{"id":41252,"date":"2024-09-19T07:05:15","date_gmt":"2024-09-19T00:05:15","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=41252"},"modified":"2024-11-18T14:03:55","modified_gmt":"2024-11-18T07:03:55","slug":"3-859-sua-luat-chung-khoan-van-con-do-khong-it-ban-khoan","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/3-859-sua-luat-chung-khoan-van-con-do-khong-it-ban-khoan\/","title":{"rendered":"3.859. S\u1eeda Lu\u1eadt Ch\u1ee9ng kho\u00e1n: V\u1eabn c\u00f2n \u0111\u00f3 kh\u00f4ng \u00edt b\u0103n kho\u0103n"},"content":{"rendered":"

(D\u0110DN) – Vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u t\u1ea1i Lu\u1eadt Ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c cho l\u00e0 c\u1ea7n thi\u1ebft, tuy nhi\u00ean, b\u00ean c\u1ea1nh m\u1eb7t t\u00edch c\u1ef1c v\u1eabn c\u00f2n \u0111\u00f3 kh\u00f4ng \u00edt b\u0103n kho\u0103n…<\/span><\/h4>\n

Theo \u0111\u00f3, D\u1ef1 th\u1ea3o Lu\u1eadt s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Lu\u1eadt Ch\u1ee9ng kho\u00e1n, \u0111ang \u0111\u01b0\u1ee3c B\u1ed9 T\u00e0i ch\u00ednh x\u00e2y d\u1ef1ng, ho\u00e0n thi\u1ec7n v\u1edbi nh\u1eefng ti\u00eau chu\u1ea9n n\u00e2ng cao, chuy\u00ean nghi\u1ec7p nh\u1eb1m l\u00e0nh m\u1ea1nh h\u00f3a th\u1ecb tr\u01b0\u1eddng,…<\/p>\n

C\u1ee5 th\u1ec3, t\u1ea1i \u0110i\u1ec1u 11 v\u1ec1 nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p, D\u1ef1 th\u1ea3o quy \u0111\u1ecbnh: \u0110\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c – C\u00f4ng ty c\u00f3 v\u1ed1n \u0111i\u1ec1u l\u1ec7 tr\u00ean 100 t\u1ef7 \u0111\u1ed3ng ph\u1ea3i ho\u1ea1t \u0111\u1ed9ng \u00edt nh\u1ea5t 2 n\u0103m; \u0110\u1ed1i v\u1edbi c\u00e1 nh\u00e2n – C\u1ea7n th\u1ecfa m\u00e3n hai \u0111i\u1ec1u ki\u1ec7n: C\u00f3 \u00edt nh\u1ea5t 2 n\u0103m kinh nghi\u1ec7m \u0111\u1ea7u t\u01b0 v\u00e0 giao d\u1ecbch t\u1ed1i thi\u1ec3u 10 l\u1ea7n\/qu\u00fd trong 4 qu\u00fd g\u1ea7n nh\u1ea5t; C\u00f3 thu nh\u1eadp t\u1ed1i thi\u1ec3u 1 t\u1ef7 \u0111\u1ed3ng\/n\u0103m trong 2 n\u0103m g\u1ea7n nh\u1ea5t.<\/p>\n

\"S\u1eeda<\/p>\n

B\u1ed9 T\u00e0i ch\u00ednh \u0111ang x\u00e2y d\u1ef1ng, ho\u00e0n thi\u1ec7n D\u1ef1 th\u1ea3o Lu\u1eadt Ch\u1ee9ng kho\u00e1n (s\u1eeda \u0111\u1ed5i) v\u1edbi nh\u1eefng ti\u00eau chu\u1ea9n n\u00e2ng cao, chuy\u00ean nghi\u1ec7p nh\u1eb1m l\u00e0nh m\u1ea1nh h\u00f3a th\u1ecb tr\u01b0\u1eddng – \u1ea2nh minh h\u1ecda<\/em><\/p>\n

B\u00ean c\u1ea1nh \u0111\u00f3, D\u1ef1 th\u1ea3o c\u0169ng b\u1ed5 sung quy \u0111\u1ecbnh nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p bao g\u1ed3m c\u1ea3 t\u1ed5 ch\u1ee9c v\u00e0 c\u00e1 nh\u00e2n n\u01b0\u1edbc ngo\u00e0i. \u0110\u1eb7c bi\u1ec7t, nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p mu\u1ed1n giao d\u1ecbch tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ri\u00eang l\u1ebb ph\u1ea3i l\u00e0 t\u1ed5 ch\u1ee9c theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1, \u0110i\u1ec1u 11 Lu\u1eadt Ch\u1ee9ng kho\u00e1n.<\/p>\n

Nh\u00ecn nh\u1eadn v\u1ec1 \u0111\u1ec1 xu\u1ea5t \u0111\u00e3 n\u00eau, c\u00e1c chuy\u00ean gia cho r\u1eb1ng, vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u t\u1ea1i Lu\u1eadt Ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c \u0111\u00e1nh gi\u00e1 l\u00e0 c\u1ea7n thi\u1ebft \u0111\u1ec3 b\u1ea3o \u0111\u1ea3m cho th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n ho\u1ea1t \u0111\u1ed9ng minh b\u1ea1ch, hi\u1ec7u qu\u1ea3 h\u01a1n, b\u1ea3o \u0111\u1ea3m quy\u1ec1n l\u1ee3i cho nh\u00e0 \u0111\u1ea7u t\u01b0, ng\u0103n ch\u1eb7n h\u00e0nh vi gian l\u1eadn, t\u1ea1o \u0111i\u1ec1u ki\u1ec7n cho th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n ph\u00e1t tri\u1ec3n.<\/p>\n

Tuy nhi\u00ean, b\u00ean c\u1ea1nh nh\u1eefng \u0111i\u1ec3m t\u00edch c\u1ef1c, kh\u00f4ng \u00edt \u00fd ki\u1ebfn c\u0169ng cho hay, y\u00eau c\u1ea7u giao d\u1ecbch t\u1ed1i thi\u1ec3u 10 l\u1ea7n\/qu\u00fd trong 4 qu\u00fd g\u1ea7n nh\u1ea5t kh\u00f4ng ph\u00f9 h\u1ee3p v\u1edbi nh\u1eefng nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00f3 xu h\u01b0\u1edbng n\u1eafm gi\u1eef c\u1ed5 phi\u1ebfu l\u00e2u d\u00e0i. \u0110\u1ed3ng th\u1eddi, y\u00eau c\u1ea7u thu nh\u1eadp t\u1ed1i thi\u1ec3u 1 t\u1ef7 \u0111\u1ed3ng\/n\u0103m trong 2 n\u0103m g\u1ea7n nh\u1ea5t c\u00f3 th\u1ec3 kh\u00f3 \u0111\u00e1p \u1ee9ng \u0111\u1ed1i v\u1edbi ph\u1ea7n l\u1edbn ng\u01b0\u1eddi Vi\u1ec7t Nam, l\u00e0m thu h\u1eb9p s\u1ed1 l\u01b0\u1ee3ng nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p.<\/p>\n

Tuy nhi\u00ean, b\u00ean c\u1ea1nh nh\u1eefng \u0111i\u1ec3m t\u00edch c\u1ef1c, kh\u00f4ng \u00edt \u00fd ki\u1ebfn c\u0169ng cho hay, m\u1ed9t s\u1ed1 y\u00eau c\u1ea7u \u0111\u01b0\u1ee3c \u0111\u1ec1 xu\u1ea5t l\u00e0 ch\u01b0a ph\u00f9 h\u1ee3p – \u1ea2nh minh h\u1ecda<\/em><\/p>\n

Theo chuy\u00ean gia kinh t\u1ebf \u0110inh Tr\u1ecdng Th\u1ecbnh, n\u00ean gi\u1eef nguy\u00ean c\u00e1c ti\u00eau ch\u00ed x\u00e1c \u0111\u1ecbnh nh\u00e0 \u0111\u1ea7u t\u01b0 chuy\u00ean nghi\u1ec7p l\u00e0 c\u00e1 nh\u00e2n nh\u01b0 quy \u0111\u1ecbnh hi\u1ec7n h\u00e0nh, kh\u00f4ng nh\u1ea5t thi\u1ebft ph\u1ea3i quy \u0111\u1ecbnh th\u00eam \u0111i\u1ec1u ki\u1ec7n giao d\u1ecbch ch\u1ee9ng kho\u00e1n t\u1ed1i thi\u1ec3u 10 l\u1ea7n\/qu\u00fd trong 4 qu\u00fd g\u1ea7n nh\u1ea5t hay nh\u01b0 thu nh\u1eadp t\u1ed1i thi\u1ec3u 1 t\u1ef7 \u0111\u1ed3ng\/n\u0103m trong 2 n\u0103m g\u1ea7n nh\u1ea5t. V\u00ec quy \u0111\u1ecbnh nh\u01b0 v\u1eady s\u1ebd h\u1ea1n ch\u1ebf m\u1ed9t l\u01b0\u1ee3ng l\u1edbn c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 tham gia v\u00e0o th\u1ecb tr\u01b0\u1eddng tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p, l\u00e0m m\u1ea5t \u0111i m\u1ed9t ngu\u1ed3n v\u1ed1n l\u1edbn.<\/p>\n

B\u1edfi th\u1ef1c t\u1ebf cho th\u1ea5y, theo t\u00ednh to\u00e1n, nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n \u0111ang n\u1eafm g\u1ea7n 27% kh\u1ed1i l\u01b0\u1ee3ng tr\u00e1i phi\u1ebfu, ch\u1ec9 sau ng\u00e2n h\u00e0ng th\u01b0\u01a1ng m\u1ea1i. Vi\u1ec7c si\u1ebft \u0111i\u1ec1u ki\u1ec7n nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n \u0111\u01b0\u1ee3c tham gia th\u1ecb tr\u01b0\u1eddng tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p s\u1ebd h\u1ea1n ch\u1ebf l\u1ef1c l\u01b0\u1ee3ng v\u1ed1n \u0111ang n\u1eafm gi\u1eef 1\/4 kh\u1ed1i l\u01b0\u1ee3ng tr\u00e1i phi\u1ebfu ph\u00e1t h\u00e0nh n\u00e0y tham gia th\u1ecb tr\u01b0\u1eddng tr\u00e1i phi\u1ebfu. Trong khi, theo m\u1ee5c ti\u00eau c\u1ee7a Ch\u00ednh ph\u1ee7 \u0111\u1ebfn n\u0103m 2025 v\u00e0 2030, m\u1ed7i n\u0103m c\u1ea7n tr\u00ean 800.000 t\u1ef7 \u0111\u1ed3ng tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p m\u1edbi, vi\u1ec7c thi\u1ebfu nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n c\u00f3 th\u1ec3 d\u1eabn \u0111\u1ebfn s\u1ebd kh\u00f4ng \u0111\u1ee7 ng\u01b0\u1eddi mua.<\/p>\n

\u0110\u1ed3ng quan \u0111i\u1ec3m, g\u00f3p \u00fd x\u00e2y d\u1ef1ng v\u00e0 ho\u00e0n thi\u1ec7n ch\u00ednh s\u00e1ch, \u00f4ng Ph\u1ea1m V\u0103n H\u00f9ng – Ban Ph\u00e1p ch\u1ebf, Li\u00ean \u0111o\u00e0n Th\u01b0\u01a1ng m\u1ea1i v\u00e0 C\u00f4ng nghi\u1ec7p Vi\u1ec7t Nam (VCCI) c\u0169ng cho r\u1eb1ng, tr\u00e1i phi\u1ebfu l\u00e0 m\u1ed9t k\u00eanh quan tr\u1ecdng c\u1ee7a doanh nghi\u1ec7p, do \u0111\u00f3 vi\u1ec7c s\u1eeda \u0111\u1ed5i quy \u0111\u1ecbnh li\u00ean quan t\u1edbi ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu c\u1ea7n th\u1eadn tr\u1ecdng, b\u1ea3o \u0111\u1ea3m t\u00ednh \u1ed5n \u0111\u1ecbnh; tr\u00e1nh t\u00ecnh tr\u1ea1ng th\u1eaft ch\u1eb7t tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb, g\u00e2y ra \u0111\u1ee9t g\u00e3y ngu\u1ed3n v\u1ed1n cho doanh nghi\u1ec7p.<\/p>\n

Trong khi \u0111\u00f3, d\u01b0\u1edbi g\u00f3c \u0111\u1ed9 doanh nghi\u1ec7p, \u00f4ng \u0110\u1ed7 B\u1ea3o Ng\u1ecdc – Ph\u00f3 t\u1ed5ng Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty C\u1ed5 ph\u1ea7n Ch\u1ee9ng kho\u00e1n Ki\u1ebfn thi\u1ebft Vi\u1ec7t Nam (CSI) c\u0169ng cho r\u1eb1ng, ch\u00ednh s\u00e1ch m\u1edbi c\u1ea7n c\u1ee5 th\u1ec3 h\u01a1n \u1edf nh\u1eefng g\u00f3c \u0111\u1ed9 nh\u01b0: h\u00e0nh vi thao t\u00fang d\u1ef1a tr\u00ean vi\u1ec7c mua \u0111i b\u00e1n l\u1ea1i nh\u1eefng c\u1ed5 phi\u1ebfu trong c\u00f9ng m\u1ed9t kho\u1ea3ng th\u1eddi gian, xu\u1ea5t hi\u1ec7n c\u00e1c giao d\u1ecbch ch\u00e9o. Ngo\u00e0i ra, b\u1ed5 sung th\u00eam c\u00e1c quy \u0111\u1ecbnh li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n b\u1eaft bu\u1ed9c ph\u1ea3i x\u00e1c \u0111\u1ecbnh \u0111\u1ecbnh danh \u0111i\u1ec7n t\u1eed th\u00f4ng qua c\u0103n c\u01b0\u1edbc c\u00f4ng d\u00e2n g\u1eafn chip.<\/p>\n

\u201c\u0110\u00e2y l\u00e0 y\u1ebfu t\u1ed1 \u0111\u1ec3 ch\u00fang ta x\u00e1c th\u1ef1c \u0111\u01b0\u1ee3c t\u1eebng t\u00e0i kho\u1ea3n ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c l\u1eadp ra b\u1edfi nh\u1eefng nh\u00e0 \u0111\u1ea7u t\u01b0 th\u1ef1c t\u1ebf, ch\u1ee9 kh\u00f4ng ph\u1ea3i l\u00e0 nh\u1eefng nh\u00e0 \u0111\u1ea7u t\u01b0 \u1ea3o \u0111\u1ec3 m\u1ed9t nh\u00f3m nh\u00e0 \u0111\u1ea7u t\u01b0 kh\u00e1c s\u1eed d\u1ee5ng thao t\u00fang th\u1ecb tr\u01b0\u1eddng\u201d, \u00f4ng \u0110\u1ed7 B\u1ea3o Ng\u1ecdc nh\u1ea5n m\u1ea1nh.<\/p>\n

C\u00f2n theo Lu\u1eadt s\u01b0<\/span><\/a> Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c<\/a>,<\/a> Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt<\/a> ANVI<\/a><\/strong><\/em>, vi\u1ec7c si\u1ebft ch\u1eb7t c\u00e1c quy \u0111\u1ecbnh v\u1ec1 nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n c\u00f3 th\u1ec3 khi\u1ebfn th\u1ecb tr\u01b0\u1eddng tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p b\u1ecb thu h\u1eb9p. \u0110i\u1ec1u n\u00e0y s\u1ebd l\u00e0m gi\u1ea3m c\u01a1 h\u1ed9i huy \u0111\u1ed9ng v\u1ed1n c\u1ee7a c\u00e1c doanh nghi\u1ec7p, v\u00ec v\u1eady, thay v\u00ec t\u0103ng c\u01b0\u1eddng c\u00e1c quy \u0111\u1ecbnh, ch\u00fang ta n\u00ean t\u1eadp trung v\u00e0o vi\u1ec7c n\u00e2ng cao nh\u1eadn th\u1ee9c c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0 v\u00e0 t\u0103ng c\u01b0\u1eddng c\u00f4ng t\u00e1c gi\u00e1m s\u00e1t \u0111\u1ec3 h\u1ea1n ch\u1ebf c\u00e1c h\u00e0nh vi vi ph\u1ea1m ph\u00e1p lu\u1eadt.<\/em><\/p>\n

Li\u00ean quan \u0111\u1ebfn n\u1ed9i dung \u0111\u00e3 n\u00eau, tham gia g\u00f3p \u00fd x\u00e2y d\u1ef1ng, ho\u00e0n thi\u1ec7n D\u1ef1 th\u1ea3o Lu\u1eadt (s\u1eeda \u0111\u1ed5i) kh\u00f4ng \u00edt \u00fd ki\u1ebfn cho hay, tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p l\u00e0 s\u1ea3n ph\u1ea9m \u0111a d\u1ea1ng v\u1edbi c\u00e1c h\u00ecnh th\u1ee9c nh\u01b0: tr\u00e1i phi\u1ebfu chuy\u1ec3n \u0111\u1ed5i, tr\u00e1i phi\u1ebfu c\u00f3 l\u00e3i su\u1ea5t c\u1ed1 \u0111\u1ecbnh ho\u1eb7c bi\u1ebfn \u0111\u1ed5i, tr\u00e1i phi\u1ebfu k\u00e8m ch\u1ee9ng quy\u1ec1n, tr\u00e1i phi\u1ebfu c\u00f3 t\u00e0i s\u1ea3n \u0111\u1ea3m b\u1ea3o ho\u1eb7c kh\u00f4ng c\u00f3 t\u00e0i s\u1ea3n \u0111\u1ea3m b\u1ea3o\u2026 vi\u1ec7c \u0111\u01b0a ra \u0111i\u1ec1u ki\u1ec7n b\u1eaft bu\u1ed9c nh\u01b0 \u0111\u1ec1 xu\u1ea5t s\u1ebd h\u1ea1n ch\u1ebf th\u1ecb tr\u01b0\u1eddng th\u1eadm ch\u00ed l\u00e0 g\u00e2y tri\u1ec7t ti\u00eau, l\u00e0m m\u1ea5t vai tr\u00f2 l\u00e0 k\u00eanh \u0111\u1ea7u t\u01b0 c\u1ee7a tr\u00e1i phi\u1ebfu.<\/p>\n

Gia Nguy\u1ec5n <\/strong><\/p>\n

————-<\/em><\/p>\n

Di\u1ec5n \u0111\u00e0n DN (Ph\u00e1p lu\u1eadt<\/em><\/strong>) ng\u00e0y <\/em><\/strong>19-9<\/em><\/strong>-2024:<\/em><\/strong><\/p>\n

https:\/\/diendandoanhnghiep.vn\/sua-luat-chung-khoan-van-con-do-khong-it-ban-khoan-10142181.html<\/a> <\/em><\/p>\n

(<\/em>100\/1.105)<\/em>","protected":false},"excerpt":{"rendered":"

(D\u0110DN) – Vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u t\u1ea1i Lu\u1eadt Ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c cho l\u00e0 c\u1ea7n thi\u1ebft, tuy nhi\u00ean, b\u00ean c\u1ea1nh m\u1eb7t t\u00edch c\u1ef1c v\u1eabn c\u00f2n \u0111\u00f3 kh\u00f4ng \u00edt b\u0103n kho\u0103n… Theo \u0111\u00f3, D\u1ef1 th\u1ea3o Lu\u1eadt s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Lu\u1eadt Ch\u1ee9ng kho\u00e1n, \u0111ang \u0111\u01b0\u1ee3c B\u1ed9 T\u00e0i ch\u00ednh x\u00e2y […]<\/p>\n","protected":false},"author":2,"featured_media":41253,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[17,26],"tags":[41,34],"class_list":["post-41252","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-binh-luan-gop-y","category-legal-media","tag-luat-su-chung-khoan","tag-luat-su-doanh-nghiep"],"acf":[],"yoast_head":"\n3.859. 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