ean nghi\u1ec7p n\u00e0y. C\u00e1c qu\u1ef9 n\u00e0y \u0111\u01b0\u1ee3c v\u1eadn h\u00e0nh, qu\u1ea3n l\u00fd b\u1edfi c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p, t\u1ed5 ch\u1ee9c \u0111\u00f3 l\u00e0 c\u00e1c c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9 v\u00e0 c\u00e1c t\u1ed5 ch\u1ee9c \u0111\u1ea7u t\u01b0 t\u00e0i ch\u00ednh chuy\u00ean nghi\u1ec7p\u201d, Th\u1ee9 tr\u01b0\u1edfng B\u1ed9 T\u00e0i ch\u00ednh n\u00f3i.<\/p>\n

\u0110\u1ecbnh Tr\u1ea7n<\/strong><\/h5>\n

—————–<\/p>\n

C\u00f4ng lu\u1eadn (Kinh t\u1ebf) 08-3-2023:<\/em><\/strong><\/p>\n

https:\/\/www.congluan.vn\/lieu-co-thieu-sot-khi-hoan-xep-hang-tin-nhiem-doi-voi-nha-phat-hanh-trai-phieu-post238289.html<\/a><\/em><\/p>\n

(427\/995) #TPDN #ND08 ND65 ND153<\/em><\/p>\n

\u00a0<\/strong>","protected":false},"excerpt":{"rendered":"

Li\u1ec7u c\u00f3 thi\u1ebfu s\u00f3t khi ho\u00e3n x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m \u0111\u1ed1i v\u1edbi nh\u00e0 ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu? (CL) – Trong Ngh\u1ecb \u0111\u1ecbnh 08, m\u1ed9t trong nh\u1eefng n\u1ed9i dung quan tr\u1ecdng \u0111ang c\u00f3 \u00fd ki\u1ebfn tr\u00e1i chi\u1ec1u, \u0111\u00f3 l\u00e0 ho\u00e3n n\u00e2ng quy \u0111\u1ecbnh nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p v\u00e0 quy \u0111\u1ecbnh x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m c\u00e1c […]<\/p>\n","protected":false},"author":2,"featured_media":36150,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[17,26],"tags":[41,44,34,36],"class_list":["post-36149","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-binh-luan-gop-y","category-legal-media","tag-luat-su-chung-khoan","tag-luat-su-dau-tu","tag-luat-su-doanh-nghiep","tag-luat-su-ngan-hang"],"acf":[],"yoast_head":"\n3.424. Li\u1ec7u c\u00f3 thi\u1ebfu s\u00f3t khi ho\u00e3n x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m \u0111\u1ed1i v\u1edbi nh\u00e0 ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu? - ANVI Law Firm<\/title>\n<meta name=\"description\" content=\"M\u1ed9t n\u1ed9i dung quan tr\u1ecdng c\u1ee7a N\u0110 08 \u0111ang c\u00f3 \u00fd ki\u1ebfn tr\u00e1i chi\u1ec1u, \u0111\u00f3 l\u00e0 ho\u00e3n ho\u00e3n x\u1ebfp h\u1ea1ng t\u00edn nhi\u1ec7m \u0111\u1ed1i v\u1edbi nh\u00e0 ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu...\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/anvilaw.com\/vi\/3-424-lieu-co-thieu-sot-khi-hoan-xep-hang-tin-nhiem-doi-voi-nha-phat-hanh-trai-phieu\/\" \/>\n<meta property=\"og:locale\" content=\"vi_VN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"[:vi]3.424. 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