{"id":48560,"date":"2025-08-22T11:36:00","date_gmt":"2025-08-22T04:36:00","guid":{"rendered":"https:\/\/anvilaw.com\/vi\/?p=48560"},"modified":"2025-08-27T15:23:44","modified_gmt":"2025-08-27T08:23:44","slug":"4-139-nhan-dien-vi-pham-de-dung-barie-ngan-chan-bai-cuoi","status":"publish","type":"post","link":"https:\/\/anvilaw.com\/vi\/4-139-nhan-dien-vi-pham-de-dung-barie-ngan-chan-bai-cuoi\/","title":{"rendered":"4.139. Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i)."},"content":{"rendered":"

Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i).<\/strong><\/span><\/h4>\n
(CAND) – C\u00e1c vi ph\u1ea1m tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n (TTCK) c\u00f3 nhi\u1ec1u h\u00ecnh th\u1ee9c, nh\u01b0ng d\u00f9 vi ph\u1ea1m c\u1ee7a c\u00e1 nh\u00e2n hay doanh nghi\u1ec7p, v\u00ec l\u00fd do kh\u00e1ch quan hay ch\u1ee7 quan, c\u0169ng c\u1ea7n x\u00e1c \u0111\u1ecbnh \u0111\u01b0\u1ee3c nguy\u00ean nh\u00e2n, t\u1eeb \u0111\u00f3 s\u1ebd c\u00f3 c\u00e1c bi\u1ec7n ph\u00e1p ng\u0103n ch\u1eb7n \u0111\u1ec3 l\u00e0m trong s\u1ea1ch th\u1ecb tr\u01b0\u1eddng.<\/h5>\n
Truy nguy\u00ean v\u00e0 \u201c\u0111i\u1ec3m t\u00ean ch\u1ec9 m\u1eb7t\u201d vi ph\u1ea1m<\/strong><\/h5>\n
Lu\u1eadt s\u01b0\u00a0<\/a>Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c<\/a>, Gi\u00e1m \u0111\u1ed1c C\u00f4ng ty Lu\u1eadt<\/a> ANVI<\/a><\/span>, <\/em><\/strong>Tr\u1ecdng t\u00e0i vi\u00ean VIAC<\/em><\/strong> ph\u00e2n t\u00edch: \u201cC\u00f3 c\u00e2u n\u00f3i “n\u01b0\u1edbc trong th\u00ec kh\u00f4ng c\u00f3 c\u00e1”, nh\u01b0ng v\u1edbi ri\u00eang TTCK, l\u00e0m xanh s\u1ea1ch th\u1ecb tr\u01b0\u1eddng l\u00e0 \u01b0u ti\u00ean h\u00e0ng \u0111\u1ea7u. Trong s\u1ea1ch kh\u00f4ng l\u00e0m m\u1ea5t con c\u00e1 n\u00e0o m\u00e0 c\u00f3 c\u00e1 s\u1ea1ch, c\u00e1 an to\u00e0n v\u00e0 c\u00e1 ngon h\u01a1n, \u0111\u00e2y c\u0169ng l\u00e0 m\u1ed9t b\u00e0i to\u00e1n kh\u00f4ng d\u1ec5”.<\/em> Th\u1ef1c v\u1eady, v\u1edbi n\u01a1i m\u00e0 d\u00f2ng ti\u1ec1n lu\u00e2n chuy\u1ec3n h\u00e0ng t\u1ef7 USD m\u1ed7i ng\u00e0y, minh b\u1ea1ch c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c coi l\u00e0 m\u1ed9t trong nh\u1eefng m\u1ee5c ti\u00eau cao nh\u1ea5t \u0111\u1ec3 th\u1ecb tr\u01b0\u1eddng v\u1eadn h\u00e0nh. V\u00ec th\u1ebf, trong qu\u00e1 tr\u00ecnh ho\u1ea1t \u0111\u1ed9ng, Thanh tra UBCKNN \u0111\u00e3 ph\u00e2n lo\u1ea1i, th\u1ed1ng k\u00ea c\u00e1c lo\u1ea1i vi ph\u1ea1m tr\u00ean TTCK \u0111\u1ec3 t\u1eeb \u0111\u00f3 c\u00f3 c\u00e1c gi\u1ea3i ph\u00e1p ng\u0103n ch\u1eb7n, x\u1eed l\u00fd, l\u00e0m s\u1ea1ch th\u1ecb tr\u01b0\u1eddng.<\/h5>\n

Trao \u0111\u1ed5i v\u1edbi PV B\u00e1o CAND, Thanh tra UBCKNN \u0111\u00e3 chia vi ph\u1ea1m tr\u00ean TTCK th\u00e0nh 3 nh\u00f3m. Th\u1ee9 nh\u1ea5t l\u00e0 vi ph\u1ea1m theo nh\u00f3m \u0111\u1ed1i t\u01b0\u1ee3ng b\u1ecb x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh, bao g\u1ed3m c\u00e1c nh\u00f3m vi ph\u1ea1m c\u1ee7a t\u1ed5 ch\u1ee9c ch\u00e0o b\u00e1n\/ph\u00e1t h\u00e0nh, c\u1ee7a c\u00f4ng ty \u0111\u1ea1i ch\u00fang, t\u1ed5 ch\u1ee9c ni\u00eam y\u1ebft, ch\u1ee7 y\u1ebfu g\u1ed3m vi ph\u1ea1m ngh\u0129a v\u1ee5 b\u00e1o c\u00e1o, c\u00f4ng b\u1ed1 th\u00f4ng tin c\u1ee7a t\u1ed5 ch\u1ee9c ni\u00eam y\u1ebft, t\u1ed5 ch\u1ee9c \u0111\u0103ng k\u00fd giao d\u1ecbch, t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh. Lo\u1ea1t vi ph\u1ea1m c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0 g\u1ed3m vi ph\u1ea1m \u0111i\u1ec1u c\u1ea5m trong giao d\u1ecbch nh\u01b0 th\u1ef1c hi\u1ec7n h\u00e0nh vi thao t\u00fang TTCK; vi ph\u1ea1m quy \u0111\u1ecbnh v\u1ec1 giao d\u1ecbch nh\u01b0 ch\u1eadm ho\u1eb7c kh\u00f4ng b\u00e1o c\u00e1o, ho\u1eb7c vi ph\u1ea1m quy \u0111\u1ecbnh v\u1ec1 ch\u00e0o mua c\u00f4ng khai. B\u00ean c\u1ea1nh \u0111\u00f3, c\u00f2n c\u00f3 c\u00e1c vi ph\u1ea1m c\u1ee7a doanh nghi\u1ec7p, t\u1ed5 ch\u1ee9c v\u1ec1 ngh\u0129a v\u1ee5 b\u00e1o c\u00e1o\/c\u00f4ng b\u1ed1 th\u00f4ng tin; vi ph\u1ea1m c\u00e1c quy \u0111\u1ecbnh v\u1ec1 ho\u1ea1t \u0111\u1ed9ng…<\/p>\n

\"Nh\u1eadn<\/h5>\n
Th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam t\u0103ng tr\u01b0\u1edfng v\u01b0\u1ee3t b\u1eadc sau 25 n\u0103m v\u1eadn h\u00e0nh.<\/h5>\n

Trong c\u00e1c n\u0103m g\u1ea7n \u0111\u00e2y, c\u00e1c tr\u01b0\u1eddng h\u1ee3p b\u1ecb x\u1eed ph\u1ea1t h\u00e0nh ch\u00ednh v\u1edbi m\u1ee9c ph\u1ea1t ti\u1ec1n cao t\u1eadp trung v\u00e0o c\u00e1c h\u00e0nh vi vi ph\u1ea1m \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh khung ph\u1ea1t ti\u1ec1n cao nh\u01b0 h\u00e0nh vi thao t\u00fang; c\u00e1c tr\u01b0\u1eddng h\u1ee3p vi ph\u1ea1m nhi\u1ec1u l\u1ea7n m\u1ed9t l\u1ed7i ch\u1ee7 y\u1ebfu l\u00e0 vi ph\u1ea1m v\u1ec1 c\u00f4ng b\u1ed1 th\u00f4ng tin; m\u1ed9t s\u1ed1 tr\u01b0\u1eddng h\u1ee3p vi ph\u1ea1m nhi\u1ec1u l\u1ed7i \u0111\u01b0\u1ee3c ph\u00e1t hi\u1ec7n qua c\u00f4ng t\u00e1c thanh, ki\u1ec3m tra. Ngo\u00e0i h\u00ecnh th\u1ee9c x\u1eed ph\u1ea1t b\u1eb1ng ti\u1ec1n, c\u00e1c t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n vi ph\u1ea1m c\u00f2n b\u1ecb \u00e1p d\u1ee5ng c\u00e1c h\u00ecnh th\u1ee9c x\u1eed ph\u1ea1t b\u1ed5 sung nh\u01b0 \u0111\u00ecnh ch\u1ec9 ho\u1ea1t \u0111\u1ed9ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u00f3 th\u1eddi h\u1ea1n, t\u01b0\u1edbc quy\u1ec1n s\u1eed d\u1ee5ng ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 ch\u1ee9ng kho\u00e1n c\u00f3 th\u1eddi h\u1ea1n, \u0111\u00ecnh ch\u1ec9 ho\u1ea1t \u0111\u1ed9ng kinh doanh, d\u1ecbch v\u1ee5 ch\u1ee9ng kho\u00e1n trong th\u1eddi h\u1ea1n\u2026<\/p>\n

\u0110\u00e1nh gi\u00e1 v\u1ec1 c\u00e1c vi ph\u1ea1m tr\u00ean TTCK, chuy\u00ean gia kinh t\u1ebf \u0110inh Tr\u1ecdng Th\u1ecbnh cho r\u1eb1ng, vi\u1ec7c c\u00e1c doanh nghi\u1ec7p c\u00f4ng b\u1ed1 th\u00f4ng tin kh\u00f4ng \u0111\u1ea7y \u0111\u1ee7, thi\u1ebfu ch\u00ednh x\u00e1c, ho\u1eb7c c\u00f3 d\u1ea5u hi\u1ec7u che gi\u1ea5u th\u00f4ng tin l\u00e0 m\u1ed9t trong nh\u1eefng nguy\u00ean nh\u00e2n d\u1eabn \u0111\u1ebfn c\u00e1c vi ph\u1ea1m tr\u00ean th\u1ecb tr\u01b0\u1eddng. B\u1edfi v\u1eady, v\u1ecb chuy\u00ean gia n\u00e0y nh\u1ea5n m\u1ea1nh vai tr\u00f2 c\u1ee7a c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd trong vi\u1ec7c t\u0103ng c\u01b0\u1eddng gi\u00e1m s\u00e1t, thanh tra, ki\u1ec3m tra v\u00e0 x\u1eed l\u00fd nghi\u00eam c\u00e1c h\u00e0nh vi vi ph\u1ea1m, \u0111\u1ed3ng th\u1eddi c\u00f3 c\u00e1c bi\u1ec7n ph\u00e1p ng\u0103n ch\u1eb7n k\u1ecbp th\u1eddi c\u00e1c h\u00e0nh vi thao t\u00fang, l\u00e0m gi\u00e1 ch\u1ee9ng kho\u00e1n.<\/p>\n

Ngo\u00e0i ra, c\u00e1c b\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ea7n \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n m\u1ed9t c\u00e1ch \u0111\u1ed9c l\u1eadp, kh\u00e1ch quan, v\u00e0 c\u1ea3nh b\u00e1o \u0111\u1ea7y \u0111\u1ee7 c\u00e1c r\u1ee7i ro ti\u1ec1m \u1ea9n \u0111\u1ec3 b\u1ea3o v\u1ec7 quy\u1ec1n l\u1ee3i c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0; \u0111\u1ed3ng th\u1eddi, c\u00e1c ch\u1ebf t\u00e0i x\u1eed l\u00fd vi ph\u1ea1m c\u1ea7n \u0111\u1ee7 s\u1ee9c r\u0103n \u0111e, ph\u00f9 h\u1ee3p v\u1edbi t\u00ednh ch\u1ea5t v\u00e0 m\u1ee9c \u0111\u1ed9 vi ph\u1ea1m, tr\u00e1nh t\u00ecnh tr\u1ea1ng x\u1eed l\u00fd nh\u1eb9, kh\u00f4ng t\u01b0\u01a1ng x\u1ee9ng v\u1edbi h\u1eadu qu\u1ea3 g\u00e2y ra.<\/p>\n

T\u1eeb ph\u00eda c\u01a1 quan ch\u1ee9c n\u0103ng, Thanh tra UBCKNN ch\u1ec9 ra nguy\u00ean nh\u00e2n c\u1ee7a nh\u1eefng vi ph\u1ea1m c\u00f3 c\u1ea3 kh\u00e1ch quan v\u00e0 ch\u1ee7 quan. V\u1ec1 kh\u00e1ch quan, m\u1ed9t s\u1ed1 doanh nghi\u1ec7p g\u1eb7p kh\u00f3 kh\u0103n v\u1ec1 ho\u1ea1t \u0111\u1ed9ng, c\u1eaft gi\u1ea3m nh\u00e2n s\u1ef1 d\u1eabn t\u1edbi kh\u00f4ng c\u00f3 \u0111\u1ee7 ngu\u1ed3n l\u1ef1c \u0111\u1ec3 th\u1ef1c hi\u1ec7n c\u00e1c ngh\u0129a v\u1ee5 c\u1ee7a doanh nghi\u1ec7p, bao g\u1ed3m ngh\u0129a v\u1ee5 b\u00e1o c\u00e1o, c\u00f4ng b\u1ed1 th\u00f4ng tin theo quy \u0111\u1ecbnh. TTCK Vi\u1ec7t Nam c\u0169ng c\u00f2n n\u1eb7ng t\u00ednh t\u00e2m l\u00fd \u0111\u00e1m \u0111\u00f4ng, trong b\u1ed1i c\u1ea3nh s\u1ef1 ph\u00e1t tri\u1ec3n m\u1ea1nh c\u1ee7a m\u1ea1ng x\u00e3 h\u1ed9i v\u1edbi nhi\u1ec1u h\u1ed9i, nh\u00f3m \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c t\u1ea1o ra tr\u00ean m\u1ea1ng x\u00e3 h\u1ed9i l\u00e0m n\u01a1i trao \u0111\u1ed5i, tham kh\u1ea3o th\u00f4ng tin, h\u1ed7 tr\u1ee3 nh\u00e0 \u0111\u1ea7u t\u01b0 mua, b\u00e1n ch\u1ee9ng kho\u00e1n, m\u1ed9t m\u1eb7t gi\u00fap cho vi\u1ec7c th\u00f4ng tin tr\u00ean th\u1ecb tr\u01b0\u1eddng \u0111\u01b0\u1ee3c ph\u1ed5 bi\u1ebfn nhanh ch\u00f3ng; nh\u01b0ng \u1edf m\u1eb7t ti\u00eau c\u1ef1c c\u0169ng l\u00e0 m\u00f4i tr\u01b0\u1eddng l\u00e0m xu\u1ea5t hi\u1ec7n hi\u1ec7n t\u01b0\u1ee3ng l\u1ee3i d\u1ee5ng c\u00e1c di\u1ec5n \u0111\u00e0n, nh\u00f3m m\u1ea1ng x\u00e3 h\u1ed9i Zalo, Facebook, Telegram\u2026 \u0111\u1ec3 tung tin \u0111\u1ed3n, k\u00eau g\u1ecdi l\u00f4i k\u00e9o nh\u00e0 \u0111\u1ea7u t\u01b0 mua b\u00e1n ch\u1ee9ng kho\u00e1n, th\u1eadm ch\u00ed c\u00f3 th\u1ec3 bao g\u1ed3m c\u1ea3 nh\u1eefng c\u1ed5 phi\u1ebfu c\u00f3 d\u1ea5u hi\u1ec7u thao t\u00fang.<\/p>\n

V\u1ec1 nguy\u00ean nh\u00e2n ch\u1ee7 quan, m\u1ed9t b\u1ed9 ph\u1eadn t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n tham gia TTCK c\u00f3 \u00fd th\u1ee9c tu\u00e2n th\u1ee7 ph\u00e1p lu\u1eadt ch\u01b0a cao, thi\u1ebfu hi\u1ec3u bi\u1ebft v\u1ec1 ph\u00e1p lu\u1eadt ch\u1ee9ng kho\u00e1n, nh\u1ea5t l\u00e0 \u0111\u1ed1i t\u01b0\u1ee3ng m\u1edbi tham gia TTCK, d\u1eabn \u0111\u1ebfn h\u1ecd kh\u00f4ng n\u1eafm r\u00f5 ho\u1eb7c kh\u00f4ng bi\u1ebft ph\u1ea3i th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 theo quy \u0111\u1ecbnh; c\u00f3 c\u00e1 nh\u00e2n\/t\u1ed5 ch\u1ee9c hi\u1ec3u ch\u01b0a \u0111\u00fang quy \u0111\u1ecbnh d\u1eabn \u0111\u1ebfn c\u00f3 th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 nh\u01b0ng ch\u01b0a \u0111\u1ea7y \u0111\u1ee7, ch\u01b0a \u0111\u00fang theo quy \u0111\u1ecbnh n\u00ean v\u1eabn vi ph\u1ea1m; m\u1ed9t b\u1ed9 ph\u1eadn c\u00e1 nh\u00e2n th\u1eadm ch\u00ed c\u1ed1 \u00fd th\u1ef1c hi\u1ec7n vi ph\u1ea1m nh\u01b0 h\u00e0nh vi thao t\u00fang TTCK. Trong c\u00e1c giai \u0111o\u1ea1n c\u00f3 t\u00ednh ch\u1ea5t chuy\u1ec3n ti\u1ebfp t\u1eeb c\u00e1c quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt c\u0169 sang c\u00e1c quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt m\u1edbi, m\u1ed9t b\u1ed9 ph\u1eadn doanh nghi\u1ec7p, c\u00e1 nh\u00e2n vi ph\u1ea1m do ch\u01b0a k\u1ecbp th\u1eddi n\u1eafm b\u1eaft quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt m\u1edbi \u0111\u1ec3 \u0111i\u1ec1u ch\u1ec9nh ho\u1ea1t \u0111\u1ed9ng, vi\u1ec7c th\u1ef1c hi\u1ec7n c\u00e1c ngh\u0129a v\u1ee5 d\u1eabn \u0111\u1ebfn vi ph\u1ea1m.<\/p>\n

\u0110\u1ee9ng t\u1eeb g\u00f3c \u0111\u1ed9 nh\u00e0 \u0111\u1ea7u t\u01b0, TS. L\u00ea Minh Ngh\u0129a – Ch\u1ee7 t\u1ecbch Hi\u1ec7p h\u1ed9i T\u01b0 v\u1ea5n t\u00e0i ch\u00ednh Vi\u1ec7t Nam cho r\u1eb1ng, nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n l\u00e0 nh\u00f3m d\u1ec5 t\u1ed5n th\u01b0\u01a1ng b\u1edfi c\u00e1c r\u1ee7i ro nh\u01b0 c\u00f3 qu\u00e1 \u00edt hi\u1ec3u bi\u1ebft v\u00e0 k\u1ef9 n\u0103ng t\u00e0i ch\u00ednh, b\u1ea5t c\u00e2n x\u1ee9ng th\u00f4ng tin, t\u00e2m l\u00fd \u0111\u1ea7u t\u01b0 k\u00e9m v\u00e0 hi\u1ec7u \u1ee9ng \u201c\u0111\u00e1m \u0111\u00f4ng\u201d\u2026<\/p>\n

\u201cVi\u1ec7c b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n kh\u00f4ng ch\u1ec9 \u0111\u1ea3m b\u1ea3o quy\u1ec1n l\u1ee3i c\u1ee7a h\u1ecd m\u00e0 c\u00f2n duy tr\u00ec ni\u1ec1m tin v\u00e0o h\u1ec7 th\u1ed1ng t\u00e0i ch\u00ednh, th\u00fac \u0111\u1ea9y s\u1ef1 tham gia b\u1ec1n v\u1eefng v\u00e0 \u0111\u00f3ng g\u00f3p v\u00e0o s\u1ef1 \u1ed5n \u0111\u1ecbnh c\u1ee7a th\u1ecb tr\u01b0\u1eddng. C\u1ea7n c\u00f3 bi\u1ec7n ph\u00e1p b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n nh\u01b0 x\u00e2y d\u1ef1ng khung ph\u00e1p l\u00fd minh b\u1ea1ch, t\u0103ng c\u01b0\u1eddng gi\u00e1o d\u1ee5c t\u00e0i ch\u00ednh… Vi\u1ec7c b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n kh\u00f4ng ch\u1ec9 l\u00e0 tr\u00e1ch nhi\u1ec7m ph\u00e1p l\u00fd m\u00e0 c\u00f2n l\u00e0 y\u1ebfu t\u1ed1 quy\u1ebft \u0111\u1ecbnh \u0111\u1ec3 x\u00e2y d\u1ef1ng m\u1ed9t th\u1ecb tr\u01b0\u1eddng t\u00e0i ch\u00ednh an to\u00e0n, b\u1ec1n v\u1eefng v\u00e0 hi\u1ec7u qu\u1ea3\u201d, \u00f4ng Ngh\u0129a khuy\u1ebfn ngh\u1ecb.<\/p>\n

\u1ee8ng d\u1ee5ng AI \u0111\u1ec3 ph\u00e1t hi\u1ec7n vi ph\u1ea1m<\/strong><\/h5>\n

Th\u1eddi gian qua, c\u01a1 quan qu\u1ea3n l\u00fd \u0111\u00e3 c\u00f3 nhi\u1ec1u gi\u1ea3i ph\u00e1p \u0111\u1ec3 gi\u1ea3m thi\u1ec3u vi ph\u1ea1m tr\u00ean TTCK, bao g\u1ed3m ho\u00e0n thi\u1ec7n c\u01a1 ch\u1ebf ch\u00ednh s\u00e1ch, tuy\u00ean truy\u1ec1n ph\u1ed5 bi\u1ebfn, \u0111\u1ea9y m\u1ea1nh th\u1ef1c thi ph\u00e1p lu\u1eadt v\u00e0 t\u0103ng c\u01b0\u1eddng ch\u1ebf t\u00e0i x\u1eed l\u00fd vi ph\u1ea1m. \u0110\u1eb7c bi\u1ec7t, c\u01a1 quan gi\u00e1m s\u00e1t \u0111\u1ea9y m\u1ea1nh x\u00e2y d\u1ef1ng c\u01a1 s\u1edf d\u1eef li\u1ec7u h\u1ea1 t\u1ea7ng hi\u1ec7n \u0111\u1ea1i c\u00f3 m\u1ee9c \u0111\u1ed9 b\u1ea3o m\u1eadt cao, \u1ee9ng d\u1ee5ng c\u00e1c c\u00f4ng ngh\u1ec7 m\u1edbi nh\u01b0 tr\u00ed tu\u1ec7 nh\u00e2n t\u1ea1o (AI), big data \u0111\u1ec3 ph\u1ee5c v\u1ee5 ho\u1ea1t \u0111\u1ed9ng gi\u00e1m s\u00e1t.<\/p>\n

Theo \u0111\u00f3, AI c\u00f3 kh\u1ea3 n\u0103ng ph\u00e1t hi\u1ec7n c\u00e1c h\u00e0nh vi b\u1ea5t th\u01b0\u1eddng nh\u01b0 thao t\u00fang gi\u00e1, giao d\u1ecbch n\u1ed9i gi\u00e1n, hay c\u00e1c h\u00e0nh vi giao d\u1ecbch kh\u00e1c \u0111\u1ed1i v\u1edbi d\u1eef li\u1ec7u giao d\u1ecbch l\u1edbn. C\u00e1c thu\u1eadt to\u00e1n h\u1ecdc m\u00e1y c\u00f3 th\u1ec3 ph\u00e2n t\u00edch kh\u1ed1i l\u01b0\u1ee3ng giao d\u1ecbch l\u1edbn v\u00e0 nh\u1eadn di\u1ec7n c\u00e1c m\u1eabu h\u00e0nh vi ph\u1ee9c t\u1ea1p m\u00e0 c\u00e1c h\u1ec7 th\u1ed1ng truy\u1ec1n th\u1ed1ng kh\u00f3 c\u00f3 th\u1ec3 ph\u00e1t hi\u1ec7n, gi\u00fap can thi\u1ec7p k\u1ecbp th\u1eddi v\u00e0 ch\u00ednh x\u00e1c h\u01a1n.<\/p>\n

B\u00ean c\u1ea1nh \u0111\u00f3, AI c\u0169ng gi\u00fap d\u1ef1 b\u00e1o xu h\u01b0\u1edbng th\u1ecb tr\u01b0\u1eddng v\u00e0 t\u1ed1i \u01b0u h\u00f3a vi\u1ec7c qu\u1ea3n l\u00fd d\u1eef li\u1ec7u nh\u00e0 \u0111\u1ea7u t\u01b0. \u0110i\u1ec1u n\u00e0y kh\u00f4ng ch\u1ec9 t\u1ea1o ra n\u1ec1n t\u1ea3ng v\u1eefng ch\u1eafc cho s\u1ef1 minh b\u1ea1ch, m\u00e0 c\u00f2n \u0111\u00f3ng vai tr\u00f2 quan tr\u1ecdng trong vi\u1ec7c ph\u00e1t tri\u1ec3n b\u1ec1n v\u1eefng TTCK, \u0111\u1ed3ng th\u1eddi g\u00f3p ph\u1ea7n n\u00e2ng cao hi\u1ec7u qu\u1ea3 v\u00e0 \u0111\u1ed9 ch\u00ednh x\u00e1c trong c\u00f4ng t\u00e1c gi\u00e1m s\u00e1t. Song song v\u1edbi \u0111\u00f3 l\u00e0 nh\u00f3m gi\u1ea3i ph\u00e1p t\u0103ng c\u01b0\u1eddng tuy\u00ean truy\u1ec1n, gi\u00e1o d\u1ee5c ph\u00e1p lu\u1eadt nh\u1eb1m n\u00e2ng cao \u00fd th\u1ee9c c\u1ee7a c\u00e1c t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n tham gia TTCK. Ngo\u00e0i ra, t\u0103ng c\u01b0\u1eddng ph\u1ed1i h\u1ee3p gi\u1eefa UBCKNN v\u1edbi c\u01a1 quan C\u00f4ng an trong x\u00e1c minh, l\u00e0m r\u00f5 c\u00e1c v\u1ee5 vi\u1ec7c vi ph\u1ea1m ph\u00e1p lu\u1eadt tr\u00ean TTCK, \u0111i\u1ec1u tra x\u1eed l\u00fd c\u00e1c v\u1ee5 vi\u1ec7c c\u00f3 d\u1ea5u hi\u1ec7u t\u1ed9i ph\u1ea1m\u2026<\/p>\n

Th\u1ef1c t\u1ebf, trong su\u1ed1t 25 n\u0103m ph\u00e1t tri\u1ec3n TTCK, Vi\u1ec7t Nam \u0111\u00e3 x\u00e2y d\u1ef1ng m\u1ed9t h\u1ec7 th\u1ed1ng khung kh\u1ed5 ph\u00e1p l\u00fd cho ho\u1ea1t \u0111\u1ed9ng gi\u00e1m s\u00e1t giao d\u1ecbch ch\u1ee9ng kho\u00e1n t\u01b0\u01a1ng \u0111\u1ed1i \u0111\u1ea7y \u0111\u1ee7, hi\u1ec7n \u0111\u1ea1i, theo th\u00f4ng l\u1ec7 qu\u1ed1c t\u1ebf, bao g\u1ed3m c\u1ea3 vi\u1ec7c x\u1eed l\u00fd h\u00e0nh ch\u00ednh v\u00e0 x\u1eed l\u00fd h\u00ecnh s\u1ef1 \u0111\u1ed1i v\u1edbi c\u00e1c h\u00e0nh vi x\u00e2m h\u1ea1i TTCK.<\/p>\n

Ch\u1ee7 t\u1ecbch UBCKNN V\u0169 Th\u1ecb Ch\u00e2n Ph\u01b0\u01a1ng kh\u1eb3ng \u0111\u1ecbnh, c\u00f4ng t\u00e1c thanh tra, gi\u00e1m s\u00e1t lu\u00f4n \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh l\u00e0 m\u1ed9t trong nh\u1eefng ch\u1ee9c n\u0103ng c\u1ed1t l\u00f5i c\u1ee7a UBCKNN ngay t\u1eeb ng\u00e0y \u0111\u1ea7u th\u00e0nh l\u1eadp. Vi\u1ec7c ph\u00e1t tri\u1ec3n \u0111\u1ed3ng b\u1ed9 b\u1ed9 m\u00e1y t\u1ed5 ch\u1ee9c, x\u00e2y d\u1ef1ng c\u01a1 ch\u1ebf ph\u1ed1i h\u1ee3p v\u1edbi c\u00e1c l\u1ef1c l\u01b0\u1ee3ng ch\u1ee9c n\u0103ng, \u0111\u1eb7c bi\u1ec7t l\u00e0 v\u1edbi B\u1ed9 C\u00f4ng an v\u00e0 C\u00f4ng an \u0111\u1ecba ph\u01b0\u01a1ng, \u0111\u00e3 t\u1ea1o n\u1ec1n t\u1ea3ng quan tr\u1ecdng \u0111\u1ec3 ph\u00f2ng ng\u1eeba v\u00e0 x\u1eed l\u00fd hi\u1ec7u qu\u1ea3 c\u00e1c h\u00e0nh vi vi ph\u1ea1m ph\u00e1p lu\u1eadt trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n.<\/p>\n

Hi\u1ec7n UBCKNN l\u00e0 m\u1ed9t trong b\u1ed1n \u0111\u01a1n v\u1ecb \u0111\u01b0\u1ee3c ph\u00e9p th\u00e0nh l\u1eadp t\u1ed5 ch\u1ee9c thanh tra trong c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c nh\u1eb1m n\u00e2ng cao t\u00ednh chuy\u00ean nghi\u1ec7p v\u00e0 hi\u1ec7u l\u1ef1c th\u1ef1c thi ph\u00e1p lu\u1eadt. H\u1ec7 th\u1ed1ng gi\u00e1m s\u00e1t, thanh tra \u0111\u00e3 \u0111\u01b0\u1ee3c ho\u00e0n ch\u1ec9nh t\u1eeb trung \u01b0\u01a1ng \u0111\u1ebfn \u0111\u1ecba ph\u01b0\u01a1ng v\u1edbi c\u00e1c ph\u00f2ng gi\u00e1m s\u00e1t t\u1ea1i c\u00e1c S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n, Ban gi\u00e1m s\u00e1t v\u00e0 Ban thanh tra thu\u1ed9c UBCKNN, qua \u0111\u00f3 \u0111\u1ea3m b\u1ea3o th\u1ef1c hi\u1ec7n hi\u1ec7u qu\u1ea3 c\u00e1c cam k\u1ebft qu\u1ed1c t\u1ebf c\u0169ng nh\u01b0 nhi\u1ec7m v\u1ee5 qu\u1ea3n l\u00fd th\u1ecb tr\u01b0\u1eddng n\u1ed9i \u0111\u1ecba. H\u1ec7 th\u1ed1ng gi\u00e1m s\u00e1t \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n nhi\u1ec1u l\u1edbp, g\u1ed3m 3 c\u1ea5p: UBCKNN, S\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n v\u00e0 c\u00f4ng ty ch\u1ee9ng kho\u00e1n \u0111\u00e3 g\u00f3p ph\u1ea7n l\u00e0m cho c\u00f4ng t\u00e1c gi\u00e1m s\u00e1t c\u01a1 b\u1ea3n th\u1ef1c hi\u1ec7n t\u1ed1t ch\u1ee9c n\u0103ng ki\u1ec3m so\u00e1t, ng\u0103n ng\u1eeba v\u00e0 x\u1eed l\u00fd nghi\u00eam \u0111\u1ed1i v\u1edbi c\u00e1c h\u00e0nh vi thao t\u00fang th\u1ecb tr\u01b0\u1eddng, b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0, h\u01b0\u1edbng \u0111\u1ebfn x\u00e2y d\u1ef1ng m\u1ed9t TTCK ph\u00e1t tri\u1ec3n \u1ed5n \u0111\u1ecbnh v\u00e0 b\u1ec1n v\u1eefng.<\/p>\n

Nh\u00ecn l\u1ea1i 25 n\u0103m ph\u00e1t tri\u1ec3n cho th\u1ea5y TTCK Vi\u1ec7t Nam \u0111\u00e3 c\u00f3 s\u1ef1 t\u0103ng tr\u01b0\u1edfng v\u01b0\u1ee3t b\u1eadc. S\u1ef1 ph\u00e1t tri\u1ec3n n\u00e0y \u0111\u00e3 m\u1edf ra c\u01a1 h\u1ed9i cho c\u00e1c doanh nghi\u1ec7p v\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 trong vi\u1ec7c \u0111a d\u1ea1ng h\u00f3a k\u00eanh huy \u0111\u1ed9ng v\u1ed1n v\u00e0 k\u00eanh \u0111\u1ea7u t\u01b0. Theo Th\u1ee9 tr\u01b0\u1edfng B\u1ed9 T\u00e0i ch\u00ednh Nguy\u1ec5n \u0110\u1ee9c Chi, th\u1eddi gian qua, B\u1ed9 T\u00e0i ch\u00ednh \u0111\u00e3 ch\u1ee7 \u0111\u1ed9ng ph\u1ed1i h\u1ee3p v\u1edbi c\u00e1c b\u1ed9, ng\u00e0nh, c\u01a1 quan li\u00ean quan \u0111\u1ec3 ho\u00e0n thi\u1ec7n to\u00e0n di\u1ec7n khung kh\u1ed5 ph\u00e1p l\u00fd v\u00e0 t\u1ed5 ch\u1ee9c v\u1eadn h\u00e0nh th\u1ecb tr\u01b0\u1eddng. Vi\u1ec7c r\u00e0 so\u00e1t, s\u1eeda \u0111\u1ed5i, b\u1ed5 sung c\u00e1c quy \u0111\u1ecbnh ph\u00e1p l\u00fd nh\u1eb1m \u0111\u00e1p \u1ee9ng c\u00e1c ti\u00eau ch\u00ed do c\u00e1c t\u1ed5 ch\u1ee9c x\u1ebfp h\u1ea1ng qu\u1ed1c t\u1ebf \u0111\u01b0a ra \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n \u0111\u1ed3ng b\u1ed9, c\u00f3 tr\u1ecdng t\u00e2m, tr\u1ecdng \u0111i\u1ec3m.<\/p>\n

\u201c\u0110\u1ebfn nay, c\u00e1c y\u00eau c\u1ea7u c\u01a1 b\u1ea3n \u0111\u1ec3 n\u00e2ng h\u1ea1ng th\u1ecb tr\u01b0\u1eddng \u0111\u00e3 \u0111\u01b0\u1ee3c Vi\u1ec7t Nam \u0111\u00e1p \u1ee9ng. Ch\u00fang ta \u0111\u00e3 c\u00f3 nh\u1eefng b\u01b0\u1edbc ti\u1ebfn \u0111\u00e1ng k\u1ec3, t\u1eeb vi\u1ec7c minh b\u1ea1ch h\u00f3a th\u00f4ng tin, c\u1ea3i c\u00e1ch h\u00e0nh lang ph\u00e1p l\u00fd \u0111\u1ebfn hi\u1ec7n \u0111\u1ea1i h\u00f3a h\u1ec7 th\u1ed1ng giao d\u1ecbch, thanh to\u00e1n. Nh\u1eefng y\u1ebfu t\u1ed1 n\u1ec1n t\u1ea3ng n\u00e0y \u0111\u00f3ng vai tr\u00f2 r\u1ea5t quan tr\u1ecdng trong vi\u1ec7c t\u1ea1o d\u1ef1ng ni\u1ec1m tin v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 qu\u1ed1c t\u1ebf\u201d – Th\u1ee9 tr\u01b0\u1edfng Chi nh\u1ea5n m\u1ea1nh.<\/p>\n

TTCK Vi\u1ec7t Nam \u0111ang c\u00f3 nh\u1ecbp \u0111i l\u00ean m\u1ea1nh m\u1ebd c\u00f9ng s\u1ef1 tr\u1edf l\u1ea1i c\u1ee7a kh\u1ed1i ngo\u1ea1i. VN-Index \u0111\u00e3 v\u01b0\u1ee3t m\u1ed1c \u0111\u1ec9nh tr\u00ean 1.600 v\u00e0 h\u01b0\u1edbng t\u1edbi m\u1ed1c 1.800 \u0111i\u1ec3m. T\u00ednh t\u1eeb \u0111\u1ea7u n\u0103m, v\u1ed1n h\u00f3a s\u00e0n HoSE \u0111\u00e3 t\u0103ng th\u00eam g\u1ea7n 880.000 t\u1ef7 \u0111\u1ed3ng, v\u01b0\u1ee3t h\u01a1n 6 tri\u1ec7u t\u1ef7. Theo s\u1ed1 li\u1ec7u th\u1ed1ng k\u00ea, \u0111\u1ebfn gi\u1eefa n\u0103m 2025, TTCK Vi\u1ec7t Nam c\u00f3 h\u01a1n 1.600 c\u00f4ng ty ni\u00eam y\u1ebft v\u00e0 \u0111\u0103ng k\u00fd giao d\u1ecbch, v\u1edbi quy m\u00f4 v\u1ed1n h\u00f3a h\u01a1n 7,4 tri\u1ec7u t\u1ef7 \u0111\u1ed3ng, t\u01b0\u01a1ng \u0111\u01b0\u01a1ng 65% GDP n\u0103m 2024, trong \u0111\u00f3 g\u1ea7n 50 doanh nghi\u1ec7p v\u1ed1n h\u00f3a t\u1ef7 USD. \u0110\u1ebfn cu\u1ed1i th\u00e1ng 7, nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n trong n\u01b0\u1edbc c\u00f3 t\u1ed5ng c\u1ed9ng h\u01a1n 10,4 tri\u1ec7u t\u00e0i kho\u1ea3n, t\u01b0\u01a1ng \u0111\u01b0\u01a1ng h\u01a1n 10% d\u00e2n s\u1ed1, ho\u00e0n th\u00e0nh m\u1ee5c ti\u00eau tr\u01b0\u1edbc th\u1eddi h\u1ea1n 2025 v\u00e0 \u0111ang h\u01b0\u1edbng \u0111\u1ebfn 11 tri\u1ec7u t\u00e0i kho\u1ea3n v\u00e0o n\u0103m 2030. C\u01a1 c\u1ea5u s\u1ea3n ph\u1ea9m tr\u00ean th\u1ecb tr\u01b0\u1eddng c\u0169ng ng\u00e0y m\u1ed9t \u0111a d\u1ea1ng v\u1edbi c\u1ed5 phi\u1ebfu, tr\u00e1i phi\u1ebfu, ch\u1ee9ng ch\u1ec9 qu\u1ef9, ch\u1ee9ng quy\u1ec1n, h\u1ee3p \u0111\u1ed3ng t\u01b0\u01a1ng lai\u2026<\/p>\n

H\u00e0 An<\/strong><\/p>\n

————-<\/em><\/p>\n

C\u00f4ng an Nh\u00e2n d\u00e2n (Th\u1ecb tr\u01b0\u1eddng) ng\u00e0y 22-8-202<\/em><\/strong>5<\/em><\/strong>:<\/em><\/strong><\/p>\n

https:\/\/cand.com.vn\/Thi-truong\/nhan-dien-vi-pham-de-dung-barie-ngan-chan-bai-cuoi–i778866\/<\/a><\/em><\/p>\n

(68\/2.269)<\/em>","protected":false},"excerpt":{"rendered":"

Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i). (CAND) – C\u00e1c vi ph\u1ea1m tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n (TTCK) c\u00f3 nhi\u1ec1u h\u00ecnh th\u1ee9c, nh\u01b0ng d\u00f9 vi ph\u1ea1m c\u1ee7a c\u00e1 nh\u00e2n hay doanh nghi\u1ec7p, v\u00ec l\u00fd do kh\u00e1ch quan hay ch\u1ee7 quan, c\u0169ng c\u1ea7n x\u00e1c \u0111\u1ecbnh \u0111\u01b0\u1ee3c nguy\u00ean nh\u00e2n, t\u1eeb \u0111\u00f3 s\u1ebd c\u00f3 […]<\/p>\n","protected":false},"author":2,"featured_media":48561,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[17,26],"tags":[41],"class_list":["post-48560","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-binh-luan-gop-y","category-legal-media","tag-luat-su-chung-khoan"],"acf":[],"yoast_head":"\n4.139. Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i). - ANVI Law Firm<\/title>\n<meta name=\"description\" content=\"Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i) \u0111\u1ec3 l\u00e0m trong s\u1ea1ch th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. Thanh tra UBCKNN chia vi ph\u1ea1m th\u00e0nh 3 nh\u00f3m.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/anvilaw.com\/vi\/?p=48560\" \/>\n<meta property=\"og:locale\" content=\"vi_VN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"[:vi]4.139. Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i).[:] - ANVI Law Firm\" \/>\n<meta property=\"og:description\" content=\"Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i) \u0111\u1ec3 l\u00e0m trong s\u1ea1ch th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. Thanh tra UBCKNN chia vi ph\u1ea1m th\u00e0nh 3 nh\u00f3m.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/anvilaw.com\/vi\/?p=48560\" \/>\n<meta property=\"og:site_name\" content=\"ANVI Law Firm\" \/>\n<meta property=\"article:publisher\" content=\"https:\/\/facebook.com\/anvilawfirm\" \/>\n<meta property=\"article:published_time\" content=\"2025-08-22T04:36:00+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2025-08-27T08:23:44+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/anvilaw.com\/wp-content\/uploads\/2025\/08\/Anh1-1.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"605\" \/>\n\t<meta property=\"og:image:height\" content=\"403\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:creator\" content=\"@anvilawfirm\" \/>\n<meta name=\"twitter:site\" content=\"@anvilawfirm\" \/>\n<meta name=\"twitter:label1\" content=\"\u0110\u01b0\u1ee3c vi\u1ebft b\u1edfi\" \/>\n\t<meta name=\"twitter:data1\" content=\"Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c\" \/>\n\t<meta name=\"twitter:label2\" content=\"\u01af\u1edbc t\u00ednh th\u1eddi gian \u0111\u1ecdc\" \/>\n\t<meta name=\"twitter:data2\" content=\"13 ph\u00fat\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\/\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\/\/anvilaw.com\/vi\/?p=48560#article\",\"isPartOf\":{\"@id\":\"https:\/\/anvilaw.com\/vi\/?p=48560\"},\"author\":{\"name\":\"Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c\",\"@id\":\"https:\/\/anvilaw.com\/vi\/#\/schema\/person\/f250bfe7ec16ce4eba7ae37ffd717a9e\"},\"headline\":\"4.139. Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i).\",\"datePublished\":\"2025-08-22T04:36:00+00:00\",\"dateModified\":\"2025-08-27T08:23:44+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\/\/anvilaw.com\/vi\/?p=48560\"},\"wordCount\":3474,\"publisher\":{\"@id\":\"https:\/\/anvilaw.com\/vi\/#organization\"},\"image\":{\"@id\":\"https:\/\/anvilaw.com\/vi\/?p=48560#primaryimage\"},\"thumbnailUrl\":\"https:\/\/anvilaw.com\/wp-content\/uploads\/2025\/08\/Anh1-1.jpg\",\"keywords\":[\"Lu\u1eadt s\u01b0 Ch\u1ee9ng kho\u00e1n\"],\"articleSection\":[\"Tr\u00edch d\u1eabn\",\"T\u01b0 li\u1ec7u ANVI\"],\"inLanguage\":\"vi\"},{\"@type\":\"WebPage\",\"@id\":\"https:\/\/anvilaw.com\/vi\/?p=48560\",\"url\":\"https:\/\/anvilaw.com\/vi\/?p=48560\",\"name\":\"[:vi]4.139. Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i).[:] - ANVI Law Firm\",\"isPartOf\":{\"@id\":\"https:\/\/anvilaw.com\/vi\/#website\"},\"primaryImageOfPage\":{\"@id\":\"https:\/\/anvilaw.com\/vi\/?p=48560#primaryimage\"},\"image\":{\"@id\":\"https:\/\/anvilaw.com\/vi\/?p=48560#primaryimage\"},\"thumbnailUrl\":\"https:\/\/anvilaw.com\/wp-content\/uploads\/2025\/08\/Anh1-1.jpg\",\"datePublished\":\"2025-08-22T04:36:00+00:00\",\"dateModified\":\"2025-08-27T08:23:44+00:00\",\"description\":\"Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i) \u0111\u1ec3 l\u00e0m trong s\u1ea1ch th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. Thanh tra UBCKNN chia vi ph\u1ea1m th\u00e0nh 3 nh\u00f3m.\",\"breadcrumb\":{\"@id\":\"https:\/\/anvilaw.com\/vi\/?p=48560#breadcrumb\"},\"inLanguage\":\"vi\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\/\/anvilaw.com\/vi\/?p=48560\"]}]},{\"@type\":\"ImageObject\",\"inLanguage\":\"vi\",\"@id\":\"https:\/\/anvilaw.com\/vi\/?p=48560#primaryimage\",\"url\":\"https:\/\/anvilaw.com\/wp-content\/uploads\/2025\/08\/Anh1-1.jpg\",\"contentUrl\":\"https:\/\/anvilaw.com\/wp-content\/uploads\/2025\/08\/Anh1-1.jpg\",\"width\":605,\"height\":403,\"caption\":\"Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i)\"},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\/\/anvilaw.com\/vi\/?p=48560#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\/\/anvilaw.com\/vi\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"4.139. Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i).\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\/\/anvilaw.com\/vi\/#website\",\"url\":\"https:\/\/anvilaw.com\/vi\/\",\"name\":\"ANVI Law Firm - C\u00f4ng ty Lu\u1eadt ANVI\",\"description\":\"C\u00f4ng ty Lu\u1eadt ANVI - ANVI Law Firm\",\"publisher\":{\"@id\":\"https:\/\/anvilaw.com\/vi\/#organization\"},\"alternateName\":\"anvilaw.com\",\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\/\/anvilaw.com\/vi\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"vi\"},{\"@type\":\"Organization\",\"@id\":\"https:\/\/anvilaw.com\/vi\/#organization\",\"name\":\"C\u00f4ng ty Lu\u1eadt ANVI | ANVI Law Firm\",\"alternateName\":\"ANVI\",\"url\":\"https:\/\/anvilaw.com\/vi\/\",\"logo\":{\"@type\":\"ImageObject\",\"inLanguage\":\"vi\",\"@id\":\"https:\/\/anvilaw.com\/vi\/#\/schema\/logo\/image\/\",\"url\":\"https:\/\/anvilaw.com\/wp-content\/uploads\/2022\/01\/ANVI-Logo-ca-hinh-va-chu-khong-co-nen-174K-1.png\",\"contentUrl\":\"https:\/\/anvilaw.com\/wp-content\/uploads\/2022\/01\/ANVI-Logo-ca-hinh-va-chu-khong-co-nen-174K-1.png\",\"width\":3493,\"height\":1535,\"caption\":\"C\u00f4ng ty Lu\u1eadt ANVI | ANVI Law Firm\"},\"image\":{\"@id\":\"https:\/\/anvilaw.com\/vi\/#\/schema\/logo\/image\/\"},\"sameAs\":[\"https:\/\/facebook.com\/anvilawfirm\",\"https:\/\/x.com\/anvilawfirm\",\"https:\/\/www.youtube.com\/@anvilawfirm\",\"https:\/\/www.youtube.com\/@lsduc_anvi\"]},{\"@type\":\"Person\",\"@id\":\"https:\/\/anvilaw.com\/vi\/#\/schema\/person\/f250bfe7ec16ce4eba7ae37ffd717a9e\",\"name\":\"Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c\",\"image\":{\"@type\":\"ImageObject\",\"inLanguage\":\"vi\",\"@id\":\"https:\/\/anvilaw.com\/vi\/#\/schema\/person\/image\/\",\"url\":\"https:\/\/secure.gravatar.com\/avatar\/939cd8149fd8babbde69424b0b9cd8c1d6d82a1eb91f15a25a976dcc104497f9?s=96&d=mm&r=g\",\"contentUrl\":\"https:\/\/secure.gravatar.com\/avatar\/939cd8149fd8babbde69424b0b9cd8c1d6d82a1eb91f15a25a976dcc104497f9?s=96&d=mm&r=g\",\"caption\":\"Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c\"},\"sameAs\":[\"https:\/\/anvilaw.com\"],\"url\":\"https:\/\/anvilaw.com\/vi\/author\/ductt\/\"}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"[:vi]4.139. Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i).[:] - ANVI Law Firm","description":"Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i) \u0111\u1ec3 l\u00e0m trong s\u1ea1ch th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. Thanh tra UBCKNN chia vi ph\u1ea1m th\u00e0nh 3 nh\u00f3m.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/anvilaw.com\/vi\/?p=48560","og_locale":"vi_VN","og_type":"article","og_title":"[:vi]4.139. Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i).[:] - ANVI Law Firm","og_description":"Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i) \u0111\u1ec3 l\u00e0m trong s\u1ea1ch th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. Thanh tra UBCKNN chia vi ph\u1ea1m th\u00e0nh 3 nh\u00f3m.","og_url":"https:\/\/anvilaw.com\/vi\/?p=48560","og_site_name":"ANVI Law Firm","article_publisher":"https:\/\/facebook.com\/anvilawfirm","article_published_time":"2025-08-22T04:36:00+00:00","article_modified_time":"2025-08-27T08:23:44+00:00","og_image":[{"width":605,"height":403,"url":"https:\/\/anvilaw.com\/wp-content\/uploads\/2025\/08\/Anh1-1.jpg","type":"image\/jpeg"}],"author":"Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c","twitter_card":"summary_large_image","twitter_creator":"@anvilawfirm","twitter_site":"@anvilawfirm","twitter_misc":{"\u0110\u01b0\u1ee3c vi\u1ebft b\u1edfi":"Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c","\u01af\u1edbc t\u00ednh th\u1eddi gian \u0111\u1ecdc":"13 ph\u00fat"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/anvilaw.com\/vi\/?p=48560#article","isPartOf":{"@id":"https:\/\/anvilaw.com\/vi\/?p=48560"},"author":{"name":"Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c","@id":"https:\/\/anvilaw.com\/vi\/#\/schema\/person\/f250bfe7ec16ce4eba7ae37ffd717a9e"},"headline":"4.139. Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i).","datePublished":"2025-08-22T04:36:00+00:00","dateModified":"2025-08-27T08:23:44+00:00","mainEntityOfPage":{"@id":"https:\/\/anvilaw.com\/vi\/?p=48560"},"wordCount":3474,"publisher":{"@id":"https:\/\/anvilaw.com\/vi\/#organization"},"image":{"@id":"https:\/\/anvilaw.com\/vi\/?p=48560#primaryimage"},"thumbnailUrl":"https:\/\/anvilaw.com\/wp-content\/uploads\/2025\/08\/Anh1-1.jpg","keywords":["Lu\u1eadt s\u01b0 Ch\u1ee9ng kho\u00e1n"],"articleSection":["Tr\u00edch d\u1eabn","T\u01b0 li\u1ec7u ANVI"],"inLanguage":"vi"},{"@type":"WebPage","@id":"https:\/\/anvilaw.com\/vi\/?p=48560","url":"https:\/\/anvilaw.com\/vi\/?p=48560","name":"[:vi]4.139. Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i).[:] - ANVI Law Firm","isPartOf":{"@id":"https:\/\/anvilaw.com\/vi\/#website"},"primaryImageOfPage":{"@id":"https:\/\/anvilaw.com\/vi\/?p=48560#primaryimage"},"image":{"@id":"https:\/\/anvilaw.com\/vi\/?p=48560#primaryimage"},"thumbnailUrl":"https:\/\/anvilaw.com\/wp-content\/uploads\/2025\/08\/Anh1-1.jpg","datePublished":"2025-08-22T04:36:00+00:00","dateModified":"2025-08-27T08:23:44+00:00","description":"Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i) \u0111\u1ec3 l\u00e0m trong s\u1ea1ch th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. Thanh tra UBCKNN chia vi ph\u1ea1m th\u00e0nh 3 nh\u00f3m.","breadcrumb":{"@id":"https:\/\/anvilaw.com\/vi\/?p=48560#breadcrumb"},"inLanguage":"vi","potentialAction":[{"@type":"ReadAction","target":["https:\/\/anvilaw.com\/vi\/?p=48560"]}]},{"@type":"ImageObject","inLanguage":"vi","@id":"https:\/\/anvilaw.com\/vi\/?p=48560#primaryimage","url":"https:\/\/anvilaw.com\/wp-content\/uploads\/2025\/08\/Anh1-1.jpg","contentUrl":"https:\/\/anvilaw.com\/wp-content\/uploads\/2025\/08\/Anh1-1.jpg","width":605,"height":403,"caption":"Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i)"},{"@type":"BreadcrumbList","@id":"https:\/\/anvilaw.com\/vi\/?p=48560#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/anvilaw.com\/vi\/"},{"@type":"ListItem","position":2,"name":"4.139. Nh\u1eadn di\u1ec7n vi ph\u1ea1m \u0111\u1ec3 d\u1ef1ng \u201cbarie\u201d ng\u0103n ch\u1eb7n (b\u00e0i cu\u1ed1i)."}]},{"@type":"WebSite","@id":"https:\/\/anvilaw.com\/vi\/#website","url":"https:\/\/anvilaw.com\/vi\/","name":"ANVI Law Firm - C\u00f4ng ty Lu\u1eadt ANVI","description":"C\u00f4ng ty Lu\u1eadt ANVI - ANVI Law Firm","publisher":{"@id":"https:\/\/anvilaw.com\/vi\/#organization"},"alternateName":"anvilaw.com","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/anvilaw.com\/vi\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"vi"},{"@type":"Organization","@id":"https:\/\/anvilaw.com\/vi\/#organization","name":"C\u00f4ng ty Lu\u1eadt ANVI | ANVI Law Firm","alternateName":"ANVI","url":"https:\/\/anvilaw.com\/vi\/","logo":{"@type":"ImageObject","inLanguage":"vi","@id":"https:\/\/anvilaw.com\/vi\/#\/schema\/logo\/image\/","url":"https:\/\/anvilaw.com\/wp-content\/uploads\/2022\/01\/ANVI-Logo-ca-hinh-va-chu-khong-co-nen-174K-1.png","contentUrl":"https:\/\/anvilaw.com\/wp-content\/uploads\/2022\/01\/ANVI-Logo-ca-hinh-va-chu-khong-co-nen-174K-1.png","width":3493,"height":1535,"caption":"C\u00f4ng ty Lu\u1eadt ANVI | ANVI Law Firm"},"image":{"@id":"https:\/\/anvilaw.com\/vi\/#\/schema\/logo\/image\/"},"sameAs":["https:\/\/facebook.com\/anvilawfirm","https:\/\/x.com\/anvilawfirm","https:\/\/www.youtube.com\/@anvilawfirm","https:\/\/www.youtube.com\/@lsduc_anvi"]},{"@type":"Person","@id":"https:\/\/anvilaw.com\/vi\/#\/schema\/person\/f250bfe7ec16ce4eba7ae37ffd717a9e","name":"Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c","image":{"@type":"ImageObject","inLanguage":"vi","@id":"https:\/\/anvilaw.com\/vi\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/939cd8149fd8babbde69424b0b9cd8c1d6d82a1eb91f15a25a976dcc104497f9?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/939cd8149fd8babbde69424b0b9cd8c1d6d82a1eb91f15a25a976dcc104497f9?s=96&d=mm&r=g","caption":"Tr\u01b0\u01a1ng Thanh \u0110\u1ee9c"},"sameAs":["https:\/\/anvilaw.com"],"url":"https:\/\/anvilaw.com\/vi\/author\/ductt\/"}]}},"_links":{"self":[{"href":"https:\/\/anvilaw.com\/vi\/wp-json\/wp\/v2\/posts\/48560","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/anvilaw.com\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/anvilaw.com\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/anvilaw.com\/vi\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/anvilaw.com\/vi\/wp-json\/wp\/v2\/comments?post=48560"}],"version-history":[{"count":3,"href":"https:\/\/anvilaw.com\/vi\/wp-json\/wp\/v2\/posts\/48560\/revisions"}],"predecessor-version":[{"id":48648,"href":"https:\/\/anvilaw.com\/vi\/wp-json\/wp\/v2\/posts\/48560\/revisions\/48648"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/anvilaw.com\/vi\/wp-json\/wp\/v2\/media\/48561"}],"wp:attachment":[{"href":"https:\/\/anvilaw.com\/vi\/wp-json\/wp\/v2\/media?parent=48560"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/anvilaw.com\/vi\/wp-json\/wp\/v2\/categories?post=48560"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/anvilaw.com\/vi\/wp-json\/wp\/v2\/tags?post=48560"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}