{"id":4453,"date":"2022-01-18T17:51:23","date_gmt":"2022-01-18T10:51:23","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=4453"},"modified":"2022-01-27T17:54:18","modified_gmt":"2022-01-27T10:54:18","slug":"3-616-ong-trinh-van-quyet-bi-xu-phat-kich-khung-vi-ban-co-phieu-flc-co-nang","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/3-616-ong-trinh-van-quyet-bi-xu-phat-kich-khung-vi-ban-co-phieu-flc-co-nang\/","title":{"rendered":"3.616. \u00d4ng Tr\u1ecbnh V\u0103n Quy\u1ebft b\u1ecb x\u1eed ph\u1ea1t k\u1ecbch khung v\u00ec b\u00e1n c\u1ed5 phi\u1ebfu FLC c\u00f3 n\u1eb7ng?\u00a0"},"content":{"rendered":"\"\"<\/strong><\/p>\n

(N\u0110T) – So v\u1edbi l\u1ea7n b\u00e1n c\u1ed5 phi\u1ebfu n\u0103m 2017 c\u1ee7a \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft, l\u1ea7n x\u1eed ph\u1ea1t n\u00e0y c\u1ee7a U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc theo Ngh\u1ecb \u0111\u1ecbnh 128\/2021 \u0111\u00e3 \u1edf m\u1ee9c cao nh\u1ea5t.\u00a0<\/strong><\/p>\n

Ng\u00e0y 18\/1, \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (SSC) \u0111\u00e3 ban h\u00e0nh Quy\u1ebft \u0111\u1ecbnh v\u1ec1 vi\u1ec7c x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n \u0111\u1ed1i v\u1edbi \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft \u2013 Ch\u1ee7 t\u1ecbch T\u1eadp \u0111o\u00e0n FLC.<\/p>\n

Theo \u0111\u00f3, \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft b\u1ecb ph\u1ea1t ti\u1ec1n 1,5 t\u1ef7 \u0111\u1ed3ng, c\u0103n c\u1ee9 theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 5, \u0111i\u1ec3m h kho\u1ea3n 5 \u0110i\u1ec1u 33 Ngh\u1ecb \u0111\u1ecbnh 156\/2020\/N\u0110-CP \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 4 \u0110i\u1ec1u 1 kho\u1ea3n 27 \u0110i\u1ec1u 1 Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 128\/2021\/N\u0110-CP ng\u00e0y 30\/12\/2021 c\u1ee7a Ch\u00ednh ph\u1ee7 s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 156\/2020\/N\u0110-CP (Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 128\/2021\/N\u0110-CP) quy \u0111\u1ecbnh x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n.<\/p>\n

Trong \u0111\u00f3, m\u1ee9c x\u1eed ph\u1ea1t tr\u00ean \u00e1p d\u1ee5ng cho h\u00e0nh vi \u00f4ng Quy\u1ebft b\u00e1n 74,8 tri\u1ec7u c\u1ed5 phi\u1ebfu FLC v\u00e0o phi\u00ean 10\/1 m\u00e0 kh\u00f4ng b\u00e1o c\u00e1o v\u1ec1 vi\u1ec7c d\u1ef1 ki\u1ebfn giao d\u1ecbch, kh\u00f4ng c\u00f4ng b\u1ed1 th\u00f4ng tin.<\/p>\n

B\u00ean c\u1ea1nh \u0111\u00f3, \u1ee6y ban Ch\u1ee9ng kho\u00e1n c\u00f2n \u00e1p d\u1ee5ng h\u00ecnh th\u1ee9c x\u1eed ph\u1ea1t b\u1ed5 sung v\u1edbi \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft l\u00e0 \u0111\u00ecnh ch\u1ec9 ho\u1ea1t \u0111\u1ed9ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n 5 th\u00e1ng, theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 7 \u0110i\u1ec1u 33 Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 156\/2020 \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung theo quy \u0111\u1ecbnh t\u1ea1i Kho\u1ea3n 27 \u0110i\u1ec1u 1 Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 128\/2021\/N\u0110-CP.<\/p>\n

Tr\u01b0\u1edbc \u0111\u00f3, \u1ee6y ban Ch\u1ee9ng kho\u00e1n \u0111\u00e3 c\u00f3 quy\u1ebft \u0111\u1ecbnh phong t\u1ecfa t\u00e0i kho\u1ea3n giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u1ee7a \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft sau khi x\u00e1c \u0111\u1ecbnh c\u00e1 nh\u00e2n n\u00e0y b\u00e1n g\u1ea7n 74,8 tri\u1ec7u c\u1ed5 phi\u1ebfu trong phi\u00ean giao d\u1ecbch ng\u00e0y 10\/1.<\/p>\n

\u00d4ng Tr\u1ecbnh V\u0103n Quy\u1ebft \u2013 Ch\u1ee7 t\u1ecbch T\u1eadp \u0111o\u00e0n FLC.<\/strong><\/h3>\n

L\u00e3nh \u0111\u1ea1o \u1ee6y ban Ch\u1ee9ng kho\u00e1n cho bi\u1ebft, \u0111\u00e2y l\u00e0 bi\u1ec7n ph\u00e1p ch\u01b0a t\u1eebng c\u00f3 ti\u1ec1n l\u1ec7 tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n\u00a0Vi\u1ec7t Nam<\/a>. Tuy nhi\u00ean, \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o s\u1ef1 minh b\u1ea1ch v\u00e0 l\u00e0nh m\u1ea1nh c\u1ee7a th\u1ecb tr\u01b0\u1eddng, c\u01a1 quan qu\u1ea3n l\u00fd v\u00e0 c\u00e1c c\u01a1 quan li\u00ean quan \u0111\u00e3 khai tri\u1ec3n nhi\u1ec1u gi\u1ea3i ph\u00e1p \u0111\u01b0a ra quy\u1ebft \u0111\u1ecbnh nh\u01b0 tr\u00ean.<\/p>\n

T<\/em>heo d\u00f5i s\u1ef1 vi\u1ec7c l\u1ea7n n\u00e0y, khi trao \u0111\u1ed5i v\u1edbi\u00a0Ng\u01b0\u1eddi \u0110\u01b0a Tin\u00a0v\u1ec1 k\u1ebft qu\u1ea3 x\u1eed ph\u1ea1t c\u1ee7a U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc v\u1edbi h\u00e0nh vi vi ph\u1ea1m trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n \u0111\u1ed1i v\u1edbi \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft, lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c – Gi\u00e1m \u0111\u1ed1c \u0110i\u1ec1u h\u00e0nh C\u00f4ng ty lu\u1eadt ANVI – kh\u1eb3ng \u0111\u1ecbnh, m\u1ee9c x\u1eed ph\u1ea1t tr\u00ean l\u00e0 \u201c\u0111\u00fang lu\u1eadt, k\u1ecbch khung\u201d theo Ngh\u1ecb \u0111\u1ecbnh 128\/2021 v\u1ec1 x\u1eed ph\u1ea1t trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n c\u00f3 hi\u1ec7u l\u1ef1c \u0111\u1ea7u n\u0103m nay.<\/em><\/p>\n

Theo ph\u00e2n t\u00edch c\u1ee7a lu\u1eadt s\u01b0, tr\u01b0\u1eddng h\u1ee3p vi ph\u1ea1m c\u1ee7a \u00f4ng Quy\u1ebft \u0111\u00e3 b\u1ecb x\u1eed ph\u1ea1t theo c\u1ea3 2 h\u00ecnh th\u1ee9c l\u00e0 x\u1eed ph\u1ea1t h\u00e0nh ch\u00ednh v\u00e0 ph\u1ea1t b\u1ed5 sung.<\/em><\/p>\n

V\u1ec1 ph\u1ea1t h\u00e0nh ch\u00ednh, v\u1edbi vi\u1ec7c b\u00e1n 74,8 tri\u1ec7u c\u1ed5 phi\u1ebfu FLC, tr\u01b0\u1eddng h\u1ee3p c\u1ee7a \u00f4ng Quy\u1ebft n\u1eb1m trong khung ph\u1ea1t ti\u1ec1n cao nh\u1ea5t 3% \u0111\u1ebfn 5% gi\u00e1 tr\u1ecb ch\u1ee9ng kho\u00e1n giao d\u1ecbch th\u1ef1c t\u1ebf n\u1ebfu giao d\u1ecbch c\u00f3 gi\u00e1 tr\u1ecb t\u1eeb 10 t\u1ef7 \u0111\u1ed3ng tr\u1edf l\u00ean.<\/em><\/p>\n

\"\"<\/em><\/p>\n

Lu\u1eadt s\u01b0 Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c – Gi\u00e1m \u0111\u1ed1c \u0110i\u1ec1u h\u00e0nh C\u00f4ng ty lu\u1eadt ANVI.<\/em><\/strong><\/h4>\n

M\u1eb7c d\u00f9 v\u1eady, theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 3 \u0110i\u1ec1u 5 Ngh\u1ecb \u0111\u1ecbnh 128\/2021 x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh \u0111\u1ed1i v\u1edbi c\u00e1c h\u00e0nh vi vi ph\u1ea1m kh\u00e1c trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n l\u00e0 3 t\u1ef7 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c v\u00e0 1,5 t\u1ef7 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi c\u00e1 nh\u00e2n. V\u00ec v\u1eady, m\u1ee9c ph\u1ea1t ti\u1ec1n t\u1ed1i \u0111a v\u1edbi c\u00e1 nh\u00e2n c\u00f3 vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n ch\u1ec9 l\u00e0 1,5 t\u1ef7 \u0111\u1ed3ng.<\/em><\/p>\n

\u201cDo \u0111\u00f3, m\u1ee9c x\u1eed ph\u1ea1t h\u00e0nh ch\u00ednh 1,5 t\u1ef7 \u0111\u1ed3ng v\u1edbi \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft l\u00e0 \u0111\u00e3 k\u1ecbch khung\u201d, lu\u1eadt s\u01b0 \u0110\u1ee9c n\u00f3i v\u00e0 nh\u1eafc l\u1ea1i h\u00e0nh vi b\u00e1n c\u1ed5 phi\u1ebfu n\u0103m 2017 c\u1ee7a \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft, khi \u0111\u00f3 \u00f4ng Quy\u1ebft \u0111\u00e3 b\u1ecb \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc x\u1eed ph\u1ea1t 65 tri\u1ec7u \u0111\u1ed3ng v\u00ec kh\u00f4ng b\u00e1o c\u00e1o v\u1ec1 vi\u1ec7c d\u1ef1 ki\u1ebfn giao d\u1ecbch b\u00e1n 57 tri\u1ec7u c\u1ed5 phi\u1ebfu FLC. Th\u1eddi \u0111i\u1ec3m \u0111\u00f3, s\u1ed1 ti\u1ec1n \u00f4ng Quy\u1ebft thu v\u1ec1 \u01b0\u1edbc t\u00ednh h\u00e0ng tr\u0103m t\u1ef7 \u0111\u1ed3ng.<\/em><\/p>\n

V\u1ec1 m\u1ee9c ph\u1ea1t b\u1ed5 sung, lu\u1eadt s\u01b0 \u0110\u1ee9c c\u0169ng cho \u0111\u00e2y l\u00e0 m\u1ee9c ph\u1ea1t theo \u0111\u00fang quy \u0111\u1ecbnh hi\u1ec7n h\u00e0nh. \u00d4ng n\u00f3i th\u00eam, lu\u1eadt quy \u0111\u1ecbnh \u0111\u00e3 r\u00f5, vi\u1ec7c x\u1eed l\u00fd nhanh ch\u00f3ng c\u0169ng ph\u1ea7n n\u00e0o l\u1ea5y l\u1ea1i ni\u1ec1m tin cho nh\u00e0\u00a0<\/em>\u0111\u1ea7u t\u01b0<\/em><\/a>, b\u1edfi n\u1ebfu kh\u00f4ng l\u00e0m nghi\u00eam, uy t\u00edn c\u1ee7a th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n s\u1ebd c\u00e0ng \u0111i xu\u1ed1ng.<\/em><\/p>\n

S\u1ef1 vi\u1ec7c l\u1ea7n n\u00e0y v\u1eabn \u0111ang \u0111\u01b0\u1ee3c U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc ti\u1ebfp t\u1ee5c ph\u1ed1i h\u1ee3p c\u01a1 quan li\u00ean quan \u0111\u1ec3 x\u1eed l\u00fd v\u1ee5 vi\u1ec7c.<\/p>\n

Nguy\u1ec5n Thu Huy\u1ec1n<\/p>\n

——————–<\/p>\n

Ng\u01b0\u1eddi \u0111\u01b0a tin (T\u00e0i ch\u00ednh Ng\u00e2n h\u00e0ng) 18-01-2022:<\/em><\/strong><\/p>\n

https:\/\/www.nguoiduatin.vn\/ong-trinh-van-quyet-bi-xu-phat-kich-khung-vi-ban-co-phieu-flc-co-nang-a540364.html<\/em><\/a><\/p>\n

(399\/832)<\/em><\/p>\n

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(N\u0110T) – So v\u1edbi l\u1ea7n b\u00e1n c\u1ed5 phi\u1ebfu n\u0103m 2017 c\u1ee7a \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft, l\u1ea7n x\u1eed ph\u1ea1t n\u00e0y c\u1ee7a U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc theo Ngh\u1ecb \u0111\u1ecbnh 128\/2021 \u0111\u00e3 \u1edf m\u1ee9c cao nh\u1ea5t.\u00a0 Ng\u00e0y 18\/1, \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (SSC) \u0111\u00e3 ban h\u00e0nh Quy\u1ebft \u0111\u1ecbnh v\u1ec1 vi\u1ec7c x\u1eed ph\u1ea1t vi ph\u1ea1m […]<\/p>\n","protected":false},"author":1,"featured_media":4455,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[27,26],"tags":[],"class_list":["post-4453","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-interviews","category-legal-media"],"acf":[],"yoast_head":"\n3.616. \u00d4ng Tr\u1ecbnh V\u0103n Quy\u1ebft b\u1ecb x\u1eed ph\u1ea1t k\u1ecbch khung v\u00ec b\u00e1n c\u1ed5 phi\u1ebfu FLC c\u00f3 n\u1eb7ng?\u00a0 - 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